Search
Searching Content by Shearman & Sterling LLP ordered by Published Date Descending.
Links to Result pages
 
1 2 3 4 5 6 7 8 9 10 11 . . .  
>>Next
 
Title
Country
Organisation
Author
Date
1
Governance & Securities Law Focus: Asia Edition, February 2019
In this newsletter, we provide a snapshot of the principal Asian, U.S., European and selected international governance and securities law developments of interest to Asian corporates and financial institutions.
Worldwide
19 Feb 2019
2
No Holds Barred In Commercial Real Estate Acquisition
Partner Kris Ferranti and associate Eric Felcher (both New York-Real Estate) co-authored an article titled "No Holds Barred in Commercial Real Estate" that was published by Law360.
United States
18 Feb 2019
3
US NOPEC Developments: Update For National Oil Companies
On Thursday, 7th February, the Judiciary Committee of the U.S. House of Representatives approved the No Producing and Exporting Cartels Act 2019 (NOPEC)
United States
15 Feb 2019
4
New Jersey District Court Dismisses Putative Securities Fraud Class Action For Failure To Plead Scienter
On January 31, 2019, Judge Madeline Cox Arleo of the United States District Court for the District of New Jersey granted with leave to amend defendants' motion to dismiss a putative securities fraud
United States
15 Feb 2019
5
The Seventh Circuit Shows Steely Resolve In Scrapping A Putative Class Of Indirect Purchasers
On September 6, 2018, Chief Judge Diane Wood, writing for a three-judge panel of the Seventh Circuit Court of Appeals (the "Court"), affirmed the dismissal of a putative class action by indirect purchaser plaintiffs ("IPPs") alleging that seven US steel producers conspired to fix prices on the sale of steel products in the United States.
United States
15 Feb 2019
6
SEC Proposes Changes To Regulatory Framework Of Fund Of Funds Arrangements
The Securities and Exchange Commission (the SEC) has proposed rules that would modernize the "fund of funds" rules. The rules would replace a patchwork of exemptive rules and orders,
United States
15 Feb 2019
7
CFTC Considers Revamp Of SEF Regulatory Framework
Toward the end of 2018, the Commodity Futures Trading Commission (CFTC) proposed significant revisions to the framework governing swap trading through swap execution facilities (SEFs)
United States
12 Feb 2019
8
Energy Outlook 2019
2019 looks set to be a dynamic year in the energy markets, with the oil & gas industry potentially going back into growth mode, the accelerated expansion of renewable energy worldwide and a new chapter in the development of nuclear power
United States
11 Feb 2019
9
SFC Sets Out New Regulatory Approach For Virtual Assets
On 1 November, 2018, the Securities and Futures Commission of Hong Kong (SFC) issued a statement (the "Statement"), which sets out a new approach aiming to regulate virtual asset portfolio managers ...
Hong Kong
8 Feb 2019
10
Borsa Italiana Amends Rules Of The Market And The Related Instructions To Include New Central Counterparties Operating On MTA And ETF Plus Markets
Borsa Italiana S.p.A., the managing company of the Italian stock exchange ("Borsa Italiana"), amended its Rules of the Market and the related Instructions ...
Italy
8 Feb 2019
11
Consob Increases Threshold For Offerings Exempt From The Obligation To Publish A Prospectus To €8 Million
On 9 November 2018, the Italian Securities and Exchange Commission (Commissione Nazionale per le Società e la Borsa, "CONSOB") ...
United States
8 Feb 2019
12
Aveo CFO Found Liable For Securities Fraud For Failing To Tell Investors About Regulatory Developments
In a closely-watched trial, the former CFO of Aveo Pharmaceuticals has been found liable for federal securities fraud.
United States
8 Feb 2019
13
Snap Securities Class Action Leads To Government Subpoenas
While an investigation by the SEC or the DOJ often can lead to private securities litigation, sometimes it happens the other way around.
United States
7 Feb 2019
14
SEC Enforcement Releases Its Annual Report
On 2 November 2018, the Division of Enforcement of the SEC released its annual report setting forth enforcement-related statistics and its key initiatives.
United States
7 Feb 2019
15
The US Supreme Court Will Analyse Mental State Standard For Claims Alleging Misstatements In Connection With Tender Offers
On 4 January 2019, the U.S. Supreme Court agreed to consider whether negligence or scienter is the appropriate mental state standard for misstatements or omissions ...
United States
7 Feb 2019
16
US Supreme Court Considers Relationship Between Scheme Liability And False Statement Liability Under Federal Securities Laws
On 3 December 2018, the U.S. Supreme Court heard argument in Lorenzo v. SEC. The case is an appeal of the D.C. Circuit's ruling that a person who does not make the alleged false statement ...
United States
7 Feb 2019
17
US Department Of Justice Changes Policy On Corporate Cooperation
The DOJ recently made a significant change to its policy regarding corporate cooperation. Since 2015, that policy has been governed by a memo ...
United States
7 Feb 2019
18
Shearman Publishes Recent Developments And Trends For The Preparation Of Form 20-F
On 11 January 2019, Shearman & Sterling published its annual Recent Developments And Trends For The Preparation Of Form 20-F,
United States
6 Feb 2019
19
Reduced SEC Operations During Federal Government Shutdown
On 27 December 2018, the SEC began reduced operations as a result of the federal government shutdown.
United States
6 Feb 2019
20
SEC Goes After Company For Presenting Non-GAAP Financial Measures Without Giving Equal Prominence To GAAP Measures
On 26 December 2018, the SEC issued a cease and desist order and imposed a $100,000 civil penalty on a company for including financial measures that do not conform to U.S. GAAP
United States
6 Feb 2019
Links to Result pages
 
1 2 3 4 5 6 7 8 9 10 11 . . .  
>>Next