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Searching Content indexed under Litigation, Mediation & Arbitration by John Tuzyk ordered by Published Date Descending.
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National Securities Regulator On The Ropes? Quebec Court Of Appeal Rules Proposed Cooperative System Unconstitutional
On May 10, 2017, the Quebec Court of Appeal ruled that the proposed cooperative capital markets regulatory system is in significant respects unconstitutional, although it ruled that the federal government's...
Canada
16 May 2017
2
Proposed OSC Whistleblower Policy Provides Greater Incentive For Employees To Report Misconduct To Regulator
The proposed Policy is open for comment until January 12, 2016, and the OSC aims to have a final Policy in place by spring 2016.
Canada
3 Nov 2015
3
Broad Reach For Canadian Securities Regulators For Insider Trading
In a settlement agreement recently endorsed by the Ontario Securities Commission (OSC), respondent Anand Hariharan agreed to settle insider trading allegations made by OSC enforcement staff (Staff) against him.
Canada
4 Jun 2015
4
Ontario Court Confirms Prospectus Misrepresentation Remedy Unavailable To Secondary Market Purchasers
A recent certification decision of the Ontario Superior Court of Justice, Justice Perell excluded investors who purchased securities of the defendant on the secondary market from a proposed class of investors pursuing claims for prospectus misrepresentation.
Canada
13 Jun 2013
5
Internet Gaming Poses Challenges for Financial Institutions
Recent U.S. developments have highlighted issues relating to Internet gaming in Canada and the legal position of businesses located in Canada, such as financial institutions, which provide services relating to Internet gaming.
Canada
2 Aug 2006
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