Mondaq All Regions: Finance and Banking
Cooper Grace Ward
Mortgagees must offer mediation before commencing any enforcement action to recover outstanding farm business debts.
Jones Day
On 6 February 2017, Belgium's financial regulator (Belgian Financial Services and Markets Authority ("FSMA")) moved to fortify the protection of investors, publishing a position paper...
Collas Crill
In the British Virgin Islands, investment funds are regulated by the BVI Financial Services Commission under the BVI Securities and Investment Business Act, 2010 and the Mutual Fund Regulations, 2010.
Davies Ward Phillips & Vineberg
On April 6, 2017, the Canadian Securities Administrators (CSA) released Consultation Paper 51-404, Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers.
Michael Chambers & Co
Binary Options trading is a straightforward way to trade price fluctuations in multiple underlying financial assets.
Pinsent Masons LLP
ANALYSIS: Banks will welcome the clearer guidance recently provided by the European Banking Authority (EBA) on the level of oversight that they need to have over their cloud providers'...
Orrick
On May 18, 2017, Ugo Bassi, Director of Financial Markets, European Commission DG FISMA, confirmed that the Commission will publish its midterm review of the capital markets union on June 7, 2017.
Nishith Desai Associates
On the first anniversary of the startup policy, and as a possible outcome of the 2017 budget, startups were looking at the central government with hope.
KPMG Luxembourg
Luxembourg's investment management industry has a new buzzword, a new obsession, a new battlefield: MiFID II.
Finance Malta
Minister for Finance Prof. Edward Scicluna reiterated that Malta, as a member of the EU, is a financial and tax jurisdiction which has successfully undergone various routine due diligence...
Bar & Karrer
The financial crisis of 2008/2009 triggered a wave of new regulations in Switzerland in recent years.
Pinsent Masons LLP
Victims of a failed unauthorised collective investment scheme (UCIS) can expect to receive about 40% of their investment back after the regulator secured two final confiscation orders from some...
Deloitte
Financial regulators are playing a large part in pushing this forward, with 2016 and 2017 seeing a flurry of new rules and heightened expectations for how FS firms manage their cyber resilience.
Reed Smith
On May 19, 2017, at the Annual Meeting of the New Jersey State Bar Association, Travis Nelson was elected Chair of the Banking Law Section.
Cadwalader, Wickersham & Taft LLP
FINRA President and CEO Robert Cook emphasized the need for FINRA to adapt and make progressive changes in response to an evolving financial industry.
Cadwalader, Wickersham & Taft LLP
The Managed Funds Association ("MFA") summarized its regulatory priorities and advocated an approach that "protects investors, enhances regulatory coordination, promotes market transparency and increases market fairness and efficiency."
Clyde & Co
In this interview, Brown Brothers Harriman Sr. Vice President of Corporate Banking, Lewis Hart, speaks with John Keough, a Partner at Clyde & Co, to review how special liens can work...
Kramer Levin Naftalis & Frankel LLP
Before joining the Senate Banking Committee, Moskowitz served as a counsel on the Financial Services Committee of the House of Representatives, where he worked on legislative...
Kramer Levin Naftalis & Frankel LLP
New Public Alternative Funds
Shearman & Sterling LLP
After a period of public consultation, the European Central Bank (the "ECB") published its final Guidance on Leveraged Transactions (the "Guidance") on 16 May 2017.
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The Brattle Group, Inc.
Major infrastructure investments—especially pro- jects and programs of regional and national signifi- cance—can generate major "spillover" benefits to the general public...
Arnold & Porter Kaye Scholer LLP
While closed-end real estate private equity funds (Real Estate Funds) are generally structured similarly to traditional private equity funds, there are several key differences.
The Ross Firm
Entering the housing market for the first time can be a bewildering experience, especially where financing is concerned.
Pinsent Masons LLP
ANALYSIS: At least three companies have announced their intentions to float on the UK markets since 18 April, the date that prime minister Theresa May announced an early UK general election.
Blake, Cassels & Graydon LLP
On May 10, 2017, the Quebec Court of Appeal ruled that the proposed cooperative capital markets regulatory system is in significant respects unconstitutional, although it ruled that the federal government's...
DMS Governance Ltd
The Hedge Fund Law Report recently interviewed Woolverton in connection with his move to DMS, during which he discussed the role of robust fund governance in the context of private funds.
Vedder, Price P.C.
On April 25, 2017, the U.S. District Court for the Northern District of Illinois issued an order denying the plaintiffs' motion to compel Calamos Investment Trust, a Massachusetts business trust,...
Jones Day
The European Commission has launched a tender offer to conduct a comprehensive assessment of the competitive aspects of the EU market for syndicated loans.
IndusLaw
Deposits have been defined under the Companies Act, 2013 ("2013 Act") to include any receipt of money by way of deposit or loan or in any other form by a company.
Khaitan & Co
These provisions prescribe that the approval of RBI is mandatory for cross border mergers. For details, please refer to our previous newsflash dated 18 April 2017.
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