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Searching Content indexed under Insurance Laws and Products by Adriana A. Perez ordered by Published Date Descending.
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Suitability Working Group Stirs Ingredients For Suitability Model Potion
On October 22 and 23, the NAIC Annuity Suitability (A) Working Group (Suitability WG) held an interim meeting to review comments received on the Suitability in Annuity Transactions Model Regulation ...
United States
30 Oct 2018
2
As Students Return to School, Regulators Continue Their Study of the NAIC's Suitability in Annuity
At the 2018 NAIC Summer National Meeting, regulators continued their efforts to define the standard of care that applies to recommendations.
United States
7 Oct 2018
3
In The Duty Of Care Race, The NAIC Is In The Chase With New Proposed Revisions To Its Annuity Suitability Model
On July 24, in preparation for its August 4 meeting at the NAIC 2018 Summer National Meeting, the Annuity Suitability (A) Working Group (the "Suitability WG") peddled fast...
United States
1 Aug 2018
4
New York Issues Final Life Insurance And Annuity Suitability And Best Interests Regulation
On July 18, New York's Department of Financial Services (the "NY DFS") issued the final version of its Suitability and Best Interests in Life Insurance and Annuity Transactions Regulation...
United States
25 Jul 2018
5
Which Thoroughbred Will Win The Standards Of Care Derby?
The NAIC and the State of New York continue racing as each is revising its suitability regulation to incorporate enhanced standards of care. Only time will tell which version will gallop to victory.
United States
6 Jul 2018
6
Several Teams Compete To Reach NAIC Suitability Model Finals
On May 31 and June 1, several teams competed over proposed revisions to the Suitability in Annuity Transactions Model Regulation (#275) (Suitability Model) ...
United States
7 Jun 2018
7
Changes To New York Insurance Regulation 187: Are They April Showers Bringing May Flowers, Or Are June Bugs On The Way?
On April 27, New York's Department of Financial Services (NY DFS) issued its updated proposed First Amendment (Updated First Amendment) to New York's Suitability in Annuity Transactions, 11 NYCR 224.
United States
3 May 2018
8
Another Bout In The NAIC Best Interest Standard Title Fight
The first round will be a no holds barred fight over the appropriate scope of the Model.
United States
10 Apr 2018
9
State Suitability, Fiduciary Duty And Disclosure Initiatives Roundup
States are stampeding to impose additional duties on those who provide financial advice or make recommendations to consumers.
United States
10 Apr 2018
10
Did Santa Give The Insurance Industry A Lump Of Coal Or A Diamond In The Rough?
The Proposed Suitability and Best Interest Standard of Conduct in Annuity Transactions Model Regulation.
United States
11 Jan 2018
11
The Ghosts Of Christmas Past, Present, And Future Haunt Insurers' Use Of Big Data And Algorithmic Tools
We may yet encounter a regulatory headstone or two before we wake to enjoy all the benefits that big data and algorithmic tools may bring.
United States
11 Jan 2018
12
New York Department Of Financial Services Rings In The New Year With New Suitability Requirements For Insurance Companies
New York's Department of Financial Services decided to bid farewell to 2017 and ring-in the new year by proposing to amend Suitability in Annuity Transactions, 11 NYCR 224 (the Annuity Suitability Rule).
United States
3 Jan 2018
13
New Model Regulation Gives Insurers Little To Be Thankful For
On November 24, while everyone was recuperating from their Thanksgiving feast, the NAIC's Annuity Suitability Working Group circulated the Working Group Chair's draft of proposed revisions to the Suitability in Annuity Transactions Model Regulation (#275) ...
United States
28 Nov 2017
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