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Searching Content from UK indexed under Compliance ordered by Published Date Descending.
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1
Onshoring The EU Securitisation Regulation – How Will It Apply In The UK In The Event Of A No-Deal Brexit?
The EU Securitisation Regulation became applicable in the UK from 1 January 2019 to all securitisations, other than securitisations existing prior to that date to the extent that they are grandfathered.
UK
23 Aug 2019
2
The First PNF/AFA Common Guidelines
A welcome clarification regarding the expected behavior of companies and administrations under French criminal settlement procedures.
UK
23 Aug 2019
3
UK Government's Economic Crime Plan – Where Are We Going?
On 12 July 2019, the UK government published its "Economic Crime Plan, 2019 to 2022" (the "Paper"), a policy paper setting out seven strategic priorities, each with action plans ("Actions")
UK
19 Aug 2019
4
Richard Reichman Comments On SFO Corporate Co-Operation Guide For Compliance Week
Last month, the SFO lost a case against three former executives of metals company Sarclad, which signed a DPA in 2016. Former Managing Director Michael Sorby
UK
16 Aug 2019
5
The Age Of Corporate Responsibility
BCL solicitor, Tom McNeill‘s article "the age of corporate responsibility" has been published by Compliance Matters, discussing corporate liability in the UK.
UK
16 Aug 2019
6
The FCA's First Antitrust Decision: "When Market Chatter Becomes Collusion"
Financial Conduct Authority (FCA) officials who were involved in the FCA's first competition decision, Anti-Competitive Conduct in the Asset Management Sector, shared their views on the case at a Skadden-moderated Q&A session on July 2, 2019.
UK
16 Aug 2019
7
HMRC's Crackdown On Contractors: Government Publishes Draft Legislation Reforming IR35 Rules In The Private Sector
In the recent draft Finance Bill published on 11 July, the Government has confirmed that the proposed changes to the off-payroll working rules (commonly known as "IR35"
UK
15 Aug 2019
8
Financial Services M&A – 6 Flashpoints
As with any M&A deal, the focus of due diligence will depend on the transaction structure – whether a share or asset sale, or a public or private process.
UK
13 Aug 2019
9
EPCs And MEES: What You Need To Know
The MEES regulations prohibit the grant of any new leases of buildings with an energy efficiency rating as shown on an EPC of below an E.
UK
12 Aug 2019
10
Notice The Details: Court Of Appeal Decision Highlights The Importance Of Strict Compliance With Contractual Notice Provisions
The Court of Appeal has handed down judgment in the case of Stobart Group Limited and another v William Stobart and another, concerning whether or not a letter written by the appellants...
UK
9 Aug 2019
11
Enquêtes internes et révélations spontanées : les autorités françaises fixent les nouvelles règles du jeu dans leurs lignes directrices
La loi Sapin II, loi anticorruption datant du 9 décembre 2016, semble être un outil particulièrement efficace aux mains du parquet.
UK
8 Aug 2019
12
Competition Law And Director Disqualification: The UK Competition Authority Continues To Sanction Individuals For Competition Law Infringements
On 31 July 2019, the UK's CMA publicised the disqualification of three individuals from acting as directors, as a consequence of their company's involvement in an infringement of UK competition law.
UK
8 Aug 2019
13
Compliance Failings: Lessons For Us All From Oxfam And Other Industries (Part Three)
In the third and final instalment Legal & Compliance expert Keely Hibbitt works with Safecall to set out how, in light of Oxfam's compliance failings, organisations of all types should be reviewing their compliance and whistleblowing programmes ...
UK
6 Aug 2019
14
Compliance Failings: Lessons For Us All From Oxfam And Other Industries (Part Two)
The Charity Commission for England and Wales has published the findings of its statutory inquiry into allegations of sexual misconduct by Oxfam GB staff in Haiti.
UK
6 Aug 2019
15
Compliance Failings: Lessons For Us All From Oxfam And Other Industries (Part One)
Safecall is delighted be able to call upon experienced professionals such as Keely Hibbitt, a well-respected legal & compliance expert, who fully understands the real challenges faced by those with compliance, investigations and HR roles.
UK
6 Aug 2019
16
$5 Billion Federal Trade Commission Settlement With Facebook Represents Largest Privacy Enforcement Penalty Ever
The Federal Trade Commission's (FTC) recent $5 billion settlement with Facebook is unprecedented in multiple respects:
European Union
5 Aug 2019
17
Disqualification Risk
Directors have a special responsibility to be well informed about what is happening within the companies they oversee
UK
29 Jul 2019
18
A New Regulatory Regime For Peer-To-Peer Lending
In June, the FCA published its policy statement on crowdfunding platforms (PS19/14). PS19/14 contains two new sets of rules which apply to: (i) loan-based (P2P)
UK
29 Jul 2019
19
Special Relationship
Charities and non-charities can develop a healthy partnership
UK
29 Jul 2019
20
Changing Directions
The latest in ICSA's thought leadership series is 'The Future of Sports Governance – Beyond Autonomy' which assesses the implications of various pressures on the concept of sporting autonomy
UK
25 Jul 2019
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