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Searching Content indexed under Audit by Orrick ordered by Published Date Descending.
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ECA Publishes A Communication On Access To ECB Banking Supervision Documents And Information
On January 14, the European Court of Auditors ("ECA") published a communication to the European Parliament on the European Central Bank's ("ECB") position on the ECA's access to audit documents
United States
28 Jan 2019
2
Audits Of Multifamily Housing Bonds Triggered By Failure To File Form 8703
IRC Section 142(d) requires operators of qualified residential rental properties to file Form 8703, Annual Certification of a Residential Rental Project annually.
United States
24 Jul 2017
3
IRS Updates Golden Parachute Audit Guide
The 2017 ATG expands and updates the list of documents for IRS examiners to review in connection with a golden parachute examination.
United States
21 Feb 2017
4
New IRS Corrections Guidance Puts A Premium On Careful Qualified Plan Drafting
On September 29, 2016, the IRS issued Revenue Procedure 2016-51, which updates the Employee Plans Compliance Resolution System...
United States
10 Nov 2016
5
The SEC Audit Trail – Several Industry Groups See Problems As Currently Proposed
Last week, several securities industry groups filed critical responses to the SEC's plan for an audit trail.
United States
1 Aug 2016
6
The SEC Is Focusing Its Enforcement And Investigation Efforts On Preparers And Auditors Of Financial Statements, Mary Jo White Tells Accountants
SEC Chair Mary Jo White stated that the SEC had focused its reinvigorated investigation and enforcement efforts on holding preparers and auditors accountable for their work on financial statements.
United States
4 Feb 2016
7
SEC Announces Settlement With "Big Four" China Accounting Firms Over Production Of Documents Located In China
The SEC's Division of Enforcement requested audit work papers and related documents from each of the four Respondents pursuant to Section 106 of the Sarbanes-Oxley Act of 2002.
China
12 Feb 2015
8
Reversals Of Fortune: Putting The Brakes On Section 10(b) And Section 11 Claims Against Auditors Of China-Based Companies
A federal court’s recent dismissal of Securities Exchange Act claims against the auditor of a Chinese company prompted us to examine the state of recent U.S. civil securities litigation against accounting firms.
United States
10 Feb 2015
9
PCAOB Adopts Standards For Broker-Dealer Audits And For Auditing Supplemental Information
On October 10, the Public Company Accounting Oversight Board adopted two attestation standards pertaining to audits of brokers and dealers intended to help protect customer funds by enhancing the quality of compliance information provided to the Securities and Exchange Commission and used in its regulatory oversight of broker-dealers.
United States
22 Oct 2013
10
The Auditor's Report: Is "Pass/Fail" Enough?
In August, the Public Company Accounting Oversight Board issued a proposal that calls for enhanced communication from Auditors—in addition to the traditional Pass/Fail opinion—in Audit Reports.
United States
23 Sep 2013
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