Searching Content indexed under Money Laundering by Howard S. Altarescu ordered by Published Date Descending.
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National Bank Charters For Fintech Companies
With these remarks, Comptroller of the Currency Thomas J. Curry announced on December 2 that the Office of the Comptroller of the Currency ("OCC") would move forward with considering applications...
United States
16 Dec 2016
JMLSG Board Has Published Draft Guidance On Private Equity For Consultation
On October 29, the Joint Money Laundering Steering Group (JMLSG) published for comment, a revised anti-money laundering and counter-terrorist financing guidance on Private Equity.
European Union
11 Nov 2014
Council Of EU Agrees On General Approach On The Fourth Money Laundering Directive And Revised Wire Transfer Regulation
The Council of the EU published a note outlining the general approach of the Presidency of the Council of the EU to the proposed Fourth Money Laundering Directive.
European Union
3 Jul 2014
FCA Publishes Regulation Round-Up
The Financial Conduct Authority published its May issue of regulation round-up, a newsletter providing details of the FCA’s recent activity.
5 Jun 2014
Financial Industry Week In Review - 03-10-2014
The Fed, the FDIC, and the OCC issued final guidance which describes supervisory expectations for stress tests to be conducted by financial companies.
United States
19 Mar 2014
Council Of The EU Presidency Compromise Proposal On MLD4
On March 3, the Council of the EU published a compromise proposal (dated January 28, 2014) on the European Commission’s proposed Directive on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing (known as the Fourth Money Laundering Directive or MLD4).
European Union
18 Mar 2014
BCBS Finalizes Risk Management Guidelines On AML And Terrorist Financing
On January 15, the Basel Committee on Banking Supervision issued risk management guidelines relating to anti-money laundering and terrorist financing.
United States
27 Jan 2014
European Parliament Committee Publishes Opinion On Money Laundering Directive 4
On January 7, the European Parliament published an opinion, written by its Committee on Legal Affairs (or JURI) relating to the Directive that is proposed to amend and replace the Third Money Laundering Directive (2005/60/EC) (or MLD3).
European Union
16 Jan 2014
European Central Bank To Undertake Comprehensive Assessment Of Large Banks In Advance Of The Single Supervisory Mechanism
In a press release dated October 23, the ECB announced that it will undertake a comprehensive assessment of large banks prior to assuming full responsibility for supervision as part of the SSM.
European Union
4 Nov 2013
Anti-Money Laundering: Italian Competent Authorities Issue Clarification On The Duty Of Restitution Of Money/Securities To Customers For Whom The Due Diligence Cannot Be Carried Out
New paragraph 1-bis of article 23 of Legislative Decree 21 November 2007, no. 231, introduced by article 18 of Legislative Decree 19 September 2012, no. 169, provides that, in the event the addressees of anti-money laundering law are unable to comply with the customer due diligence obligation, they must return money, securities and other financial means to the customer at issue on account(s) indicated by the latter.
United States
10 Sep 2013
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