Search
Searching Content by Ted Randolph from Shearman & Sterling LLP ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
SEC Adopts Interpretive Guidance On Investment Adviser Fiduciary Duty
On June 5, 2019, the Securities and Exchange Commission (the "SEC") released a long-anticipated interpretation of investment adviser fiduciary duty under Section 206 of the US Investment
United States
10 Jul 2019
2
SEC Modifies Form N-PORT Filing Timeline
In what will be a welcome reprieve, the Securities and Exchange Commission eased compliance burdens for most mutual funds, ETFs and closed-end funds to file portfolio holdings reports on Form N-PORT.
United States
15 Mar 2019
3
SEC Proposes Changes To Regulatory Framework Of Fund Of Funds Arrangements
The Securities and Exchange Commission (the SEC) has proposed rules that would modernize the "fund of funds" rules. The rules would replace a patchwork of exemptive rules and orders,
United States
15 Feb 2019
Links to Result pages
 
1