Mondaq All Regions: Finance and Banking
Dentons
The Government announced in the 2017-18 Budget that it will act to reduce regulatory barriers to entry for new and innovative entrants to the banking system.
K&L Gates
This Toolkit summarizes several key aspects of MiFID II that may impact the trading activities and other operations of global investment managers with offices or clients in the EU.
Shearman & Sterling LLP
As the negotiations for Britain's departure from the EU begin, the spotlight is on future trade with the EU and globally.
Maples and Calder
Anti-money laundering ("AML") related fines by the Central Bank of Ireland (the "CBI") are increasing in both size and frequency. In the last year there have been three major fines imposed on Irish domestic banks as follows:
Maples and Calder
This update considers specifically how this may impact sponsors and distributors of UCITS. For these purposes, the focus is on UCITS other than structured UCITS (i.e. "Non-Complex UCITS").
William Fry
In a welcome move, the European Commission (the "Commission") has agreed an extension to the date of application of the EU Regulation on Packaged Retail and Insurance-Based Investment Products.
Walkers
The Central Bank of Ireland has published a Brexit FAQ paper in which it provides general information to financial services firms considering relocating their operations from the UK to Ireland.
Arthur Cox
On 29 June 2017, the Central Bank published a Discussion Paper: Consumer Protection Code and the Digitalisation of Financial Services.
Hance Law Avocats
A UCITS may be set up as an umbrella structure with multiple compartments.
Hance Law Avocats
Almost a year ago, the United Kingdom through a referendum withdrawn from the European Union. Since the Brexit, changes and movements have been relatively felt across the EU
Pinsent Masons LLP
The FCA has launched its consultation paper CP17/25: Individual Accountability - Extending the Senior Managers and Certification Regime (SM&CR) to all FCA firms.
Sayenko Kharenko
As a part of the ongoing liberalisation of the currency control, the National Bank of Ukraine (the "NBU") adopted Resolution No. 61 dated 10 July 2017 (effective from 11 July 2017) which lifted...
Dechert
You know, sometimes life's problems smack you against the side of the head like a 2×4, and sometimes it's just a multiplicity of middling offenses that become so annoying that you might just want to roll over and die.
Dechert
What in the world have we done to ourselves? Our CRE Securitization business, or at least the conduit part of our business, continues to shrink: $800 billion in outstanding principal balance...
Duff and Phelps
The dramatic drop in energy prices since 2014, and the largely abysmal returns faced by a record number of commodity-focused hedge funds in 2015 (net returns for commodity hedge funds were -7.24% in 2015), ...
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker provides a list of upcoming reporting deadlines, comment deadlines, effective dates and expiration dates.
Cadwalader, Wickersham & Taft LLP
BNP Paribas S.A. ("BNP") agreed to pay a $246 million fine to settle charges that it engaged in "unsafe and unsound practices in the foreign exchange" ("FX") markets.
K&L Gates
On May 4, the House Financial Services Committee ("HFSC") concluded its three-day markup of H.R.10, the Financial Choice Act ("FCA"), a bill to reform the Dodd-Frank Wall Street Reform...
K&L Gates
Leveraging big data and technology were identified as key factors to reducing costs and profitably serving LMI customers.
Duff and Phelps
Are you confident that your fixed assets are accurately represented in the year-end financial statements? Where do your property reported insurable values come from?
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Kolcuoglu Demirkan Kocakli Attorneys at Law
Despite the recent political and economic uncertainty and the coup attempt of 15 July 2016 against the government, Turkey has strong fundamentals for stable and long-term economic growth...
GuernseyFinance
Originally designed for use in the captive insurance sector, the protected cell company has established itself as a go-to-solution for a wide range of fund structuring in the 20 years since...
Arnold & Porter Kaye Scholer LLP
As part of their diversified investment programs, many family offices invest in private alternative investment funds, which may include real estate funds, hedge funds, private equity funds...
PUNUKA Attorneys & Solicitors
The NCC gives a maximum of sixty (60) days for such notification and responds within a thirty (30) day time frame.
Wilson Elser Moskowitz Edelman & Dicker LLP
In the wake of the promulgation of new cybersecurity regulations by New York State's Department of Financial Services, Colorado has proposed cybersecurity regulations for broker-dealers, investment advisers and other fund managers in the ever-changing privacy landscape.
Conyers Dill & Pearman
We are pleased to present the latest edition of our Bermuda Public Companies Update which features a recap of significant transactions involving Bermuda public companies listed on the NYSE...
ENSafrica
Most virtual currencies are privately issued, although a number of central banks have expressed an interest in the development of a national virtual currency.
Harneys
Mortgage registration is evidenced by a certificate of registry, but because this is a document used for navigation purposes, it is more likely that a copy of the transcript of British Registry...
Kemp Strang Lawyers
The decision provided guidance about the importance of bankers' duties to guarantors under the Code of Banking Practice.
Deloitte Cyprus
With Article 50 negotiations under way, Clea Evagorou evaluates the planning priorities for financial services firms for the next two years.
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