Mondaq All Regions: Compliance
M & M Bomchil
Luego de casi tres meses el proyecto fue aprobado y remitido a la Cámara de inicio para su consideración.
Bahamas Financial Services Board
The Honorable Carl Bethel, Attorney General, gave remarks at the Bahamas Association of Compliance Officers' (BACO) Annual MLRO Day held on October 26, 2017 at the BahaMar Convention Centre in Nassau, Bahamas.
Baker & McKenzie
The new law determines the mandatory implementation of a compliance program for companies that enter into contract, partnerships, agreements, concessions, or public-private partnerships with the public administration of the Federal District.
Crawley Mackewn Brush LLP
On July 14, 2016 the Ontario Securities Commission launched the Office of the Whistleblower, which administers the Whistleblower Program, the first paid whistleblower program by a securities regulator in Canada.
Blake, Cassels & Graydon LLP
The recommendations of the Charbonneau Commission report filed in November 2015 continue to resonate within the Quebec legislative landscape.
Paz Horowitz
El abogado Bruce Horowitz dirige en Quito el Centro de Estudios de Situaciones de Soborno, Extorsión y Coerción, que promueve novedosas ideas para frenar la corrupción.
Duff and Phelps
In response to increasing concerns around investment advice, in early 2017, the JFSC launched an awareness campaign highlighting the potential dangers of high-risk investments and mis-selling.
TMF Group
Why is compliance so challenging? How does a truly global compliance framework look like? What does the future hold for compliance professionals?
Withers LLP
The new "Unexplained Wealth Order" regime came into force on 31 January 2018, and on 1 February 2018, the government published Circular 003/2018 ...
Jordans, A Vistra Company
Business relationships with family members and known close associates of a PEP are also subject to greater scrutiny.
Rahman Ravelli Solicitors
Syedur Rahman and Nicola Sharp examine the merits of compliance committees and how improving your compliance measures can help you, even while you are under investigation, in global corruption cases.
Jones Day
The Situation: In what may indicate a sea change in terms of who the Department of Justice ("DOJ") is willing to pursue in False Claims Act cases, a private equity firm has been named as a co-defendant in a False Claims Act complaint, along with one of its portfolio companies.
Shearman & Sterling LLP
On 29 November 2017, Deputy Attorney General Rod Rosenstein announced a revised Foreign Corrupt Practices Act ...
Fredrikson & Byron, P.A.
Other recent SEC enforcement actions include proceedings dated January 18 and January 30, each revoking a registration of securities after the respective registrants failed to file several periodic reports.
Cadwalader, Wickersham & Taft LLP
The "FATF Public Statement," which was published on November 3, 2017, identifies jurisdictions that are subject to its call for countermeasures or are subject to enhanced due diligence due to their strategic AML/CFT deficiencies.
Holland & Knight
While financial recoveries under the federal False Claims Act (FCA) continued at a fast pace last year, the U.S. Department of Justice (DOJ) started 2018 ...
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines, compliance dates, effective dates, reporting deadlines, and expiration dates.
Seyfarth Shaw LLP
The Opinion takes the groundbreaking step of setting out many of the best practices that attorneys can­—and should—strive to achieve in their passport travels.
Seyfarth Shaw LLP
Florida's recently-enacted House Bill 727 gives businesses a way to deter serial plaintiffs from suing them in Florida courts.
TMF Group
Anteriormente, el cumplimiento era una función reservada de administración, recibiendo poca atención por parte de la Junta.
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