Search
Searching Content by Kramer Levin Naftalis & Frankel LLP ordered by Published Date Descending.
Links to Result pages
 
1 2 3 4 5 6 7 8 9 10 11 . . .  
>>Next
 
Title
Country
Organisation
Author
Date
1
Destra Capital Investments To Sub-Distribute Multi-Strategy Growth & Income Fund
Destra Capital Investments and LCM Investment Management agreed that Destra will sub-distribute Multi-Strategy Growth & Income Fund, a closed-end interval fund.
United States
10 Sep 2018
2
Funds Talk: September 2018
Legal commentary on the news and events that matter most to alternative asset managers and funds.
United States
5 Sep 2018
3
Wilshire Liquid Alternative Index Ends Positive For July, Up 0.71%
The Wilshire Liquid Alternative Index, which provides a baseline for the performance of the broad liquid alternative investment category, returned 0.71% in July.
United States
30 Aug 2018
4
Alternative Investing Benefits From Interval Funds: CEFA
The Closed-End Fund Center held a Q&A with Jeremy Held, Senior Vice President and Director of Research for ALPS, Jeremy Goff, Managing Director for Tortoise, and Brody Browe
United States
15 Aug 2018
5
AllianceBernstein Partners With iCapital Network For Wider Access To Alternative Investments Platform
AllianceBernstein reached an agreement with iCapital Network for a white label platform to allow high-net-worth investors at registered investment advisory firms ...
United States
15 Aug 2018
6
The California Consumer Privacy Act Of 2018: Summary And Comparison To GDPR
On June 28, 2018, the California Consumer Privacy Act of 2018 (CCPA) was signed into law. The bill was drafted and passed quickly
United States
2 Aug 2018
7
Northern Trust Launches North America Alternative Fund Services
Northern Trust launched North America Alternative Fund Services, which combines its private equity and hedge fund services businesses to address the complex operational and strategic needs the alternative asset management industry.
United States
31 Jul 2018
8
SEC Proposal Aims To Update Regulatory Framework For ETFs
The SEC proposed a new rule and form amendments to modernize the regulations surrounding exchange-traded funds (ETFs).
United States
19 Jul 2018
9
Public Liquidity-Related Disclosure Requirements Adopted For Open-End Funds
The SEC adopted amendments to public liquidity-related disclosure requirements for certain open-end funds, requiring them to discuss the operation and effectiveness of their liquidity risk...
United States
19 Jul 2018
10
Funds Talk: July 2018
Fund managers considering opportunities in permanent capital vehicles have a variety of alternatives to choose from.
United States
18 Jul 2018
11
CFTC Proposes Relaxed Regulatory Burdens For SROs
The CFTC unanimously approved proposed regulatory amendments intended to simplify obligations imposed on a self-regulatory organization (SRO) when carrying out its...
United States
17 Jul 2018
12
Fintech Artivest Completes Merger With Alternative Investment Manager Altegris
Fintech firm Artivest closed its merger with alternative asset manager Altegris. Artivest's digital alternative investment platform targets qualified investors and financial advisors seeking access ...
United States
17 Jul 2018
14
CFTC Proposes De Minimis Exception To The Swap Dealer Definition
The CFTC proposed to amend the de minimis exception within its regulations' "swap dealer" definition in several ways, including:
United States
22 Jun 2018
15
New York's High Court Holds That Three-Year Statute Of Limitations Applies To Martin Act Claims, Trimming The State's Securities Law
The Martin Act is one of the most powerful tools in the attorney general's regulatory arsenal because, unlike similar causes of action, it does not require scienter, or intent to defraud.
United States
20 Jun 2018
16
Oppenheimerfunds, Carlyle Partner On Private Credit Interval Fund Launch
OppenheimerFunds and Carlyle partnered to launch OFI Carlyle Private Credit Fund.
United States
13 Jun 2018
17
SEC Obtains Emergency Order Halting Fraudulent 'Blockchain Evangelist' ICO
The SEC obtained a court order halting an ongoing fraud involving an initial coin offering that had raised up to $21 million from investors inside the U.S. and abroad, along with an emergency asset freeze...
United States
8 Jun 2018
18
Investment Adviser, Two Former Managers Charged With Misleading Retail Clients
New York-based investment adviser deVere USA agreed to pay an $8-million civil penalty to resolve SEC allegations that it failed to disclose conflicts of interest to its retail clients.
United States
8 Jun 2018
19
Proposed Rule Changes Promote Registered Fund Research Reports
The SEC proposed rules and amendments designed to promote research on registered closed-end funds, mutual funds, exchange‑traded funds, BDCs, and similar covered investment funds.
United States
8 Jun 2018
Links to Result pages
 
1 2 3 4 5 6 7 8 9 10 11 . . .  
>>Next