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Searching Content indexed under Government, Public Sector by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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1
Money Services Business Settles Apparent Violations Of Global Terrorism Sanctions Regulations
A money services business agreed to pay $401,697 to settle its potential civil liability for apparent violations of the Global Terrorism Sanctions Regulations.
United States
14 Jun 2019
2
FinCEN Invites FinTech And RegTech Firms To Present Innovations
The Financial Crimes Enforcement Network ("FinCEN") encouraged FinTech and RegTech companies and financial institutions to present their innovative products and services.
United States
11 Jun 2019
3
OCC Underscores Risks Facing Federal Banking System
In its Semiannual Risk Perspective for Spring 2019, the OCC described the condition of banks as "strong" as far as capital, leverage and short-term performance
United States
6 Jun 2019
4
Senate Banking Committee Considers Testimony On Collecting Beneficial Ownership Information
The U.S. Senate Committee on Banking, Housing and Urban Affairs considered testimony on the benefits of collecting beneficial ownership information for combating financial crime
United States
5 Jun 2019
5
OCC Underscores Risks For Small Banks
In its Semiannual Risk Perspective for Spring 2019, the OCC described banks as being in generally good shape as far as capital, leverage and short-term performance.
United States
4 Jun 2019
6
OFAC Designates Individuals And Entity For Human Rights Abuses
OFAC designated two Russian individuals for their alleged roles in the "detention, abuse and death" of Sergei Magnitsky. Mr. Magnitsky, a Russian attorney and auditor.
United States
31 May 2019
7
SEC OCIE Director Urges Firms To Establish And Maintain Strong Compliance Programs
SEC Office of Compliance Inspections and Examinations ("OCIE") Director Peter Driscoll urged firms to establish and maintain strong compliance programs that address.
United States
31 May 2019
8
President Trump Declares National Emergency Over Foreign Cyber Threats
President Trump declared a national emergency and issued an Executive Order prohibiting the acquisition, importation or use of foreign information and communications technology that poses a risk of sabotage or other harm to U.S. national security.
United States
31 May 2019
9
FinCEN Renews Geographic Targeting Order For 12 Metropolitan Areas
The Financial Crimes Enforcement Network ("FinCEN") renewed a Geographic Targeting Order ("GTO") requiring title insurance companies to collect
United States
30 May 2019
10
Treasury Undersecretary Highlights Use Of Crypto For Money Laundering And Terrorist Financing
U.S. Treasury Department Undersecretary for Terrorism and Financial Intelligence Sigal Mandelker described money laundering and financing of terrorism risks in distributed ledger technologies.
United States
30 May 2019
11
FinCEN Provides Guidance On Convertible Virtual Currencies, Issues Advisory On Illicit Activity
The Financial Crimes Enforcement Network ("FinCEN") provided guidance on the application of Bank Secrecy Act money transmission regulations to business models involving convertible virtual currencies ("CVCs").
United States
28 May 2019
12
Fincen Warns Financial Institutions Of Corruption In Venezuela
The Financial Crimes Enforcement Network ("FinCEN") warned financial institutions of public corruption in Venezuela, as well as of attempted money laundering by Venezuelan political figures.
United States
22 May 2019
13
FINRA Alerts Members To Money Laundering Red Flags
FINRA provided guidance to member firms on reporting and monitoring suspicious activity pursuant to FINRA Rule 3310 ("Anti-Money Laundering Compliance Program").
United States
22 May 2019
14
Broker-Dealer Settles FINRA Charges For Failing To Independently Test AML Program
A broker-dealer agreed to settle FINRA charges for failing to conduct an independent test of its anti-money laundering ("AML") compliance program, in violation rules.
United States
14 May 2019
15
Virtual Currency "Exchanger" Settles FinCEN AML Violations
A virtual currency "exchanger" consented to a Financial Crimes Enforcement Network ("FinCEN") penalty for violations of the Bank Secrecy Act and anti-money laundering ("AML") regulations.
United States
6 May 2019
16
FATF Agrees On "Permanent Mandate" To Protect Global Financial System
Ministers of finance of Financial Action Task Force ("FATF") member countries agreed to make permanent the mandate for the FATF to protect the international financial system from money laundering and terrorist financing.
United States
2 May 2019
17
Trump Administration Designates Iran's Islamic Revolutionary Guard As Foreign Terrorist Organization
The Trump administration designated Iran's Islamic Revolutionary Guard Corps ("IRGC") as a Foreign Terrorist Organization ("FTO") ...
United States
26 Apr 2019
18
Cannabis Finance - SAFE In The STATES And Maybe Beyond?
Will 2019 be the year that federal lawmakers block U.S. law enforcement and regulatory agencies from enforcing marijuana prohibitions in states where marijuana is legal
United States
25 Apr 2019
19
Cadwalader Attorneys Discuss AML Developments Affecting Cannabis, Crypto And Broker-Dealers
On March 27, 2019, Cadwalader presented a webinar on recent anti-money laundering ("AML") developments affecting cannabis businesses, broker-dealers, blockchain transactions and draft legislation.
United States
16 Apr 2019
20
SEC And FCA Sign Updated Supervisory Cooperation Arrangements
The SEC and UK Financial Conduct Authority ("FCA") signed two Memoranda of Understanding ("MOU") to ensure continued cooperation with respect to the oversight of regulated entities across borders.
United States
12 Apr 2019
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