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Searching Content indexed under Accounting and Audit by Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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1
SIFMA Publishes Guide On Consolidated Audit Trail
SIFMA published a guide for industry members on the Consolidated Audit Trail ("CAT") reporting requirements
United States
31 Jul 2019
2
Federal Register: FINRA Proposes Technical Changes To CAT Plan And Reporting Requirements
The FINRA proposal making non-substantive changes to its Consolidated Audit Trail ("CAT") plan and Rule 409T ("Statements of Accounts to Customers") was published in the Federal Register.
United States
24 Jul 2019
3
SEC Amends "Auditor Independence" Rules Clarifying Debtor-Creditor Relationships
The SEC adopted Rule 2-01(c)(1)(ii)(A) of Regulation S-X (the "Loan Provision") to change the interpretation of "auditor independence"
United States
2 Jul 2019
4
Accounting Firm Settles SEC Charges Of Using Stolen Data To Improve PCAOB Inspection Results
A "Big Four" accounting firm paid $50 million to settle SEC charges for using stolen information to improve the firm's annual inspection results with the industry's watchdog agency.
United States
1 Jul 2019
5
FASB Proposes Harmonizing Disclosure Requirements With SEC Regulations
The Financial Accounting Standards Board ("FASB") proposed updates to the FASB Accounting Standards Codification ("Codification") to harmonize certain disclosure requirements to be consistent with SEC regulations.
United States
14 Jun 2019
6
FINRA To Impose GASB Accounting Support Fee
FINRA notified members that it will assess $8,935,500 to fund the annual budget of the Governmental Accounting Standards Board ("GASB").
United States
3 May 2019
7
Agencies Update FAQ On New Credit Losses Accounting Standard
The Federal Reserve Board, the Office of the Comptroller of the Currency ("OCC"), the FDIC and the National Credit Union Administration updated its FAQ on the new credit losses accounting standard.
United States
23 Apr 2019
8
Agencies Delay Effective Date For Rule Allowing Capital Phase-In Under New Accounting Standard
The Office of the Comptroller of the Currency, the FRB and the FDIC delayed the effective date of the final rule that would amend the capital rule to address changes to credit loss accounting under U.S. GAAP
United States
12 Apr 2019
9
FRB Provides Guidance For State Member Banks On New Lease Accounting Standard
The Federal Reserve Board ("FRB") provided guidance on the treatment of operating leases for state member banks under Regulation H.
United States
8 Apr 2019
10
PCAOB Issues Guidance On Implementation Of Critical Audit Requirements
The Public Company Accounting Oversight Board ("PCAOB") issued guidance to support the implementation of new critical audit matter ("CAM") requirements.
United States
1 Apr 2019
11
FFIEC Finalizes Revisions To Call Report And Other Regulatory Reports
In its March 8, 2019 Financial Institution Letter, the Federal Financial Institutions Examination Council ("FFIEC") finalized revisions to the Consolidated Reports of Condition and Income ...
United States
21 Mar 2019
12
FASB Proposes Updates To U.S. GAAP Financial Reporting Taxonomy
The Financial Accounting Standards Board ("FASB") proposed updating the U.S. Generally Accepted Accounting Principles ("GAAP") financial reporting taxonomy.
United States
26 Feb 2019
13
Federal Register: Agencies Adopt Final Rule Allowing Three-Year Capital Phase-In Under New Accounting Standard
The Office of the Comptroller of the Currency, the Federal Reserve Board and the FDIC adopted a rule to provide banking organizations with the option to "phase in over a three-year period the day-one" regulatory capital...
United States
22 Feb 2019
14
Audit Firm And Former Personnel Settle SEC Charges Related To Auditor Independence Rules
An audit firm based in Japan, its former CEO, and its former acting reputation and risk leader ("RRL") (collectively, the "Respondents") agreed to settle SEC charges for violating auditor independence rules.
United States
21 Feb 2019
15
FIF Recommends "Logistical Changes" During CAT Transition To New Plan Processor
FIF Recommends "Logistical Changes" During CAT Transition To New Plan Processor.
United States
15 Feb 2019
16
IOSCO Provides Guidance To Audit Committees
IOSCO issued its recommended "good practices" for the "audit committees of listed companies in supporting and promoting external audit quality."
United States
24 Jan 2019
17
Bill Introduced On Regulation Of Updated CECL Accounting Standards
Representative Blaine Luetkemeyer (R-MO) introduced a bill to prohibit federal financial regulators from requiring compliance ...
United States
8 Jan 2019
18
Agencies Adopt Final Rule Allowing Three-Year Capital Phase-In Under New Accounting Standard
The Office of the Comptroller of the Currency, the Federal Reserve Board, and the FDIC (collectively, the "agencies") adopted a final rule to provide banking organizations the option ...
United States
4 Jan 2019
19
Former Executives Settle SEC Charges For Accounting Controls, Books And Records Violations
Two former senior executives of an aircraft communications manufacturer agreed to settle SEC charges of knowingly violating the internal controls and books and records provisions of the federal
United States
2 Jan 2019
20
SEC And PCAOB Raise Concerns Over Access To Overseas Corporate Financial Information
SEC Chair Jay Clayton, SEC Chief Accountant Wesley Bricker and Public Company Accounting and Oversight Board ("PCAOB") Chair William D. Duhnke III raised concerns about foreign markets that restrict access to information about U.S.-listed companies operating overseas.
United States
14 Dec 2018
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