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Searching Content indexed under Litigation, Mediation & Arbitration by Mark Kornfeld ordered by Published Date Descending.
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2016 Year-End Securities Litigation And Enforcement Highlights
Welcome to the 2016 Year-End Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team.
United States
10 Feb 2017
2
Tenth Circuit Creates Circuit Split On The Constitutionality Of SEC Administrative Law Judges
On December 27, 2016, a divided panel of the Tenth Circuit Court of Appeals found the SEC's use of administrative law judges ("ALJs") unconstitutional, setting aside an ALJ's administrative order...
United States
17 Jan 2017
3
2015 Year-End Securities Litigation And Enforcement Highlights
Welcome to the 2015 Year-End Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team.
United States
3 Mar 2016
4
2015 Mid-Year Securities Litigation And Enforcement Highlights
Welcome to the 2015 Mid-Year Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team.
United States
7 Aug 2015
5
A Further Harbinger On The Application Of SLUSA
On March 30, 2015, the U.S. District Court for the Southern District of New York dismissed claims in a putative class action against New York-based hedge fund manager Philip A. Falcone, his advisory firm Harbinger Capital Partners, and its affiliates.
United States
24 Apr 2015
6
Omnicare And The "Reasonable Investor" Standard For Statements Of Opinion
The U.S. Supreme Court unanimously decided the closely followed case of Omnicare v. Laborers District Council Construction Industry Pension Fund.
United States
15 Apr 2015
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