Search
Searching Content by Ropes & Gray LLP's Investment Management Practice Group ordered by Published Date Descending.
Links to Result pages
 
1 2 3 4 5 6 7 8 9  
>>Next
 
Title
Country
Organisation
Author
Date
1
Ropes & Gray's Investment Management Update – June-July 2019
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
15 Aug 2019
2
Ropes & Gray's Investment Management Update – April-May 2019
The following summarizes recent legal developments of note affecting the registered fund/investment management industry
United States
11 Jun 2019
3
Ropes & Gray's Investment Management Update – February – March 2019
The following summarizes recent legal developments of note affecting the registered fund/investment ...
United States
29 Apr 2019
4
2019 Mutual Funds And Investment Management Conference
Susan M. Olson, General Counsel, Investment Company Institute Ms. Olson noted the wide range of regulatory initiatives during 2018 and so far in 2019 that will impact registered funds and their service providers and shareholders.
United States
17 Apr 2019
5
Ropes & Gray's Investment Management Update – December 2018-January 2019
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
14 Feb 2019
6
SEC Provides Custody Rule No-Action Letter Concerning Adviser's Administrative Services Loan Syndication Business
On December 20, 2018, the SEC staff issued a no-action letter to Madison Capital Funding LLC ("Madison"), a registered investment adviser ...
United States
15 Jan 2019
7
SEC Proposes Changes For Fund Of Funds Arrangements
On December 19, 2018, the SEC issued a release (the "Release") proposing new Rule 12d1-4 and related amendments under the 1940 Act intended to enhance and streamline the regulation of funds that invest in other funds ("fund of funds arrangements").
United States
9 Jan 2019
8
Ropes & Gray's Investment Management Update – August-September 2018
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
17 Oct 2018
9
SEC Withdraws Two No-Action Letters Regarding Use Of Proxy Advisory Firms – Chairman Clayton Issues Statement Regarding Staff Views
On September 13, 2018, the Division of Investment Management issued an Information Update in which it announced the withdrawal of two no-action letters concerning the circumstances under which ...
United States
20 Sep 2018
10
SEC Adopts Inline XBRL Requirements For Operating Companies And Open-End Funds
On June 28, 2018, the SEC voted 4-to-1 to adopt a final rule to require operating company financial information and fund risk/return summary information in Inline XBRL format.
United States
20 Aug 2018
11
Ropes & Gray's Investment Management Update – June-July 2018
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry:
United States
10 Aug 2018
12
2018 Proposed ETF Rulemaking
On June 28, 2018 at an open meeting, the SEC unanimously voted to propose new Rule 6c-11 under the Investment Company Act of 1940, as amended, which, if adopted, would permit exchange-traded funds ...
United States
13 Jul 2018
13
SEC Adopts Rule Permitting Notice-And-Access "Delivery" Of Shareholder Reports
In a June 5, 2018 Release (the "Release"), the SEC adopted new Rule 30e-3 under the 1940 Act (the "Rule").
United States
27 Jun 2018
14
Separately Managed Accounts – SEC Resolves One "Inadvertent Custody" Ambiguity
On June 5, 2018, the SEC's Division of Investment Management supplemented its Staff Responses to Questions About the Custody Rule to respond to a significant ambiguity in its prior custody guidance ...
United States
14 Jun 2018
15
Ropes & Gray's Investment Management Update – April - May 2018
The following summarizes recent legal developments of note affecting the mutual fund/investment management industry
United States
11 Jun 2018
16
Investment Companies Affected By The Economic Growth, Regulatory Relief, And Consumer Protection Act
President Trump signed the Economic Growth, Regulatory Relief, and Consumer Protection Act (the "Growth Act") into law on May 24, 2018.
United States
31 May 2018
17
SEC Proposes Rule Change To Address Funds' Auditor Independence Problem
In a May 3, 2018 release (the "Release"), the SEC proposed amendments to the "Loan Rule" (as defined below), part of the SEC's auditor independence rule, Rule 2-01 of Regulation S-X.
United States
14 May 2018
18
SEC Proposals – Form CRS Client Relationship Summary For Advisers And Broker-Dealers; Best Interest Standard Of Conduct For Broker-Dealers
Regulation Best Interest also would require broker-dealers to provide retail customers with enhanced disclosure relating to material conflicts of interest.
United States
3 May 2018
19
SEC Releases Proposed Adviser Conduct Standard And Request For Comment On Enhancing Adviser Regulations
The Adviser Conduct Proposal reaffirms that the Advisers Act fiduciary duty derives from common law principles.
United States
24 Apr 2018
20
Ropes & Gray's Investment Management Update – February - March 2018
The SEC believes that this discussion will provide investors with enough detail to appreciate the manner in which a fund manages its liquidity risk.
United States
13 Apr 2018
Links to Result pages
 
1 2 3 4 5 6 7 8 9  
>>Next