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Searching Content indexed under Inward/ Foreign Investment by Ropes & Gray LLP's Investment Management Practice Group ordered by Published Date Descending.
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SEC Adopts Final Rule Defining Family Offices Exempt From SEC Registration
On June 22, 2011, the Securities and Exchange Commission (the "SEC") adopted Rule 202(a)(11)(G)-1 under the Investment Advisers Act of 1940 ("Advisers Act") to create an exemption from registration for qualified "family offices."
United States
 
29 Jun 2011
2
Ropes & Gray's Investment Management Update: May 2011
On May 10, 2011, the Securities and Exchange Commission (the "SEC") issued proposed rules and a notice of its intention to issue an order increasing the thresholds for qualification as a "Qualified Client" under the Investment Advisers Act of 1940 (the "Advisers Act"), as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act").
United States
7 Jun 2011
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