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Searching Content by Jamie Bigayer from Carlton Fields ordered by Published Date Descending.
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1
Is It Time To Harvest The NAIC Suitability In Annuity Transactions Model Regulation?
At the NAIC Fall 2018 National Meeting, state regulators continued plowing through the Suitability in Annuity Transactions Model Regulation (Model 275) (Suitability Model).
United States
29 Nov 2018
2
Suitability Working Group Stirs Ingredients For Suitability Model Potion
On October 22 and 23, the NAIC Annuity Suitability (A) Working Group (Suitability WG) held an interim meeting to review comments received on the Suitability in Annuity Transactions Model Regulation ...
United States
30 Oct 2018
3
NAIC Big Data WG Shifts Its Gaze To The Use Of Big Data In Life Insurance Underwriting
At recent meetings, the NAIC's Big Data (EX) Working Group (Big Data WG) has shifted its gaze to the use of big data in life insurance underwriting.
United States
11 Oct 2018
4
NAIC Summer National Meeting Spotlights Innovation And Insurtech
In response to the accelerating pace of change, the NAIC's Summer National Meeting in Boston focused on innovation and insurtech. The different NAIC groups discussing these topics...
United States
8 Oct 2018
5
As Students Return to School, Regulators Continue Their Study of the NAIC's Suitability in Annuity
At the 2018 NAIC Summer National Meeting, regulators continued their efforts to define the standard of care that applies to recommendations.
United States
7 Oct 2018
6
In The Duty Of Care Race, The NAIC Is In The Chase With New Proposed Revisions To Its Annuity Suitability Model
On July 24, in preparation for its August 4 meeting at the NAIC 2018 Summer National Meeting, the Annuity Suitability (A) Working Group (the "Suitability WG") peddled fast...
United States
1 Aug 2018
7
New York Issues Final Life Insurance And Annuity Suitability And Best Interests Regulation
On July 18, New York's Department of Financial Services (the "NY DFS") issued the final version of its Suitability and Best Interests in Life Insurance and Annuity Transactions Regulation...
United States
25 Jul 2018
8
Which Thoroughbred Will Win The Standards Of Care Derby?
The NAIC and the State of New York continue racing as each is revising its suitability regulation to incorporate enhanced standards of care. Only time will tell which version will gallop to victory.
United States
6 Jul 2018
9
Several Teams Compete To Reach NAIC Suitability Model Finals
On May 31 and June 1, several teams competed over proposed revisions to the Suitability in Annuity Transactions Model Regulation (#275) (Suitability Model) ...
United States
7 Jun 2018
10
Changes To New York Insurance Regulation 187: Are They April Showers Bringing May Flowers, Or Are June Bugs On The Way?
On April 27, New York's Department of Financial Services (NY DFS) issued its updated proposed First Amendment (Updated First Amendment) to New York's Suitability in Annuity Transactions, 11 NYCR 224.
United States
3 May 2018
11
Another Bout In The NAIC Best Interest Standard Title Fight
The first round will be a no holds barred fight over the appropriate scope of the Model.
United States
10 Apr 2018
12
State Suitability, Fiduciary Duty And Disclosure Initiatives Roundup
States are stampeding to impose additional duties on those who provide financial advice or make recommendations to consumers.
United States
10 Apr 2018
13
Did Santa Give The Insurance Industry A Lump Of Coal Or A Diamond In The Rough?
The Proposed Suitability and Best Interest Standard of Conduct in Annuity Transactions Model Regulation.
United States
11 Jan 2018
14
The Ghosts Of Christmas Past, Present, And Future Haunt Insurers' Use Of Big Data And Algorithmic Tools
We may yet encounter a regulatory headstone or two before we wake to enjoy all the benefits that big data and algorithmic tools may bring.
United States
11 Jan 2018
15
The NAIC Says Aloha
The National Association of Insurance Commissioners held its Fall National Meeting December 2-4 in Hawaii, saying aloha to 2017 and aloha to 2018. Key takeaways include:
United States
8 Jan 2018
16
New York Department Of Financial Services Rings In The New Year With New Suitability Requirements For Insurance Companies
New York's Department of Financial Services decided to bid farewell to 2017 and ring-in the new year by proposing to amend Suitability in Annuity Transactions, 11 NYCR 224 (the Annuity Suitability Rule).
United States
3 Jan 2018
17
NAIC Insurance Data Security Model Law – States Are Next
On October 24, the National Association of Insurance Commissioners (NAIC) Executive (EX) Committee and Plenary granted final approval to Version 6 (with technical corrections of the Insurance...
United States
26 Oct 2017
18
NAIC Cybersecurity Working Group Votes to Approve Insurance Data Security Model Law
The National Association of Insurance Commissioners (NAIC) Cybersecurity (EX) Working Group (Cybersecurity WG) approved Version 6 (Finalized) of its Insurance Data Security Model Law (Model) on August 7 at the NAIC Summer 2017 National Meeting in Philadelphia.
United States
15 Aug 2017
19
New York DFS Requests Information On Use Of External Consumer Data And Information Sources In Life Insurance Underwriting
The outcome of the DFS inquiry may be similar to that of the recent DFS inquiry into data use by property casualty insurers.
United States
12 Jul 2017
20
Sprouting Activity At The NAIC
Various NAIC groups have planted seeds for a number of regulatory initiatives that impact life insurers.
United States
12 Apr 2017
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