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Foreign Corrupt Practices Act 2017 Year-End Update
2017 marked the fortieth anniversary of the Foreign Corrupt Practices Act (FCPA), and showed continued robust enforcement against both individuals and companies by the U.S. Department of Justice (DOJ)...
United States
12 Mar 2018
2
Foreign Corrupt Practices Act 2017 Mid-Year Update
The first half of 2017 has been eagerly anticipated following the record-setting year in 2016 for Foreign Corrupt Practices Act ("FCPA") enforcement by both the U.S. Department of Justice...
United States
4 Sep 2017
3
Justice Department Sets Standards For Evaluation Of Corporate Compliance Programs
Since the "DOJ" announcement of its new compliance counsel expert in November 2015, many have been waiting patiently for additional insight into the DOJ's emphasis on corporate compliance programs.
United States
7 Mar 2017
4
New AG Sessions Promises To Enforce FCPA And Hold Individuals Accountable
Following a record year for FCPA enforcement and policy declarations affecting corporate actors, recent statements by U.S. Attorney General Jeff Sessions confirms that the new administration will continue to sharply focus on prosecuting FCPA violations.
United States
22 Feb 2017
5
Foreign Corrupt Practices Act 2016 Year-End Update
2016 was a record-setting year for Foreign Corrupt Practices Act ("FCPA") enforcement, as both the U.S. Department of Justice ("DOJ")...
United States
6 Feb 2017
6
FCPA Chief Touts Record High Enforcement Actions – Links Avoiding A Monitor To Early Remediation Of FCPA Issues
Appearing before the annual Securities Docket Conference in Washington, DC on October 13, Kara Novaco Brockmeyer, the Chief of the Securities and Exchange Commission's FCPA Unit, laid out the Commission's FCPA enforcement priorities, including insight on how to avoid an SEC-imposed monitor.
United States
25 Oct 2016
7
2016 Mid-Year Securities Litigation And Enforcement Highlights
Welcome to the 2016 Mid-Year Report From the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team. The purpose is to provide a periodic survey, apart from our team Executive Alerts, on matters...
United States
4 Aug 2016
8
The Regulatory Pendulum: When Is De-Risking By Financial Institutions Too Much?
In the environment of increasingly aggressive regulatory and criminal enforcement of anti-money laundering (AML) violations, concerns about de-risking have risen to the fore...
United States
22 Jun 2016
9
Foreign Corrupt Practices Act 2015 Year-End Update
Both the United States Department of Justice (DOJ) and the United States Securities and Exchange Commission (SEC) have continued their focus on anticorruption enforcement in 2015.
United States
25 Apr 2016
10
AML And Investment Advisers: Understanding FinCEN's New Anti-Money Laundering Rules
In announcing the proposed rule, FinCEN Director Jennifer Shasky Calvery noted that "[i]nvestment advisers are on the front lines of a multi-trillion dollar sector of our financial system."
United States
8 Sep 2015
11
2015 Mid-Year Securities Litigation And Enforcement Highlights
Welcome to the 2015 Mid-Year Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team.
United States
7 Aug 2015
12
A Further Harbinger On The Application Of SLUSA
On March 30, 2015, the U.S. District Court for the Southern District of New York dismissed claims in a putative class action against New York-based hedge fund manager Philip A. Falcone, his advisory firm Harbinger Capital Partners, and its affiliates.
United States
24 Apr 2015
13
Foreign Corrupt Practices Act 2014 Year End Update
Over the course of 2014, the Department of Justice ("DOJ") and the Securities and Exchange Commission ("SEC") have continued their aggressive enforcement of the Foreign Corrupt Practices Act ("FCPA").
United States
5 Mar 2015
14
2014 Year-End Securities Litigation Enforcement Highlights
Welcome to the 2014 Year-End Report from the BakerHostetler Securities Litigation and Regulatory Enforcement practice team.
United States
12 Feb 2015
15
The Boundaries For Insider Trading Prosecutions See A Resurgence: The 1980s Are Back!
In a closely followed appeal, the United States Court of Appeals for the Second Circuit on December 10, 2014, delivered an important decision in United States v. Newman
United States
31 Dec 2014
16
2014 Mid-Year Report Securities Litigation And Regulatory Enforcement
We issue this Securities Litigation and Regulatory Enforcement Report at mid-year and shortly after year-end.
United States
5 Aug 2014
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