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Searching Content from UK indexed under Listing Rules & Flotation ordered by Published Date Descending.
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1
Roadmap Of A Listing In London
Roadmap Of A Listing In London Roadmap Of A Listing In London Roadmap Of A Listing In London
UK
27 Aug 2019
2
Sneak Peek At A Possible Post-Brexit Prospectus And Market Abuse Regime
The government has published explanatory information on some proposed regulations that would address deficiencies in the prospectus and market abuse regimes as a result of Brexit and form part of the government's contingency planning strategy for a no-deal scenario.
UK
6 Dec 2018
3
UK Government Publishes Guidance On Proposals To Onshore Primary Markets Legislation For Brexit
On November 21, 2018, HM Treasury published explanatory guidance on a draft statutory instrument, the Official Listing of Securities, Prospectus and Transparency (Amendment) (EU Exit) Regulations 2019.
European Union
5 Dec 2018
4
Making Good: New Thinking On Compensation For Public Market Investors
Which is why the FCA decision against Tesco in March 2017 could prove significant.
UK
30 Oct 2018
5
Direct Listings Are An Unlikely Option For Small Businesses
As Spotify espouses the merits of direct listings, doing away with the need for underwriters to lock in investors ahead of a company's public float, Brad Isaac, corporate partner at law firm...
UK
16 Aug 2018
6
Primary Market Bulletin No.19 Published By The FCA On Changes To The UKLA Knowledge Base
On 11 June 2018, the FCA published its 19th Primary Market Bulletin to consult on changes to the UKLA Knowledge Base.
UK
27 Jul 2018
7
New Premium Listing Option In London For Sovereign Controlled Companies
The client memorandum summarizes new rules issued by the U.K. regulator to create a new premium listing category for "sovereign controlled commercial companies" (SCCs).
UK
9 Jul 2018
8
FRC Publishes Revised Guidance For Auditors When Agreeing To The Publication Of Preliminary Announcements
On 15 December 2017, the FRC published a bulletin entitled "The Auditor's Association with Preliminary Announcements made in accordance with U.K. Listing Rules."
UK
28 Feb 2018
9
Initial Coin Offerings And Regulation - A Review Of Significant Jurisdictions
As anyone who is active in the blockchain space is very well aware, 2017 saw an enormous increase in the number of "Initial Coin Offerings" (ICOs) that have been arranged.
UK
28 Feb 2018
10
Revisions Proposed To The UK Corporate Governance Code: An Overview And Comparison With Aspects Of US Corporate Governance
In December 2017, the UK Financial Reporting Council (the "FRC") proposed revisions to the UK Corporate Governance Code.
UK
27 Feb 2018
11
ESMA Issues Alerts To Firms And Investors On ICOs
ESMA published a statement alerting investors about the high risks of investment in ICOs, including the risk of total loss of their investment.
European Union
23 Feb 2018
12
As FCA Continues Its Watching Brief On DLT And ICOs, Is It Time For Self Regulation In The UK?
In April 2017, the FCA published a Discussion Paper ("DP") on DLT which sought views on the regulatory implications of DLT developments in financial markets ...
UK
22 Feb 2018
13
Listed Company Update
This bumper Christmas edition looks at the key changes since our last Update and at future developments relevant to Official List and AIM companies
UK
19 Dec 2017
14
FCA Publishes Policy Statement Setting Out Changes To The Listing Rules
The United Kingdom's Financial Conduct Authority published a policy statement on 26 October 2017 setting out certain amendments to the Listing Rules and related technical notes.
UK
6 Dec 2017
15
The FCA Adopts A Number Of Technical And Structural Changes To The UK Listing Regime
On October 26, 2017, the UK Financial Conduct Authority (the "FCA") published a policy statement (the "Policy Statement")[1] that introduces a number of changes to the UK Listing Rules ("LRs") and related guidance.
UK
22 Nov 2017
16
Listing Rule Change Alert For 2018 IPOs
On 26 October the FCA announced a package of rule changes which will affect IPOs scheduled for 2018.
UK
15 Nov 2017
17
FCA Publishes Consultation on a New Category of Premium Listing for Sovereign Controlled Companies
On 13 July 2017, the FCA published a consultation paper (CP17/21) on its proposal to amend the listing regime to include a new fourth category of premium listing available to companies...
UK
15 Nov 2017
18
FCA Publishes Two Papers On The Effectiveness Of UK Primary Markets
On 14 February 2017, the FCA published two papers as a part of this review.
UK
24 May 2017
19
FCA Announces Review On Availability Of Information Before IPO
On 1 March 2017, the FCA published a consultation paper proposing a number of policies aimed at improving the information made available to investors during the initial public offering ("IPO")process.
UK
24 May 2017
20
Listed Company Update XI
This update summarises the major developments in UK corporate law and regulation for listed and quoted companies since our last update in December 2016.
UK
3 Apr 2017
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