Search
Searching Content by Donald Waack from Mayer Brown ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
Volcker Rule Revisions Adopted By Agencies - August 29, 2019
The US federal banking and functional regulators ("Agencies")1 have finalized revisions to the proprietary trading and compliance program provisions of the Volcker Rule (the "2019 Revisions").2
United States
3 Sep 2019
2
Federal Reserve Proposes Significant Revisions To Regulatory Control Rules
On April 23, 2019, the Board of Governors of the Federal Reserve System (the "Board") approved a long-awaited proposal (the "Control Proposal" or "Proposal") to revise its rules for determining
United States
17 May 2019
3
Federal Reserve Issues Tailoring Proposals For Foreign Banking Organizations And Resolution Planning Requirements
On April 8, 2019, the Board of Governors of the Federal Reserve System ("FRB") issued proposals to tailor (i) the enhanced prudential standards that apply to larger foreign banking organizations
United States
6 May 2019
4
US Banking Agencies Propose Changes To Calculation Of Derivative Contract Exposures Under Regulatory Capital Rules
A perennial challenge in the prudential regulation of banks' derivatives activities has been the development of uniform, administrable, yet adequately risk-sensitive standardized methods for calculating derivatives exposures for use in prudential ratios.
United States
15 Nov 2018
5
If Only: US Treasury Department Report Creates A Wish Tree Of Financial Reform For Fintech
Regardless of whether its recommendations are achievable in whole or in part or merely aspirational, the US Department of Treasury's ("Treasury") report issued on July 30, 2018...
United States
10 Sep 2018
6
Federal Reserve Adopts Single-Counterparty Credit Limits
On June 14, 2018, the Board of Governors of the Federal Reserve System ("Federal Reserve") finalized single-counterparty credit limits ("SCCLs") for US and non-US banking organizations ...
United States
9 Jul 2018
7
Volcker Rule Revisions Proposed By Agencies
The Board of Governors of the Federal Reserve System ("Federal Reserve"), the Federal Deposit Insurance Corporation ("FDIC"), the Office of the Comptroller of the Currency ("OCC") ...
United States
6 Jun 2018
8
Update To Volcker Rule FAQs: Seeding Period Guidance For RICs And FPFs
On July 16, 2015, a much-anticipated new Volcker Rule Frequently Asked Question was issued regarding the potential "banking entity" status of US registered investment companies and foreign public funds during their respective seeding periods.
United States
20 Jul 2015
9
Update to Volcker Rule Frequently Asked Questions
On Friday 12 June 2015, two FAQ's were issued which provided further guidance on the treatment of foreign public funds and joint ventures under the Volcker Rule.
United States
17 Jun 2015
10
US Securities And Exchange Commission Issues Final Rules Regarding The Application Of Security-Based Swap Intermediary Definitions To Cross-Border Security Based Swap Activity
The US Securities and Exchange Commission has adopted final rules regarding the cross-border application of certain security-based swap provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
16 Jul 2014
11
Federal Reserve Issues Final Regulation Implementing Dodd-Frank Section 165 Enhanced Prudential Standards For Large US And Non-US Banking Organizations
On February 18, 2014, the Board of Governors of the Federal Reserve System approved a final rule implementing the enhanced prudential standards contained in section 165 of the Dodd-Frank Wall Street Reform and Consumer Protection Act for US bank holding companies and foreign banking organizations.
United States
5 Mar 2014
12
Final Regulation Implementing the Volcker Rule
The US federal financial regulators recently approved the much-anticipated joint final regulation implementing the Volcker Rule.
United States
19 Dec 2013
13
CFTC Issues Interpretive Guidance Regarding The Cross-Border Application Of US Swap Regulations
The US Commodity Futures Trading Commission recently approved the issuance of an interpretive guidance and policy statement regarding the crossborder application of the swaps provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
United States
6 Aug 2013
14
The CFTC’s July 12, 2013 Cross-Border Exemptive Order
On July 12, 2013, the Commodity Futures Trading Commission issued a time-limited exemptive order under Commodity Exchange Act section 4(c).
United States
19 Jul 2013
15
Bank Regulators Approve Final Rule To Implement Basel III Capital Requirements In The United States
On July 2, 2013, the Board of Governors of the Federal Reserve System approved a final rule to establish a new comprehensive regulatory capital framework for all US banking organizations.
United States
17 Jul 2013
16
CFTC Issues A Final, Time-Limited Exemptive Order And Proposes Further Guidance Regarding Cross-Border Regulation Of Swaps
The US Commodity Futures Trading Commission issued a release containing a final exemptive order and proposing for public comment additional cross-border guidance regarding the cross-border regulation of swaps.
United States
2 Jan 2013
17
CFTC Proposes Phased Compliance Program For Certain Swaps
The US Commodity Futures Trading Commission proposed interpretive guidance regarding the cross-border application of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act .
United States
9 Jul 2012
18
Proposed CFTC Guidance Regarding The Cross-Border Application Of US Swap Regulations
On Friday, June 29, 2012, the US Commodity Futures Trading Commission (the "CFTC") released its proposed interpretive guidance and policy statement.
United States
3 Jul 2012
19
Federal Reserve Board Approves Basel III Proposals and Market Risk Capital Rule
On June 8, 2012, the Federal Reserve Board (Board) approved three notices of proposed rulemaking (NPRs) that would significantly revise the regulatory capital requirements for all US banking organizations by, among other things, implementing the Basel III capital reforms and incorporating various Dodd-Frank-related capital provisions.
United States
12 Jun 2012
20
The New CFTC and SEC Swap "Entity" Definitions – Highlights
We offer below selected observations on the final rules and the Commissions' interpretive guidance in the Adopting Release.
United States
3 May 2012
Links to Result pages
 
1