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Searching Content by Giles Elliott from Jones Day ordered by Published Date Descending.
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1
Negative Interest Rates: Autorité Des Marchés Financiers Takes Position On Information To Be Included In Bond Prospectuses
During the last decade, negative interest rates have raised concerns in the European debt capital markets landscape.
France
6 Dec 2017
2
FCA Publishes Policy Statement Setting Out Changes To The Listing Rules
The United Kingdom's Financial Conduct Authority published a policy statement on 26 October 2017 setting out certain amendments to the Listing Rules and related technical notes.
UK
6 Dec 2017
3
AIM Companies And The Legal Entity Identifier Requirement
The London Stock Exchange published AIM Notice 47 on 13 October 2017 in respect of the requirement that all AIM companies with securities admitted to trading on AIM obtain a Legal Entity Identifier code.
UK
6 Dec 2017
4
The Pre-Emption Group Publishes Monitoring Report, European Capital Markets Update
The Statement of Principles provides a framework for early and effective dialogue, and the monitoring report suggests that the principles generally have been followed.
UK
5 Dec 2017
5
New German Money Laundering Act Establishes Additional Transparency Requirements for Certain Listed Companies, European Capital Markets Update
The Transparency Register has been open for filings since 5 July 2017 but will not be accessible for information requests until 27 December 2017.
Germany
5 Dec 2017
6
Further Implementation Of The Market Abuse Regulation, European Capital Markets Update
On 31 July 2017, a new law was adopted to further implement and ensure the effectiveness of Regulation 596/2014 on market abuse
Belgium
5 Dec 2017
7
New Category Of Debt Securities: Senior Non-Preferred Notes, European Capital Markets Update
On 20 July 2017, Belgium adopted legislation establishing senior non-preferred notes, a new category of debt securities available to banking institutions.
Belgium
5 Dec 2017
8
ESMA Update Q&A To Clarify Definition Of "Closely Related Person" For Purposes Of Article 3(1)(26) Of MAR
On 6 July 2017, ESMA updated its Q&A relating to the Market Abuse Regulation which included a clarification on the definition of a "closely associated person" for the purposes of Article 3(1)(26) of MAR.
European Union
4 Dec 2017
9
ESMA Issues Technical Advice On Format And Content Of Prospectuses: Focus On Proposed Deletion Of Requirement To Include Accountants' Or Auditors' Report In Prospectus Presenting Profit Forecast Or Estimate
Following a request for technical advice from the European Commission, ESMA has published three draft technical advice papers, including one relating to the format and content of the prospectus.
European Union
4 Dec 2017
10
New EU Prospectus Regulation 2017/1129 Entered Into Force
On 20 July 2017, the new EU Prospectus Regulation (Regulation (EU) 2017/1129) of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities...
European Union
4 Dec 2017
11
FCA Publishes Two Papers On The Effectiveness Of UK Primary Markets
On 14 February 2017, the FCA published two papers as a part of this review.
UK
24 May 2017
12
FCA Announces Review On Availability Of Information Before IPO
On 1 March 2017, the FCA published a consultation paper proposing a number of policies aimed at improving the information made available to investors during the initial public offering ("IPO")process.
UK
24 May 2017
13
Tesco To Pay Compensation Of £85 M And Further Fine Of £129 M For Market Abuse
On 28 March 2017, the FCA announced that Tesco plc and Tesco Stores Limited ("Tesco") had agreed to committing market abuse in relation to a trading update published on 29 August 2014.
UK
22 May 2017
14
FCA Proposes Changes To The Prospectus Rules In Its Quarterly Consultation Paper
In its quarterly consultation paper (CP17/6) published on 3 March 2017, the FCA proposed specific amendments to the Prospectus Rules in anticipation of the entry into force of the new Prospectus Regulation.
UK
22 May 2017
15
European Commission Consults On Operations Of European Supervisory Authorities
On 21 March 2017, the European Commission published a consultation paper on the operations of the European Supervisory Authorities ("ESAs").
European Union
22 May 2017
16
Shareholder Rights Directive: Parliament Resolution At First Reading To Adopt Directive
On 14 March 2017, the European Parliament resolved to adopt the Commission's proposal to amend the Shareholder Rights Directive. The amendments approved by Parliament include...
UK
22 May 2017
17
Y2K Or Reverse Big Bang?
The prospect of financial services firms relocating significant parts of their businesses to other cities in Europe has wide-ranging implications.
European Union
2 Aug 2016
18
Brexit: Double, Double Toil And Trouble
"Shakespearean". That, according to the BBC, was the word that British MPs were using over the 4 July weekend to describe the unprecedented political drama that was unfolding in UK parliamentary politics.
UK
13 Jul 2016
19
Mandatory Greenhouse Gas Emissions Reporting For UK Listed Companies
On 20 June 2012, the UK Deputy Prime Minister, Mr Nick Clegg, announced at the Rio +20 Summit that all companies listed on the Main Market of the London Stock Exchange will be required to report their annual levels of greenhouse gas ("GHG") emissions from the start of April 2013.
UK
4 Jul 2012
20
The Code Committee's Review of Takeover Regulation in the U.K.
The takeover of Cadbury plc by Kraft Foods Inc. in early 2010 prompted widespread public discussion about the regulation of UK takeovers.
UK
7 Jan 2011
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