Searching Content from United States indexed under Investment Strategy ordered by Published Date Descending.
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SEC Applies Fiduciary Duties Analysis To Voting Obligations
On August 21, 2019, the Securities and Exchange Commission (SEC) voted 3 to 2 to adopt new interpretive guidance (the "Voting Interpretation") applicable to investment advisers regarding their
United States
9 Sep 2019
MoFo Impact Links - August 26, 2019
MoFo Impact Links - August 26, 2019
United States
2 Sep 2019
Investors Want More Standardized Sustainability Disclosures
According to this recent study from consulting firm McKinsey, investors want to see a different kind of sustainability reporting.
United States
21 Aug 2019
How to Make Market Volatility Your Friend
Recent market gyrations have made even strong-stomached investors a little queasy. In general, maintaining your positions in a well-diversified portf
United States
20 Aug 2019
Investors Looking For Returns Turn To Alternative Investments
Analysts say the trend toward alternative is largely the result of relatively lower expectations for Wall Street investments, stocks and bonds.
United States
19 Aug 2019
Ropes & Gray's Investment Management Update – June-July 2019
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
15 Aug 2019
U.S. Investment Adviser Registration For Non-U.S. Firms
Partner Bertrand Fry and Associate Shusmita Chowdhury will be speakers at U.S. Investment Adviser Registration for Non-U.S. Firms, a presentation at the American Foreign Law Association.
United States
7 Aug 2019
Los 10 desafíos principales al hacer negocios en EE.UU.
El mercado estadounidense es muy atractivo para las compañías que buscan invertir e iniciar operaciones. EE.UU. representa un cuarto de toda la actividad económica global, y es un país confiable y consistente con un amplio historial de crecimiento económico.
United States
30 Jul 2019
IOSCO Defends 2018 Liquidity Risk Management Recommendations
IOSCO defended its 2018 Liquidity Risk Management ("LRM") recommendations for investment funds against recent criticism, reasserting
United States
26 Jul 2019
Trade Associations Propose Revisions To FRB Proposal On "Control" Rules
The ABA, SIFMA and the IIB made recommendations regarding a proposal (the "proposal") by the FRB to modify its regulations for determining "whether a company has the ability to exercise a controlling influence"...
United States
24 Jul 2019
Allocating Investment Returns In A Collective Investment Vehicle Held to be An Unpatentable Abstract Idea
The Court reiterated that using a computer to perform calculations more efficiently does not provide an inventive concept.
United States
23 Jul 2019
SEC Adopts Conduct Rules And Interpretations Affecting Broker-Dealers And Investment Advisers – Compliance Date: June 30, 2020
On June 5, 2019, the Securities and Exchange Commission adopted Regulation Best Interest (Reg BI) and Form CRS.
United States
15 Jul 2019
Fiduciary Framework For Investment By Defined Contribution Plans In Alternative Assets
With the maturing, growth and increasing importance of defined contribution plans to the retirement security of US employees
United States
15 Jul 2019
Commission Interpretation – Standard Of Conduct For Investment Advisers
The Securities and Exchange Commission (the "SEC") on June 5, 2019 released an interpretation of the standard of conduct required by the Investment Advisers Act of 1940 (the "Advisers Act") of investment advisers as fiduciaries to their clients.
United States
11 Jul 2019
Raising The Bar: SEC Adopts Broker-Dealer Standard Of Care And Guidance On Investment Advisers' Fiduciary Standard
On June 5, 2019, the U.S. Securities and Exchange Commission (the "SEC" or "Commission") culminated its multi-year consideration of commentary
United States
9 Jul 2019
SEC Adopts Regulation Best Interest And Issues Interpretive Release On The "Solely Incidental" Exclusion
On June 5, 2019, the SEC adopted two rules and published two interpretations "designed to enhance the quality and transparency of retail investors' relationships with investment advisers and broker-dealers."
United States
27 Jun 2019
SEC Adopts New Interpretation Of Fiduciary Duty
On June 5, 2019, the Securities and Exchange Commission (SEC) adopted a comprehensive interpretation (the "Interpretation")1 of the fiduciary duties
United States
25 Jun 2019
The SEC's Reg BI – A Completely New Standard Or Tinkering Around the Edges?
Last week, the Securities and Exchange Commission (SEC) voted to adopt what is popularly known as "Regulation Best Interest" (often referred to as "Reg BI").
United States
24 Jun 2019
Impact Links: Canada Bans Single-Use Plastic; Britain Launches Impact Investing Institute; Omidyar's Education Investments; Temasek's New Impact Fund
What do boards need to know about sustainability ratings? Silda Wall Spitzer and John Mandyck discuss in the Harvard Business Review.
United States
24 Jun 2019
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