Searching Content indexed under Accounting and Audit by Joseph Moreno ordered by Published Date Descending.
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Accounting Firm Settles SEC Charges Of Using Stolen Data To Improve PCAOB Inspection Results
A "Big Four" accounting firm paid $50 million to settle SEC charges for using stolen information to improve the firm's annual inspection results with the industry's watchdog agency.
United States
1 Jul 2019
SEC And PCAOB Raise Concerns Over Access To Overseas Corporate Financial Information
SEC Chair Jay Clayton, SEC Chief Accountant Wesley Bricker and Public Company Accounting and Oversight Board ("PCAOB") Chair William D. Duhnke III raised concerns about foreign markets that restrict access to information about U.S.-listed companies operating overseas.
United States
14 Dec 2018
PCAOB Finds High Levels Of Audit Deficiencies Among Broker-Dealer Auditors
The Public Company Accounting Oversight Board ("PCAOB") discovered a high number of audit deficiencies among auditors of broker-dealers based on data collected from 75 firms and 116 audits conducted during 2017.
United States
29 Aug 2018
New PCAOB Rules Require Reporting Of "Critical Audit Matters"
The new rules will more closely align U.S. auditing standards with those adopted (i) by the International Auditing and Assurance Standards Board...
United States
13 Nov 2017
PCAOB Rules To Require Reporting Of Critical Audit Matters And Enhanced Details In Public Company Audit Reports
Auditors of public companies will be required to move beyond a simple "pass or fail" opinion and include significant new information in audit reports under rules proposed this year by the "PCAOB"...
United States
10 Nov 2017
Enforcement At The Gates: SEC Action Against Big Four Firm And New International Standards Highlight The Role Of Accountants As Financial Gatekeepers
In late September 2016, Andrew Ceresney, Director of Enforcement of the Securities and Exchange Commission ("SEC"), signaled the SEC's renewed focus on the key role played by audit committee members...
United States
11 Nov 2016
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