Initial and Annual Listing Fees effective from 1 January 2017.
| Category | Initial Fee (£) | Annual Fee (£) | ||
| Open-Ended Investment Funds | ||||
| Single / Multi-Class Fund | 6,000 plus 750 per class |
1,500 plus 500 per class |
||
| Multi Fund/Cell Investment Schemes (Umbrella funds/PCCs/ICCs) | 5,000 plus 500 per sub-fund/cell/series plus 750 per class* |
1,500 plus 500 per sub-fund/cell/series plus 500 per class* |
||
| Traded OEIC | 10,000 | 1,500 | ||
| Traded OEIC - sub fund | Free | Free | ||
| Closed-Ended Investment Funds | Primary Listing Fee (£) | Secondary Listing Fee (£) | Primary Listing Fee (£) | Secondary Listing Fee (£) |
| Single / Multi-Class Fund | 5,000 plus 750 per class* |
2,500 plus 500 per class* |
2,000 plus 500 per class* |
1,000 plus 250 per class* |
| Multi Fund/Cell Investment Schemes (Umbrella funds/PCCs/ICCs) | 3,300 plus 750 per sub-fund/cell/series plus 750 per class |
1,000 plus 750 per sub-fund/cell/series plus 500 per class |
1,650 plus 750 per fund/cell plus 500 per class |
1,000 plus 750 per fund/cell plus 250 per class |
| Structured Funds | 5,000 plus 900 per series plus 500 per class |
- - 500 per class |
||
| Individual Corporate Debt | 5,000 plus 750 per class |
1,100 per class | ||
| Special Purpose Vehicles & Asset-Backed Securities | 4,200 plus 750 per class |
1,100 per class** | ||
| Convertible Debt | 5,000 | 1,100 | ||
| Multi Issuer Programme | Negotiable on a case by case basis | - | ||
| Trading Companies | Primary Listing Fee (£) | Secondary Listing Fee (£) | Primary Listing Fee (£) | Secondary Listing Fee (£) |
| Company | 5,000 | 5,000 | 5,000 | 5,000 |
| Extractive Industries | 7,000 | 7,000 | 7,000 | 7,000 |
| SPACS | 5,000 | 5,000 | 5,000 | 5,000 |
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
