Mondaq All Regions: Finance and Banking
Holley Nethercote commercial & financial services lawyers
Licensees have possession of highly personal information, which in the wrong hands can be used for criminal activities.
Holding Redlich
This newsletter includes links to recent information relating to superannuation, funds management & financial services.
Maples and Calder
Maples and Calder advised Aergo Capital ("Aergo") and its issuer vehicles, METAL 2017-1 Limited (the "Cayman Issuer") and METAL 2017-1 LLC (the "US Issuer" and together with the Cayman Issuer the "Issuers")...
Harneys
This is the second in a series of articles on the implementation of Directive 2014/65/EU, (MiFID II), in Cyprus. Below we explore changes to the local industry that mandates greater investor protection.
Shearman & Sterling LLP
On October 26, 2017, the US Securities and Exchange Commission, European Commission and the UK Financial Conduct Authority released, in a coordinated manner, a series of significant orders ...
Womble Bond Dickinson
ESMA has become the latest body to denounce initial coin offerings (ICOs), issuing statements directed at investors and firms highlighting the distinct risks involved.
Trilegal
The Master Directions issued by the RBI on Issuance and Operation of Prepaid Payment Instruments have brought in significant changes to the regulatory regime that will impact the growth...
LexCounsel Law Offices
One of the key purposes of introducing the Master Directions has been to provide for harmonisation and interoperability of PPIs in a phased manner.
CBA Studio Legale e Tributario
The purpose of this Newsletter is to (i) provide a brief overview on the concept of "finanziamento fondiario" (being a peculiar type of real estate mortgage loan under Italian law); and ...
Labuan IBFC Inc
As Asia Pacific's preferred international business and financial centre, Labuan IBFC provides businesses and private clients an ideal balance of fiscal neutrality and transparency located....
Labuan IBFC Inc
"It is not an option for us to remain where we are. We must embrace the new reality, change course and design a new strategy for our industry. Or else we will perish. We are in this as a community."
Pinsent Masons LLP
Some of the plans submitted by UK-headquartered banks wishing to continue to operate in the euro area after Brexit have been criticised as inadequate by financial regulators.
Pinsent Masons LLP
The FCA released a consultation paper (CP17/37) [03.11.17] on Industry Codes of Conduct and Discussion Paper on FCA Principle 5. The FCA are consulting because their "expectations of authorised firms"...
Deloitte
Welcome to the sixth edition of the Deloitte European CFO Survey, an important initiative of the Deloitte EMEA CFO Programme.
STA Law Firm
The enactment of UAE Federal Law Number 20 of 2016 Concerning Mortgaging of Movable Properties as Security for Debts (the New Law) is a milestone towards the UAE government's initiative...
Withers LLP
On October 26, 2017, the Commodity Futures Trading Commission issued an order extending until December 31...
Miles & Stockbridge
Introduced on November 9, 2017, the Senate Tax Bill would maintain private activity bonds ("PABs").
Morgan Lewis
On November 1, the White House Office of Management and Budget (OMB) received a much-anticipated notice from the US Department of Labor (DOL) named "18-Month Extension of Transition Period...
Jones Day
The U.S. Department of the Treasury has issued a report to the President recommending extensive regulatory and legislative reforms to the U.S. capital markets.
Stephenson Harwood
In Taurus Petroleum v SOMO the Supreme Court has granted a third party debt order and receivership order against an issuing bank over the proceeds of a letter of credit.
Latest Video
Most Popular Recent Articles
Surry Partners
Parents should document any funding arrangement of a family property purchase, to avoid the risk of a costly dispute.
Cooper Grace Ward
When negotiating any contract, you must carefully consider the wording of any terms relating to a bank guarantee.
Clayton Utz
ADIs and their subsidiaries need to take four steps to get ready for the Banking Executive Accountability Regime (BEAR).
Holley Nethercote commercial & financial services lawyers
Similar to past AUSTRAC risk assessments, this report has a broad application to the whole financial services industry.
Surry Partners
Our view is that an unregistered mortgage should rarely be accepted by a lender as a principal form of security.
Kemp Strang Lawyers
This case shows the importance of clearly identifying parties to a contract and the capacity in which each party signs.
DibbsBarker
AFCA will replace FOS, CIO and SCT, the three dispute resolution services currently in the banking and finance sector.
Corrs Chambers Westgarth
This case serves a reminder that any decision to approve an asset-based loan must be transparent and justifiable.
Norton Rose Fulbright Australia
Insurers should consider any obligations under the indemnity to inform an indemnifying party of a proposed settlement.
Kemp Strang Lawyers
This case should provide comfort to parents or other parties who consider assisting individuals to purchase a property.
Article Search Using Filters
Related Topics
Mondaq Advice Centre (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter