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Searching Content by Maurine Bartlett from Cadwalader, Wickersham & Taft LLP ordered by Published Date Descending.
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The Trump Administration: Change By Appointment
Many experts are engaged in educated speculation about the regulatory priorities of the now-forming Trump Administration.
United States
23 Nov 2016
2
The Trump Administration: Change By Appointment
The election of Donald J. Trump as the 45th President of the United States, along with the Republican control of the majority of both the House of Representatives and the Senate...
United States
23 Nov 2016
3
The Volcker Rule's Impact On Foreign Banking Organizations
On Tuesday, December 10, 2013, the three federal banking agencies as well as the Securities & Exchange Commission and the Commodity Futures Trading Commission, approved for comment a final regulation implementing Section 619 of the Dodd-Frank Act.
United States
20 Dec 2013
4
SEC Adopts Significant Amendments To Private Placement Rules: JOBS Act Rules Eliminate Ban On General Solicitation And Dodd-Frank Mandate Disqualifies Bad Actors
On July 10, 2013, the U.S. Securities and Exchange Commission adopted rule changes that will permit "general solicitation and general advertising" in "private" securities offerings.
United States
15 Aug 2013
5
SEC Issues No-Action Letter Addressing Registration Requirements For Certain Advisory Affiliates
The staff of the Securities and Exchange Commission (the "Commission") issued a no-action letter on January 18, 2012 to the American Bar Association’s Subcommittee on Hedge Funds clarifying the registration requirements for certain related entities under the Investment Advisers Act of 1940, as amended (the "Advisers Act").
United States
17 Feb 2012
6
SEC Seeks Public Comment On Treatment Of Asset-Backed Issuers
The Securities and Exchange Commission (the "SEC") recently issued an advance notice of proposed rulemaking (the "ANPR")1 requesting public comment on the treatment of asset-backed issuers2 under Rule 3a-7 under the Investment Company Act of 1940 (the "Investment Company Act").
United States
20 Sep 2011
7
The FDIC’s Statement Of Policy On Qualifications For Failed Bank Acquisitions
The Board Of Directors of the Federal Deposit Insurance Corporation (“FDIC”) has adopted its final Statement of Policy on Qualifications for Failed Bank Acquisitions (the “Acquisition Policy Statement”) by a 4-1 vote.
United States
4 Nov 2009
8
Private Equity Investments In Troubled Banks
There has been increasing pressure on banks to increase their equity capital levels (and decrease their leverage ratio) in response to losses caused by declines in asset values.
United States
27 Oct 2009
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