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Fried Frank Harris Shriver & Jacobson
William J. Breslin
William J. Breslin
Fried Frank Harris Shriver & Jacobson
NFA Update: NFA Seeking Comments On Potential CPO/CTA Capital Requirement And Customer Protection Measures
03 Feb 2014 | United States
CFTC Update: CFTC Proposes New Position Limits And Aggregation Rules
14 Nov 2013 | United States
CFTC Update: Commodity Futures Trading Commission Assesses Penalty In First "Spoofing" Case
12 Aug 2013 | United States
CFTC Update: Final Guidance On Cross-Border Application Of Swaps Provisions Of The Dodd-Frank Act And Exemptive Order Regarding Phased Compliance With Certain Swaps Provisions Of The Dodd-Frank Act
01 Aug 2013 | United States
SEC Proposes Rules For Cross-Border Security-Based Swap Transactions
20 May 2013 | United States
CFTC Update: CPO And CTA Annual Affirmation Obligation
08 Feb 2013 | United States
CFTC Update: Funds Of Funds And Family Offices No-Action Letters
14 Dec 2012 | United States
Key Implications Of The "ISDA August 2012 Dodd-Frank Protocol" For Corporate End-Users
30 Aug 2012 | United States
CFTC Staff Releases FAQs Concerning CPO And CTA Compliance Obligations
22 Aug 2012 | United States
CFTC Update: Product Rules Defining "Swap" And "Security-Based Swap"
30 Jul 2012 | United States
CFTC Update: CFTC Staff Issues No-Action Letter Concerning Relief From Rescission Of CFTC Rule 4.13(a)(4) And Amendments To Rule 4.5
25 Jul 2012 | United States
CFTC Update: Proposed Guidance On Cross-Border Application Of Swaps Provisions Of The Dodd-Frank Act & Proposed Interpretive Order Regarding Phased Compliance Program For Certain Swap Regulations
17 Jul 2012 | United States
CFTC Update: CFTC Proposes To Modify Its Aggregation Policy
31 May 2012 | United States
CFTC Update: Eligible Contract Participant Definition And Retail Forex Pools
23 May 2012 | United States
CFTC Update: Registration And Compliance Obligations For Commodity Pool Operators And Commodity Trading Advisors - February 29, 2012
01 Mar 2012 | United States
CFTC Update - December 20, 2011
23 Dec 2011 | United States
CFTC Adopts Final Rules On Speculative Position Limits
06 Dec 2011 | United States
CFTC/SEC Update
31 Dec 2010 | United States
CFTC Update
02 Dec 2010 | United States
CFTC Staff Issues Advisory Concerning the Offer and Sale of Foreign Security Futures Products to Customers Located in the United States
16 Jul 2010 | United States
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