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Venable LLP
Eric R. Smith
Eric R. Smith
Venable LLP
2024 SEC Division Of Examinations Priorities Summary
26 Oct 2023 | United States
Investor Qualification: A Primer
14 Jan 2016 | United States
Fund Forum - December 2015
14 Dec 2015 | United States
Finders And Unregistered Broker-Dealers
09 Dec 2015 | United States
SEC Adopts Final Rules For Securities-Based Crowdfunding
19 Nov 2015 | United States
SEC Adopts Final "Regulation A+" Rules Expanding Exemption
05 May 2015 | United States
Crowdfunding: The Real Thing Is Almost Here
04 Nov 2013 | United States
SEC Proposes Rule Requiring Public Companies To Disclose Pay Ratios
24 Sep 2013 | United States
SEC Allows Public Advertising Of Private Securities Offerings
24 Jul 2013 | United States
Does The SEC Like Social Media? Understanding The Application Of Regulation FD To Social Media
17 Apr 2013 | United States
Developments In Eastern Congo Highlight Need For Companies To Prepare For SEC Conflict Mineral Rule Compliance
11 Dec 2012 | United States
SEC Releases Guidance On Shareholder Proposals
23 Oct 2012 | United States
SEC Proposes Rule To Allow General Solicitation In Rule 506 Securities Offerings
12 Sep 2012 | United States
SEC Considers Extending Compliance Dates For Private Fund Adviser Registration And "Mid-Sized Adviser" Transition To State Regulation
03 May 2011 | United States
It Doesn’t Pay To "Pay To Play" --- Investment Adviser Compliance With Advisers Act Rule 206(4)-5 Is Now Mandatory: What You Should Do Now To Avoid Significant Penalties Later
07 Apr 2011 | United States
It Doesn’t Pay To "Pay To Play" - The March 14, 2011 Transition Date Has Passed - New Rules (And Significant Penalties) For Investment Advisers
28 Mar 2011 | United States
New Rules On Golden Parachute Disclosure And Advisory
04 Mar 2011 | United States
New Say-On-Pay Rules
04 Mar 2011 | United States
New Rules On Golden Parachute Disclosure And Advisory Votes
16 Feb 2011 | United States
New Say-on-Pay Rules
02 Feb 2011 | United States
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