Searching Content from Hong Kong indexed under Securities ordered by Published Date Descending.
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Hong Kong SFC Launches Key Risk Indicator Platform To Enhance Risk Monitoring
Last Friday, the Securities and Futures Commission (SFC) issued a circular to announce the launch of a key risk indicator (KRI) platform to collect and analyse KRI data from selected licensed
Hong Kong
4 Sep 2019
Hong Kong Stock Exchange Revises Listing Rules To Tighten Restrictions On Backdoor Listings
The Hong Kong Stock Exchange has finalised its proposed amendments to the Listing Rules to tighten restrictions on backdoor listings and continuing listing criteria.
Hong Kong
7 Aug 2019
HKEx's Latest Rule Amendments To Crack Down On Backdoor Listing And Shell Activities
On 26 July 2019, The Stock Exchange of Hong Kong Limited (HKEx) published conclusions to its consultation paper regarding backdoor listings, continuing listing criteria
Hong Kong
6 Aug 2019
SFC, CSRC And MOF Sign Tripartite MOU On Access To Audit Working Papers Kept In Mainland China
Last week, the Hong Kong Securities and Futures Commission (SFC) signed a tripartite memorandum of understanding (MOU) with the China Securities Regulatory Commission
Hong Kong
30 Jul 2019
SFC Compliance Forum 2019: The SFC Outlines Its Key Supervisory Priorities For The Year Ahead
The Securities and Futures Commission (SFC) held its third annual Compliance Forum (Forum) on 17 June 2019 – a series of six panel discussions with industry participants:
Hong Kong
24 Jul 2019
Hong Kong SFC Highlights Common Types Of Corporate Misconduct In Acquisitions And Disposals
The SFC has recently published its Statement on the conduct and duties of directors when considering corporate acquisitions or disposals.
Hong Kong
24 Jul 2019
Market Trends 2018/19: Cybersecurity Related Disclosures
This market trends article identifies comprehensive disclosures related to cybersecurity risks, including discussions about the potential reputational, financial, or operational harm resulting from cybersecurity breaches;
Hong Kong
15 Jul 2019
Do You Know Where That Money Is Coming From?
The Hong Kong Securities and Futures Commission has issued its largest fine ever for violations of anti-money laundering and counter-terrorist financing regulatory requirements.
Hong Kong
29 Mar 2019
Hong Kong Court Rejects Constitutional Challenge Against Section 181 Of The Securities And Futures Ordinance
The Securities and Futures Commission (SFC) prevailed in a judicial review application filed against the regulator in AA & EA v. The Securities And Futures Commission [2019] HKCFI 246 (the "Decision").
Hong Kong
26 Mar 2019
SFC Sets Out New Regulatory Approach For Virtual Assets
On 1 November, 2018, the Securities and Futures Commission of Hong Kong (SFC) issued a statement (the "Statement"), which sets out a new approach aiming to regulate virtual asset portfolio managers ...
Hong Kong
8 Feb 2019
HKEx Announces Stock Connect Program To Open To WVR Companies
In an important development for the Hong Kong securities market, the Hong Kong Stock Exchange (HKEx) announced1 that it has reached an agreement with the Shanghai and Shenzhen Stock Exchanges...
Hong Kong
20 Dec 2018
Hong Kong SFC Unveils New Regulatory Framework For Virtual Assets
This is expected to solve the long-standing problems for these operators to open bank accounts for general banking transactions in Hong Kong.
Hong Kong
15 Nov 2018
Hong Kong Stock Exchange Publishes Guidance On Suitability For Continued Listing And Proposals To Tighten The Reverse Takeover Rules
On 29 June 2018, The Stock Exchange of Hong Kong Limited (HKSE) published a Guidance Letter (GL96-18) on listed issuer's suitability for continued listing (Guidance Letter)...
Hong Kong
1 Nov 2018
SFC Issues Consultation Conclusions On The Hong Kong Open-Ended Fund Company Regime
The introduction of an OFC structure in Hong Kong is intended to further develop Hong Kong as an international asset management centre and fund domicile.
Hong Kong
26 Jul 2018
Recent Updates On The PI Rules, The Code Of Conduct And The Fund Manager Code Of Conduct
There have been three regulatory updates following the consultations by the Securities and Futures Commission (SFC) on various topics.
Hong Kong
17 Jul 2018
Black Day For ICOs In Hong Kong?
The Hong Kong Securities and Futures Commission ("SFC") has blocked ICO issuer Black Cell Technology Limited ("Black Cell") from continuing its initial coin offering ("ICO") ...
Hong Kong
22 May 2018
Lifting the Veil - Global Regulatory Outlook 2018
For many firms, the FMCC merely codifies existing conduct.
Hong Kong
26 Apr 2018
Hong Kong Cracks Down On Digital Tokens And Cryptocurrency Exchanges
The Situation: Surging interest in digital tokens has caught the attention of regulators in Hong Kong.
Hong Kong
22 Mar 2018
Hong Kong Cracks Down On Cryptocurrency Exchanges
With the surging popularity of digital tokens, investments today are no longer limited to shares, bonds, and fixed deposits.
Hong Kong
20 Mar 2018
Governance & Securities Law Focus: Asia Edition – February 2018
On 11 December 2017, the Securities and Futures Commission of Hong Kong (SFC) issued a circular, which reminds financial service providers of the legal and regulatory requirements associated with Bitcoin ...
Hong Kong
16 Feb 2018
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