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Searching Content by Christopher Robertson from Seyfarth Shaw LLP ordered by Published Date Descending.
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Chancery Court Finds Merger Agreement's "No Use" Provision Preserves Seller's Privilege
In Shareholder Representative Services LLC v. RSI Holdco, LLC, C.A. No. 2018-0517-KSJM (Del. Ch. May 29, 2019), the Delaware Court of Chancery held that a merger agreement provision assigning pre-merger privilege ...
United States
14 Jun 2019
2
Management Alert: DOJ Files Motion To Dismiss Eleven False Claims Act Suits
Seyfarth Synopsis: The United States Department of Justice recently filed a seismic motion to dismiss in a series of healthcare fraud-related cases.
United States
3 Jan 2019
3
Supreme Court Limits SEC Disgorgement Orders With Five-Year Statute Of Limitations
Seyfarth Synopsis: On June 5, 2017, the United States Supreme Court resolved a split among the federal circuit courts by unanimously holding that disgorgement collected by the Securities...
United States
16 Jun 2017
4
To Be Or Not To Be: The SEC Administrative Court — Are They Constitutional Or Not
What, if any, steps the government will take to appeal the Tenth Circuit's Bandimer's decision remains to be seen.
United States
17 Jan 2017
5
SEC Whistleblower Awards Continue, Including To Employees Who Provide Information After An Investigation Has Begun
As we have previously written, the Securities and Exchange Commission ("SEC") has not slowed in its efforts to issue substantial awards to whistleblowers under the SEC whistleblower program created pursuant to Dodd- Frank.
United States
16 Mar 2016
6
Dodd-Frank Bounties Are Alive And Well - Both SEC And CFTC Issue Awards
The U.S. government has recently paid substantial awards when the CFTC awarded $290,000 to a whistleblower for providing valuable information about violations of the Commodity Exchange Act.
United States
31 Dec 2015
7
Securities And Corporate Governance Litigation Quarterly - November 2015
Welcome to the fifth issue of Securities and Corporate Governance Litigation Quarterly, Seyfarth's quarterly publication of the Securities & Financial Litigation Group...
United States
17 Nov 2015
8
Revisiting 'Protected Activity' Under SOX And Dodd-Frank - The Collapse Of The 'Definitive And Specific' Standard
Our Whistleblower Team continues to monitor the legal standard for pleading and establishing "protected activity" under the Sarbanes–Oxley Act ("SOX") and the Dodd-Frank Wall Street Reform...
United States
27 Oct 2015
9
Second Circuit Creates Split Regarding Definition Of Whistleblower Under Dodd-Frank's Anti-Retaliation Provisions
As we have discussed in our earlier posts, whistleblower status under Dodd-Frank's anti-retaliation provisions is a hotly contested issue, with courts around the country sharply divided.
United States
18 Sep 2015
10
Securities And Corporate Governance Litigation Quarterly
The Delaware Supreme Court recently addressed issues of "good faith" in an earn-out provision in Lazard Technology Partners, LLC v Qinetiq North America Operations LLC.
United States
30 Jul 2015
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