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Searching Content by Shearman & Sterling LLP ordered by Published Date Descending.
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1
UK Competition Authority Consults On Draft Definitions In Investment Consultants Market Investigation
On November 2, 2018, the U.K. Competition and Markets Authority published a consultation entitled "Draft definitions of Investment Consultancy services and Fiduciary Management services ...
UK
14 Nov 2018
2
EU Authority Calls For Non-Enforcement Of Impending Clearing Obligation For Intragroup Transactions And Non- Financial Counterparties
On October 31, 2018, the European Securities and Markets Authority issued a statement on the impending clearing obligation under the European Market Infrastructure Regulation.
European Union
14 Nov 2018
3
UK Post-Brexit Legislation Published To Onshore The EU Payment Accounts Directive For Brexit
On October 31, 2018, HM Treasury published a draft of the Payment Accounts (Amendment) (EU Exit) Regulations 2018, along with explanatory information.
European Union
14 Nov 2018
4
UK Legislation Published To Preserve Settlement Finality Designation Post-Brexit
On October 31, 2018, HM Treasury published a draft of the Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2018.
European Union
14 Nov 2018
5
UK Regulator Highlights Role Of Remuneration Committee Chair As A Senior Manager
On November 1, 2018, the U.K. FCA published a letter (dated August 20, 2018) addressed to the Chair of the Remuneration Committee of banks and large investment firms ...
UK
14 Nov 2018
6
UK Legislation Published To Onshore The Eu Venture Capital Funds And Social Entrepreneurship Funds Regulations For Brexit
On October 31, 2018, HM Treasury published the draft Venture Capital Funds (Amendment) (EU Exit) Regulations 2018 and the draft Social Entrepreneurship Funds (Amendment) (EU Exit) Regulations 2018 ...
European Union
13 Nov 2018
7
UK Prudential Regulator Publishes Information Pack On Ring-Fencing Reporting Requirements
On October 31, 2018, the U.K. PRA published an information document entitled "Ring-fencing: Summary of regulatory reporting requirements."
UK
13 Nov 2018
8
UK Prudential Regulator Updates Approach Document On Banking Supervision
On October 31, 2018, the U.K. Prudential Regulation Authority published an updated version of its document entitled "The Prudential Regulatory Authority's approach to banking supervision."
UK
13 Nov 2018
9
EU Amending Legislation Published For Liquidity Coverage Requirement
On October 30, 2018, an Amending Regulation supplementing the Capital Requirements Regulation was published in the Official Journal of the European Union, following its adoption in July 2018 ...
European Union
13 Nov 2018
10
European Banking Authority Final Guidelines On Managing Non-Performing And Forborne Exposures
On October 31, 2018, the European Banking Authority published a final report setting out finalized Guidelines on management of non-performing exposures (NPEs) ...
European Union
13 Nov 2018
11
UK Conduct Regulator Evaluates Impact Of UK Benchmark Reform Since 2015
On October 22, 2018, the U.K. FCA published an evaluation paper on the impact of bringing seven additional benchmarks within the U.K.'s regulatory and supervisory perimeter in April 2015 ...
European Union
13 Nov 2018
12
European Commission Adopts Technical Standards For Eligibility For Simplified Obligations Under The Bank Recovery And Resolution Directive
On October 25, 2018, the European Commission adopted a draft Delegated Regulation under the Bank Recovery and Resolution Directive ...
European Union
13 Nov 2018
13
Financial Regulatory Developments Focus — Issue 44, November 7
On October 31, 2018, the European Banking Authority published a final report setting out finalized Guidelines on management of non-performing exposures (NPEs) and forborne exposures (FBEs).
European Union
13 Nov 2018
14
E-Delivery Is Coming. Directors Should Prepare
Partner Jay Baris (New York- Investment Funds) authored the article "E-Delivery Is Coming. Directors Should Prepare" in BoardIQ
United States
13 Nov 2018
15
Barney Reynolds Interviewed By Ian King Live On Sky News About Enhanced Equivalence
Partner Barnabas Reynolds, head of Shearman & Sterling's global Financial Institutions Advisory & Financial Regulatory practice, was interviewed by Ian King Live on Sky News about a U.K.-EU Brexit...
United States
12 Nov 2018
16
EU Supervisory Authority Reports On ICO And Crypto-Asset Risks And Potential Regulation
On October 19, 2018, ESMA published an own-initiative report prepared by its Securities and Markets Stakeholder Group.
Worldwide
12 Nov 2018
17
European Commission Announces Work Plan For 2019
On October 23, 2018, the European Commission published a Communication, outlining its work plan for 2019.
European Union
12 Nov 2018
18
UK Competition And Markets Authority Consults On Further Working Paper In Investment Consultants Market Investigation
On October 25, 2018, the U.K. Competition and Markets Authority published an updated working paper on its "market outcomes" analysis, following responses to its July 2018 consultation ...
UK
12 Nov 2018
19
Draft UK Post-Brexit Legislation Published To Onshore The EU Central Securities Depositories Regulation
On October 22, 2018, HM Treasury published a draft of the Central Securities Depositories (Amendment) (EU Exit) Regulations 2018, along with explanatory information.
European Union
12 Nov 2018
20
UK Government Publishes Guidance On Proposed Legislation To Onshore EU Legislation On Financial Conglomerates And Groups
On October 22, 2018, HM Treasury published explanatory information on the draft Financial Conglomerates and Other Financial Groups (Amendment) (EU Exit) Regulations 2018 ...
European Union
12 Nov 2018
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