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Searching Content indexed under Trials & Appeals & Compensation by Mauro Wolfe ordered by Published Date Descending.
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Reigning In The SEC: The Supreme Court Limits Disgorgement To A Five-Year Statute Of Limitations
In yet another setback for the SEC, the Supreme Court unanimously decided that disgorgement actions, a cornerstone of SEC enforcement, are subject to a five-year statute of limitations.
United States
7 Jun 2017
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Home-Field Advantage? Scrutinizing The Independence Of The SEC's ALJs
In the last few weeks, the SEC and its administrative law judges ("ALJs") have tested the truthfulness of the old adage, "There's no such thing as bad publicity."
United States
11 May 2017
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