Search
Searching Content by Kramer Levin Naftalis & Frankel LLP ordered by Published Date Descending.
Links to Result pages
 
1 2 3 4 5 6 7 8 9 10 11 . . .  
>>Next
 
Title
Country
Organisation
Author
Date
1
Alternative Investing Benefits From Interval Funds: CEFA
The Closed-End Fund Center held a Q&A with Jeremy Held, Senior Vice President and Director of Research for ALPS, Jeremy Goff, Managing Director for Tortoise, and Brody Browe
United States
15 Aug 2018
2
AllianceBernstein Partners With iCapital Network For Wider Access To Alternative Investments Platform
AllianceBernstein reached an agreement with iCapital Network for a white label platform to allow high-net-worth investors at registered investment advisory firms ...
United States
15 Aug 2018
3
Financial Industry Digests Flurry Of Announcements
On July 31, the U.S. Department of the Treasury released its planned Fintech report, "A Financial System That Creates Economic Opportunities: Nonbank Financials, Fintech and Innovation."
United States
13 Aug 2018
4
European Derivatives Master Agreements
A master agreement is a set of common terms pre-agreed by the parties which will apply to any transactions of the same kind between them.
European Union
9 Aug 2018
5
Financial Industry Awaits OCC Fintech Charter Decision
The regulatory landscape of the U.S. fintech industry could soon see a milestone development, as the Office of the Comptroller of the Currency (OCC) is expected to release its long-awaited position...
United States
6 Aug 2018
6
OCIE Warns Advisers Regarding Best Execution Obligations
On July 11, 2018, the Securities and Exchange Commission (SEC) issued a risk alert outlining certain compliance issues identified by its Office of Compliance Inspections and Examinations
United States
6 Aug 2018
7
Cryptocurrencies Face Rise In Investor Class Actions
After a surge in popularity and an increased interest from regulators, virtual currencies — also known as cryptocurrencies — have entered into a new phase in their relatively short history...
United States
6 Aug 2018
8
Feds Announce Proposal To Simplify, Tailor Volcker Rule
On July 17, the five main federal financial regulatory bodies — the Board of Governors of the Federal Reserve System (the Fed), the Securities and Exchange Commission, the Federal Deposit Insurance Corp.
United States
6 Aug 2018
9
Amendments To New York City Fair Workweek Law
New York City's Temporary Schedule Change Amendment to the Fair Workweek Law (Int. 1399-A) became effective on July 18, 2018
United States
6 Aug 2018
10
The Hedge Fund Law Report: HFLR Program Provides Overview Of Five Financing Options Available To Private Funds
"HFLR Program Provides Overview of Five Financing Options Available to Private Funds," a two-part Hedge Fund Law Report article recapped a recent HFLR webinar ...
United States
3 Aug 2018
11
The California Consumer Privacy Act Of 2018: Summary And Comparison To GDPR
On June 28, 2018, the California Consumer Privacy Act of 2018 (CCPA) was signed into law. The bill was drafted and passed quickly
United States
2 Aug 2018
12
SEC Proposes Rules To Simplify And Streamline Disclosures Of Subsidiary Guarantors In Debt Offerings
The proposed amendments would simplify and streamline the rule structure in several ways.
United States
31 Jul 2018
13
Northern Trust Launches North America Alternative Fund Services
Northern Trust launched North America Alternative Fund Services, which combines its private equity and hedge fund services businesses to address the complex operational and strategic needs the alternative asset management industry.
United States
31 Jul 2018
14
Où il ne sert à rien pour le client de démontrer que le test d'adéquation a été mal effectué, s'il n'est pas en mesure établir qu'il en résulte un préjudice direct.
Un arrêt rendu par la chambre commerciale de la Cour de cassation du 3 mai 2018 (pourvoi n° 16-16.809) donne l'occasion de revenir sur l'obligation faite aux PSI (mais cela vaut pour les CIF)...
United States
26 Jul 2018
15
South Dakota v. Wayfair And The End Of Quill: Sales Tax Collection In A Digital Age
In a decision dated June 21 – South Dakota v. Wayfair – the Supreme Court held that no "physical presence" is required for a state to impose sales tax collection obligations on out-of-state vendors.
United States
24 Jul 2018
16
Issues Of Legal Uncertainty Arising In The Context Of The Establishment Of An E.U. Insurer In Another Member State
The layout of the E.U. regulatory requirements which govern the freedom of establishment and the freedom to provide services in the case of insurers
European Union
24 Jul 2018
17
Black Holes And Boilerplate In M&A Practice
Black Holes and Boilerplate in M&A Practice" by Paris partner Reid Feldman was published in the May 2018 issue of the economical and legal publication Business Law International.
Worldwide
24 Jul 2018
18
Did You Choose The Right Trustee?
Selecting the right trustee to administer the property you have placed in a trust is an important decision, and can be more difficult than choosing the executor who will administer your estate.
United States
19 Jul 2018
19
SEC Proposal Aims To Update Regulatory Framework For ETFs
The SEC proposed a new rule and form amendments to modernize the regulations surrounding exchange-traded funds (ETFs).
United States
19 Jul 2018
20
Public Liquidity-Related Disclosure Requirements Adopted For Open-End Funds
The SEC adopted amendments to public liquidity-related disclosure requirements for certain open-end funds, requiring them to discuss the operation and effectiveness of their liquidity risk...
United States
19 Jul 2018
Links to Result pages
 
1 2 3 4 5 6 7 8 9 10 11 . . .  
>>Next