Mondaq All Regions: Finance and Banking
HHG Legal Group
The Royal Commission was reluctantly agreed to, but has thrown up some startling events in modern Australian banking.
Kinstellar
There is hardly any major business that will not be affected by the entry into force of the EU General Data Protection Regulation (GDPR) on 25 May.
Duff and Phelps
To create long-term viable businesses, investment firms must provide products that serve clients' needs.
Shearman & Sterling LLP
On April 9, 2018, ESMA published a letter from its Chair, Steven Maijoor, to the European Commission seeking clarification on how to interpret the ancillary activity exemption under the revised Markets ...
Shearman & Sterling LLP
On April 10, 2018, the EBA published a report entitled "Benchmarking of remuneration practices at the European Union level and data on high earners."
Shearman & Sterling LLP
On April 9, 2018, the European Commission published a report on the effects of the EU regulatory capital framework on the economic cycle.
Shearman & Sterling LLP
On April 12, 2018, the Joint Committee of the European Supervisory Authorities published a report on risks and vulnerabilities in the EU financial system.
Dillon Eustace
Earlier this month, the Central Bank published a consultation paper ("CP119") in which it seeks responses from interested stakeholders to proposed amendments to the Central Bank UCITS Regulations.
Dentons
New amendments to Russian currency controls entered into force on 14 April 2018 (the Law), extending currency repatriation requirements to loans issued by residents to foreign borrowers.
Shearman & Sterling LLP
On April 9, 2018, the Financial Conduct Authority published its Business Plan for 2018/19 which sets out its key priorities for the coming year. The FCA confirms that it will continue to focus on issues ...
Shearman & Sterling LLP
On April 9, 2018, the Prudential Regulation Authority published its Business Plan for 2018/19 which sets out its strategic goals and workplan to deliver those goals.
Duff and Phelps
The costs of regulation continue to increase. According to 19% of our survey respondents, the cost of compliance is approaching 10% of the cost base in their firms.
Carlton Fields
On April 18, the SEC voted four to one to propose new standards of conduct for broker-dealers (BDs) and investment advisers (IAs).
Shearman & Sterling LLP
On April 12, 2018, the U.S. Department of the Treasury announced that John E. Smith will be stepping down as director of the U.S. Office of Foreign Assets Control in early May 2018.
Shearman & Sterling LLP
On April 9, 2018, the FCA published a discussion paper on its proposed approach to using ex post impact evaluation to assess the impact of its work on consumers, firms and markets.
Shearman & Sterling LLP
On April 10, 2018, the Committee on Payments and Market Infrastructures and the International Organization of Securities Commissions published a Framework ...
Shearman & Sterling LLP
On April 9, 2018, the Committee on Payments and Market Infrastructures and the Board of the International Organization of Securities Commissions published final Technical Guidance ...
Shearman & Sterling LLP
On April 11, 2018, the U.S. Board of Governors of the Federal Reserve System and U.S. Office of the Comptroller of the Currency published a joint notice of proposed rulemaking ...
Shearman & Sterling LLP
On April 11, 2018, the U.S. Board of Governors of the Federal Reserve System and U.S. Office of the Comptroller of the Currency published a joint notice of proposed rulemaking and request for comment ...
Shearman & Sterling LLP
On April 10, 2018, the Federal Reserve published a notice of proposed rulemaking and request for comment intended to integrate its capital and stress rules and thereby simplify the capital regime ...
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