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Searching Content indexed under Accounting and Audit by Howard S. Altarescu ordered by Published Date Descending.
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FCA Publishes EMIR Reporting And Non-Financial Counterparties Factsheets
On February 10, the FCA published two factsheets, both dated February 7, 2014, concerning EMIR.
European Union
3 Mar 2014
2
PCAOB Adopts Standards For Broker-Dealer Audits And For Auditing Supplemental Information
On October 10, the Public Company Accounting Oversight Board adopted two attestation standards pertaining to audits of brokers and dealers intended to help protect customer funds by enhancing the quality of compliance information provided to the Securities and Exchange Commission and used in its regulatory oversight of broker-dealers.
United States
22 Oct 2013
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