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Searching Content by David Nasse from Ropes & Gray LLP ordered by Published Date Descending.
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CFTC Expands Enforcement Focus To Foreign Corrupt Practices
On March 6, 2019, at the American Bar Association's National Institute on White Collar Crime, James McDonald, head of the U.S. Commodity Future Trading Commission's ("CFTC")
United States
19 Mar 2019
2
Screaming Into A Pit: CFTC Gets Empty Response To Market Manipulation Claims
In an opinion released on November 30, 2018, federal Circuit Judge Richard Sullivan dismissed a lawsuit brought by the U.S. Commodity Futures Trading Commission.
United States
13 Dec 2018
3
CME Group's Recent Action Against Asset Manager Underscores The Importance Of Prompt Responses To SRO Inquiries
The recent summary denial by the CME Group, Inc., the financial market company comprised of four exchanges, including CME, CBOT, NYMEX, and COMEX, of an asset manager's access to all CME Group markets, ...
United States
18 Jun 2018
4
New Criminal And SEC Charges Signal Aggressive Enforcement Of Insider Trading Liability For Disclosure Of Political Intelligence
On May 24, 2017, the U.S. Attorney's Office for the Southern District of New York and the U.S. Securities and Exchange Commission announced insider trading charges …
United States
30 May 2017
5
U.S. Supreme Court Upholds Fraud On The Market Securities Class Actions And Largely Preserves The Status Quo
The Supreme Court resisted the opportunity to put meaningful curbs on proliferating securities class actions, preserving most of the status quo.
United States
25 Jun 2014
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