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Searching Content by Andrew Bates ordered by Published Date Descending.
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Date
1
Insurance Quarterly Legal and Regulatory Update (Q2) April - June 2019
Areas covered in this quarterly update include;
Ireland
18 Jul 2019
2
European Union
15 Jul 2019
3
Funds Quarterly Legal And Regulatory Update (Q2) April - June 2019
Irish Investment Limited Partnerships (Amendment) Bill 2019.
Ireland
10 Jul 2019
4
Impact Of The Second Shareholder Rights Directive On Life Assurers
The second Shareholders Rights Directive (Directive (EU)2017/828) ("SRD II") imposes a number of obligations on:
Ireland
14 Jun 2019
5
Insurance Quarterly Legal And Regulatory Update - Jan. 2019 – 31 Mar. 2019
On a monthly basis, EIOPA updates information on the symmetric adjustment of the equity capital charge. The symmetric adjustment to the equity capital charge
Ireland
3 May 2019
6
Funds Quarterly Legal And Regulatory Update (Q1) - Jan.- Mar. 2019
On 29 March 2019, the European Securities and Markets Authority ("ESMA") published an updated questions and answers document ("Q&As") on the application of EU Directive 2009/65/EC
Ireland
30 Apr 2019
7
Proposed New Regulatory Framework For Investment Firms
The agreement reached on 7 January 2019 will require the approval of the European Parliament before being finalised.
Ireland
23 Jan 2019
8
Funds Quarterly Legal And Regulatory Update - Dec 2018
Undertakings in Collective Investments and Transferable Securities ("UCITS")
Ireland
18 Jan 2019
9
AML/CTF: New Registration Requirements
Firms providing certain services, which are already obliged to comply with Anti-Money Laundering (AML) and counter-terrorist financing (CTF) obligations ...
Ireland
11 Dec 2018
10
Specialised Depositaries Update
By way of its Markets Update of November 19, 2018, the Central Bank of Ireland ("Central Bank") has made public its intention to allow for the establishment and authorisation in Ireland...
Ireland
27 Nov 2018
11
Publication Of Corporate Governance Requirements For Investment Firms And Market Operators 2018
On 5 November 2018, the Central Bank of Ireland (the "Central Bank") published its Corporate Governance Requirements for Investment Firms and Market Operators 2018 (the "CG Requirements").
Ireland
23 Nov 2018
12
ESMA Renews Intervention Measures Which Restrict The Sale Of CFDs
On 23 October 2018, the European Securities and Markets Authority ('ESMA") adopted a Decision under Article 40 of Regulation (EU) No 600/2014 ('MiFIR") to restrict the marketing, distribution or sale
Ireland
13 Nov 2018
13
Insurance Quarterly Legal And Regulatory Update Q3 July - September 2018
International Association of Insurance Supervisors ("IAIS")
Ireland
18 Oct 2018
14
Investment Firms Quarterly Legal & Regulatory Update Q3 July - September 2018
The MiFID Reporting Requirements set out a non-exhaustive list of the regulatory reports that MiFID firms are required to submit to the Central Bank on a periodic basis
Ireland
16 Oct 2018
15
Funds Quarterly Legal And Regulatory Update Period Covered: 1 July 2018 – 30 September 2018
On 5 July 2018, the Central Bank of Ireland ("Central Bank") published the twenty third edition of its "UCITS –Questions and Answers" ("UCITS Q&As").
Ireland
11 Oct 2018
16
Investment Firms Quarterly Legal And Regulatory Update - 1 April To 30 June 2018
For further information on any of the issues discussed in this article please contact the related contact(s) on this page.
Ireland
19 Jul 2018
17
Insurance Quarterly Legal And Regulatory Update 1 April - 30 June 2018
On 4 April 2018, the Central Bank of Ireland (the "Central Bank") published Guidance on the Approval and Supervision of Special Purpose Vehicles ("SPVs") under Solvency II (the "Guidance").
Ireland
18 Jul 2018
18
5th Money Laundering Directive - Update
On 14 May 2018 the European Council voted in favour of the proposed Fifth Money Laundering Directive namely the ‘Proposal for a Directive (EU) ...
Ireland
13 Jun 2018
19
New Deal For Consumers Update - May 2018
For further information on any of the issues discussed in this article please contact the related contact(s) on this page.
Ireland
13 Jun 2018
20
Proposals For A New Deal For Consumers
On 11 April 2018 the European Commission published two directive proposals as part of the Commission's ‘New Deal for Consumers' ("New Deal").
European Union
31 May 2018
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