Search
Searching Content by David Walsh ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
Central Bank Publishes Findings From Closet-Index Review Of UCITS Funds
The Central Bank has also voiced its concern about the governance and control framework in place in certain Man Co.
European Union
25 Jul 2019
2
ESMA Publishes Revised Q&A On UCITS And AIFMD
In conjunction with the work that it is carrying out on closet index-tracking funds, the European Securities and Markets Authority ("ESMA") has published a revised Q&A on UCITS ...
Ireland
29 Apr 2019
3
Central Bank Feedback Statement On Discussion Paper 6 On ETFs
On 14 September 2018, the Central Bank of Ireland (the "Central Bank") issued its eagerly anticipated ‘Feedback Statement' on Discussion Paper 6 - Exchange Traded Funds.
Ireland
18 Sep 2018
4
Welcome Boost For UCITS Funds In Chile Financial Services
In welcome news for UCITS funds, the Chilean private pension fund regulator (known as the Superintendencia de Pensiones ("SP")) recently clarified that Chilean private pension funds (often referred to as Administradoras de Fondos de Pensiones ("AFPs")) can invest in UCITS funds pursuing "hedge fund-like strategies".
Ireland
20 Jun 2018
5
Welcome Boost For UCITS Funds In Chile
In welcome news for UCITS funds, the Chilean private pension fund regulator (known as the Superintendencia de Pensiones ("SP")) recently clarified that Chilean private pension funds ...
Chile
15 May 2018
6
ESMA Agrees To Prohibit Binary Options And Restrict CFDs To Protect Retail Investors
The European Securities and Markets Authority ("ESMA") has agreed on measures on the provision of contracts for differences ("CFDs") and binary options to retail investors in the European Union ("EU").
European Union
29 Mar 2018
7
Central Bank Of Ireland Publishes Notice Of Intention to Amend The Requirements For Loan Origination Qualifying Investor AIF
Irish loan origination Qualifying Investor AIFs ("L-QIAIFs") have been generating quite a bit of interest amongst assets managers in recent times and there have been increasing numbers ...
European Union
9 Feb 2018
8
PRIIP, SFTR And BMR Update: Publication Of Irish Regulations
The Central Bank has been given extensive powers relating to the enforcement of the SFTR, PRIIP and the Benchmarks Regulation regimes following the recent publication of domestic regulations.
Ireland
7 Feb 2018
9
MiFID II: Securities And Exchange Commission Publishes "No-Action" Relief In Respect Of Research Payments To US Brokers
On October 26, 2017, following consultation with European authorities, and in response to concerns that investors could lose access to valuable research, the U.S. Securities and Exchange Commission...
Ireland
6 Nov 2017
10
Loan Originating QIAIFs – Central Bank Of Ireland Offers Greater Flexibility
Loan originating QIAIFs must now limit their operations to issuing loans, participating in loans, participations in lending and to operations relating thereto, including investing in debt and equity...
Ireland
14 Feb 2017
11
Central Bank Publishes Outcome Of Third Consultation Paper On Management Company Effectiveness
Following on from its third and final consultation on Fund Management Company Effectiveness Managerial Functions, Operational Issues and Procedural Matters ("Third Consultation") issued in June 2016...
Ireland
30 Dec 2016
12
The Securities Financing Transaction Regulation – Upcoming Deadline
Entities engaging in securities financing transactions and total return swaps, including UCITS management companies, UCITS investment companies and Alternative Investment Fund Managers.
Ireland
22 Nov 2016
13
Central Bank Publishes Its Final Consultation Paper On Fund Management Company Effectiveness
Should you have comments or queries arising out of the Consultation Paper, please share them with your usual contact at Dillon Eustace.
Ireland
9 Jun 2016
14
UCITS V Update - Irish UCITS V
The regulations transposing UCITS V Directive (Directive 2014/91/EU) ("UCITS V") into Irish law have been published with effect from Monday 21 March 2016.
Ireland
4 Apr 2016
15
ESMA Statement On Potential Closet Index Tracking
ESMA issued a statement earlier this month about the potential for some European collective investment funds to be "closet index trackers"
Ireland
7 Mar 2016
16
The Securities Financing Transactions Regulation
The Regulation is expected to be published in the Official Journal of the EU shortly and will come into force 20 days after publication.
European Union
15 Dec 2015
17
Updated ESMA Q&A On Its Guidelines On ETFs And Other UCITS Issues
The European Securities and Markets Authority issued an updated Q&A document to give further clarity to certain aspects of its guideline document.
Ireland
1 Apr 2014
18
UCITS VI – Have Your Say
The European Commission has recently published a consultation document on UCITS.
Ireland
5 Sep 2012
Links to Result pages
 
1