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Searching Content by Walter Van Dorn from BakerHostetler ordered by Published Date Descending.
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SEC Acts On Cryptocurrencies And ICOs
In the past few years, and particularly in the past few months, cryptocurrencies or digital currencies – most notably bitcoin and ether
United States
15 Dec 2017
2
SEC Advisory Committee To Discuss Implications Of Blockchain For Securities Markets – No Action Imminent
Blockchain technology has made the agenda for the October 12, 2017 meeting of the SEC's Investment Advisory Committee, the SEC announced on September 22, 2017.
United States
10 Oct 2017
3
SEC Statement On Treatment Of Digital Assets Under The Federal Securities Laws
The U.S. Securities and Exchange Commission has provided welcome guidance by publishing its most comprehensive statement to date on the treatment of digital assets –
United States
8 Aug 2017
4
The SEC Shortens The Settlement Cycle For Most Securities Transactions From Three Business Days To Two Business Days
The Securities and Exchange Commission has amended Rule 15c6-1 under the Securities Exchange Act of 1934 in order to shorten the standard settlement cycle for most broker-dealer securities transactions from three business days after the trade date to two business days after the trade date.
United States
12 Apr 2017
5
Ten Investment Advisory Firms Violate SEC's Pay-to-Play Rule
The Securities and Exchange Commission recently announced that ten investment advisory firms agreed to pay penalties in the tens of thousands of dollars to settle SEC charges...
United States
17 Feb 2017
6
The Developing CFIUS Framework And Recent Presidential Order Prohibiting The Aixtron Transaction
Among the various challenges facing stakeholders in cross-border M&A deals is a potential national security review of the transaction by the Committee on Foreign Investment in the United States (CFIUS)...
United States
17 Jan 2017
7
The SEC Proposes To Shorten The Settlement Cycle For Most Securities Transactions From Three Business Days To Two Business Days
The Securities and Exchange Commission has proposed to amend Rule 15c6-1 under the Securities Exchange Act of 1934 in order to shorten the standard settlement cycle...
United States
18 Oct 2016
8
SEC Adopts Payment Disclosure Rules For Companies Engaged In Resource Extraction
The U.S. SEC has adopted new rules which require resource extraction issuers to disclose annually the type and amount of payments that they make to a foreign government or the U.S. federal government.
United States
10 Aug 2016
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