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Searching Content by Stephen Hancock ordered by Published Date Descending.
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1
European Commission Requests The EIOPA Advise On PEPP Regulation Delegated Acts
On August 5, the Council of the EU published a cover note, which attaches a call for advice from the European Commission to the European Insurance and Occupational Pensions Authority (dated July 31) ...
European Union
14 Aug 2019
2
EBA Publishes Opinion On Eligibility Of Deposits, Coverage Level And Co-Operation Between Deposit Guarantee Schemes Under The DGSD
On August 8, the EBA published an opinion (EBA-Op-2019-10) on the eligibility of deposits, coverage level and co-operation between deposit guarantee schemes under the Deposit Guarantee Schemes Directive (2014/49/EU).
European Union
14 Aug 2019
3
EBA Publishes Feedback On Review Of Single Rulebook Q&A
On August 6, the EBA published feedback following a review of the use, usefulness and implementation of its single rulebook Q&A.
European Union
14 Aug 2019
4
European Commission Publishes Report On Group Supervision Provisions Under Solvency II Directive
On June 27, the European Commission published a report (COM(2019) 292 final) on the group supervision and capital management provisions under the Solvency II Directive (2009/138/EC).
United States
15 Jul 2019
5
COREPER Publishes Position On European Crowdfunding Service Providers
On June 26, a press release was published by the Council of the EU's Permanent Representatives Committee (COREPER).
European Union
15 Jul 2019
6
ESMA Writes To European Commission On Delaying Review Of Certain Mifid II Transparency Requirements
On June 25, the European Securities and Market Authority (ESMA) published a letter (dated June 17) sent by Steven Maijoor, ESMA Chair
United States
15 Jul 2019
7
Shareholder Rights Directive: The Proxy Advisors Regulations 2019
On May 14, the Proxy Advisors (Shareholders' Rights) Regulations 2019 (SI 2019/926) were published.
United States
4 Jun 2019
8
ESMA Publishes Consolidated Guidelines On The Application Of The Endorsement Regime Under CRA Regulation
On March 20, the European Securities and Markets Authority (ESMA) published the official translations of its consolidated guidelines on the application of the endorsement regime under Article 4(3).
United States
4 Jun 2019
9
FCA Updates Paper On Price Discrimination In Cash Savings Market
On May 14, the Financial Conduct Authority (FCA) updated its webpage on its July 2018 discussion paper on price discrimination in the cash savings market (DP18/6).
United States
4 Jun 2019
10
Commission Publishes Delegated Regulation Supplementing MLD4
On May 14, a Delegated Regulation ((EU) 2019/758) supplementing the Fourth Money Laundering Directive ((EU) 2015/849) (MLD4) with regulatory technical standards (RTS).
United States
4 Jun 2019
11
Financial Services Trade Associations Urge HM Treasury To Recognize EEA Derivatives Trading Venues In Event Of No-Deal Brexit
A number of key UK, EU and international financial services trade associations published a letter (dated April 5) to HM Treasury on the equivalence of European Economic Area (EEA)
European Union
1 May 2019
12
Newly Launched MAPS Consults On National Strategy For Money And Pensions
On April 8, the Money and Pensions Service (MAPS) published a press release announcing its official launch, and a listening document on a national strategy for money and pensions and MAPS' three-year corporate plan.
United States
1 May 2019
13
PRA Consults On Revisions to Branch Returns For International Banks
On April 8, the Prudential Regulation Authority (PRA) published a consultation paper (CP8/19) on the revision of the branch return for international banks.
United States
1 May 2019
14
European Commission Consults On Effectiveness of DMD
The European Commission has launched a consultation relating to its evaluation of the Distance Marketing of Financial Services Directive (2002/65/EC) (DMD).
European Union
1 May 2019
15
UK And US Authorities Release Statement On Post-Brexit Continuity Of Derivatives Trading And Clearing
On February 25, the Bank of England (BoE), the Financial Conduct Authority (FCA) and the US Commodity Futures Trading Commission (CFTC) published a joint statement.
Worldwide
13 Mar 2019
16
FCA Publishes Findings Of Its Multi-Firm Review Into MiFID II Costs And Charges Disclosures
The FCA has published a new webpage setting out the key findings of its multi-firm supervisory review of MiFID II costs and charges disclosure.
United States
13 Mar 2019
17
BCBS Publishes Report On Outcome Of February 2019 Meeting
From the February 27 to 28 meeting, the Basel Committee on Banking Supervision (BCBS) has published this press release with the outcome.
European Union
13 Mar 2019
18
Draft Electronic Commerce And Solvency 2 (Amendment Etc.) (EU Exit) Regulations 2019 Laid Before Parliament
A draft version of the Electronic Commerce and Solvency 2 (Amendment etc.) (EU Exit) Regulations 2019 has been laid before Parliament, alongside a draft explanatory memorandum.
UK
13 Mar 2019
19
ESMA Announces Recognition Of UK CSD In Event Of No-Deal Brexit
On March 1, the European Securities and Markets Authority (ESMA) published a press release announcing that in the event of a no-deal Brexit
UK
13 Mar 2019
20
EBA Publishes Final Guidelines On Exposures Associated With High Risk Under CRR
On January 17, the European Banking Authority ("EBA") published its final report (EBA/GL/2019/01) on guidelines on the specification of types of exposures to be associated with high risk
United States
28 Jan 2019
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