Mondaq All Regions: Finance and Banking
Holding Redlich
This newsletter includes links to recent knowledge relating to superannuation, funds management & financial services.
Levy & Salomao Advogados
Os modelos normativos que permitem confessar ilícitos e cooperar com investigações em troca de extinção ou redução de penas não são mais uma novidade para os brasileiros.
Langlois lawyers, LLP
As July fast approaches, you have perhaps recently signed or are about to sign a promise of purchase for your future house.
Cassels Brock
On May 30, 2018, the California Senate passed a bill aiming to establish state-chartered banks for cannabis businesses.
Elias Neocleous & Co LLC
The countercyclical capital buffer (CCB) was introduced as part of the Basel III regime to help counter cyclicality in the financial system.
Kinanis LLC
The Cyprus Stock Exchange provides to Cyprus and international companies a unique opportunity to list their shares or bonds on the Emerging Companies Market...
Katona & Partners Attorneys at Law
Ronan Daly Jermyn
This was the first imposition of a sanction by the Central Bank where there has been a loss of client funds from cyber-fraud as a direct result of the firm's regulatory breaches.
Al Tamimi & Company
The Abu Dhabi Summary Court recently issued an order in relation to enforcement proceedings filed by a bank (mortgagee/creditor) against mortgaged property.
On 30th April 2018, the PRA published its Policy statement (PS) PS9/18 on Group Policy and Double Leverage, finalising its Consultation paper (CP) CP19/17.
Cadwalader, Wickersham & Taft LLP
A swap dealer agreed to pay $65 million to settle CFTC charges of attempted manipulation of the U.S. Dollar ISDAFIX ("USD ISDAFIX").
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency ("OCC") notified national banks, federal savings associations, and federal branches and agencies of clarifications to the OCC ...
Shearman & Sterling LLP
On June 12, 2018, a 4-1 majority of the New York Court of Appeals held that claims under New York's Martin Act are not governed by the six-year statute of limitations generally applicable to common law fraud claims, but rather by the three-year limitations period applicable to actions to recover based on liabilities created by statute. People v. Credit Suisse Securities (USA) LLC, 2018 WL 2899299, 2018 N.Y. Slip. Op. 04272 (Ct. App. June 12, 2018).
Kramer Levin Naftalis & Frankel LLP
New Public Alternative Funds June 21, 2018
Kramer Levin Naftalis & Frankel LLP
The CFTC proposed to amend the de minimis exception within its regulations' "swap dealer" definition in several ways, including:
Cadwalader, Wickersham & Taft LLP
President Donald J. Trump nominated Kathleen Laura Kraninger to serve as Director of the Bureau of Consumer Financial Protection.
Troutman Sanders LLP
President Donald Trump announced this morning that he plans to nominate Kathy Kraninger, associate director of the Office of Management and Budget ("OMB"), to become the new director of the Consumer Financial Protection Bureau ("CFPB"), replacing Mick Mulvaney.
Cadwalader, Wickersham & Taft LLP
Weekly Roundup Of Exchange Rules By Category – June 15, 2018
Cadwalader, Wickersham & Taft LLP
A bank agreed to pay $100 million to settle charges related to U.S. Dollar LIBOR ("USD LIBOR") manipulation. The matter was investigated by a working group ...
Cadwalader, Wickersham & Taft LLP
The Basel Committee on Banking Supervision (BCBS) and the International Organization of Securities Commissions (IOSCO) have issued criteria for identifying STC short-term securitisations.
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ClarkeKann Lawyers
PBAs are trust accounts, intended to protect down the line subcontractors from the insolvency of up the line contractors.
Worrells Solvency & Forensic Accountants
Section 588FDA of the Corporations Act provided that it was voidable as an unreasonable director-related transaction.
Norton Rose Fulbright Australia
Businesses should regularly review their insurance policies and consider the scope of cover and existing policy limits.
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Surry Partners
Parents should document any funding arrangement of a family property purchase, to avoid the risk of a costly dispute.
HHG Legal Group
Circumstances surrounding the entry into pre-nuptial agreements are considered when assessing their validity.
On Dec. 5, 2017, the Federal Trade Commission reached a settlement with three defendants who it alleged partook in deceptive, abusive and unfair debt collection practices ...
Cooper Grace Ward
Vendors to land sale contracts in Queensland should be aware of conditions that could result in an instalment contract.
Corrs Chambers Westgarth
Principals and head contractors should be aware of (and comply with) the changes, or risk being in breach of the new Act.
Holley Nethercote commercial & financial services lawyers
Similar to past AUSTRAC risk assessments, this report has a broad application to the whole financial services industry.
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