Search
Searching Content by Marc Powers ordered by Published Date Descending.
Links to Result pages
 
1 2  
>>Next
 
Title
Country
Organisation
Author
Date
1
Multiple SEC Enforcement Actions, New Treasury Sanctions, More Crypto-Mining Malware Detected
This week, the LA office of the SEC brought an action against a Cayman Islands business, ICOBox, and its founder based in Beverly Hills, California, Nikolay Zvodokimov.
United States
25 Sep 2019
2
SEC Enforcement Actions Continue As New Cryptocurrency-Based Assets Launch
The SEC has brought a civil injunctive action in federal court against a California man claiming to be selling instructional packages,
United States
17 Jun 2019
3
Crypto-Mining Malware, Dark Market Money Laundering, SIM Swap Hacks And FinCEN Enforcement
Two Romanian cybercriminals were convicted in Ohio on 21 felony counts related to the infecting of 40,000 computers with malware to steal credit card and other information to sell on the dark web.
United States
6 May 2019
4
Updates On QuadrigaCX, New Reports On Crypto Crimes From Public And Private Sectors
The court-appointed monitor of defunct Canadian cryptocurrency exchange QuadrigaCX has reported that six cold wallets supposedly holding $100 million of customer cryptocurrencies for 115,000 accounts ...
United States
19 Mar 2019
5
SEC Achieves Settlements, FATF Evaluates UK, Regulator Actions In Denmark And New Zealand
The SEC was successful this week in two enforcement settlements. It obtained an order from a federal court in Texas requiring the former CEO and COO of AriseBank to pay $2.7 million to settle registration and anti-fraud violations.
United States
20 Dec 2018
6
Blockchain Platform For Energy Commodities Announced In U.S., Restrictions Ease In Foreign Markets
Major oil companies in the North Sea and other industry participants recently announced the formation of a blockchain-based energy commodity trading platform called VAKT.
United States
22 Nov 2018
7
SEC Enforcement Actions Announced, New Data On Cryptocurrency Hacks Published
On Oct. 9, 2018, the Securities and Exchange Commission (SEC) filed a subpoena enforcement action in California against an investment trust that failed to respond to an investigative subpoena...
United States
15 Oct 2018
8
Hard For ICOs To Avoid US Courts: Personal Jurisdiction Found In Two Recent Securities Cases Over Foreign ICO Defendants
Over the past year, the plaintiffs' bar and Securities and the Exchange Commission (SEC) have brought class and enforcement action proceedings, respectively,
United States
2 Oct 2018
9
Analysis: Tezos Securities Class Action Survives Motion To Dismiss
Earlier this week, the federal court in the Tezos consolidated securities class action proceeding addressed several thorny jurisdictional issues prevalent in many initial coin offerings (ICOs)...
United States
20 Aug 2018
10
Newman Appears To Narrowly Survive The Second Circuit's Rehearing Of Martoma
On June 25, 2018, a divided panel of the United States Court of Appeals for the Second Circuit reaffirmed the insider trading conviction of a hedge fund portfolio manager in United States v. Martoma...
United States
20 Jul 2018
11
The SEC And Securities Plaintiffs' Bar Take Aim At Initial Coin Offerings
These days it seems that everybody is considering getting into the distributed ledger technology business causing the United States Securities and Exchange Commission ...
United States
29 Dec 2017
12
Second Circuit Majority In U.S. v. Martoma Eliminates Proof Of Financial Or Other Personal Benefits To Tipper For Conviction
On Aug. 23, 2017, the United States Court of Appeals for the Second Circuit issued a split decision in United States v. Martoma, upholding a portfolio manager's insider trading conviction and finding that a tippee...
United States
19 Sep 2017
13
The Supreme Court Reins In The SEC Further On Its Time To Pursue Enforcement Remedies
The decision marks the second time in less than five years that the Supreme Court has interpreted Section 2462 to restrain the SEC.
United States
13 Jun 2017
14
2016 Year-End Securities Litigation And Enforcement Highlights
Welcome to the 2016 Year-End Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team.
United States
10 Feb 2017
15
Top 10 SEC Enforcement Highlights Of 2016
This is the third year we are providing our annual Top Ten list of Enforcement Highlights.
United States
27 Jan 2017
16
The Supreme Court's Limited Insider Trading Ruling: Salman Decision Narrowly Affirms Dirks And Leaves Portions Of Newman Intact
On December 6, 2016, the United States Supreme Court issued a unanimous decision in Salman v. United States
United States
20 Dec 2016
17
The Increasing Gatekeeper Liabilities Of Fund Administrators
There is a noticeable trend in the fund services industry that is creating increased exposure and legal liability for fund administrators
United States
16 Aug 2016
18
2016 Mid-Year Securities Litigation And Enforcement Highlights
Welcome to the 2016 Mid-Year Report From the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team. The purpose is to provide a periodic survey, apart from our team Executive Alerts, on matters...
United States
4 Aug 2016
19
2015 Year-End Securities Litigation And Enforcement Highlights
Welcome to the 2015 Year-End Report from the BakerHostetler Securities Litigation and Regulatory Enforcement Practice Team.
United States
3 Mar 2016
20
SEC Announces 2016 Examination Priorities
Earlier today, the Office of Compliance Inspections and Examinations (OCIE) of the United States Securities and Exchange Commission (SEC) announced its 2016 examination priorities.
United States
14 Jan 2016
Links to Result pages
 
1 2  
>>Next