Search
Searching Content by Gary Granik ordered by Published Date Descending.
Links to Result pages
 
1  
 
Title
Country
Organisation
Author
Date
1
SEC Identifies Policies, Procedures And Disclosures Related To Registered Investment Advisers' Proxy Voting Responsibilities And Proxy Voting Advice
On August 21, 2019, the Securities and Exchange Commission issued two interpretive releases involving proxy voting and proxy voting advice.
United States
16 Sep 2019
2
SEC Adopts Amendments To Auditor Independence Rules Addressing Lending Relationships
On June 18, 2019, the Securities and Exchange Commission (the "SEC") adopted amendments to Rule 2-01 of Regulation S-X
United States
12 Jul 2019
3
SEC Issues No-Action Relief Increasing Flexibility For Certain In-Person Director Voting Requirements
On February 28, 2019, the staff of the Division of Investment Management (the "Staff") of the Securities and Exchange Commission (the "SEC") issued a no-action letter.
United States
13 Mar 2019
Links to Result pages
 
1