Mondaq Europe: Finance and Banking
Deloitte
The European Commission has proposed a legislative package that is intended to increase substantially the powers of the three European Supervisory Authorities and to replace the funding...
Chevalier & Sciales
ESMA says the Q&A documents aim to promote common supervisory approaches and practices in the practical application of the various UCITS directives and the AIFMD through responses to questions posed by industry members and regulators themselves.
Lakatos, Köves and Partners Law Firm
After a number of years of anticipation, 2016 saw a number of large non-performing loan sales in the Hungarian market.
Mason Hayes & Curran
From 1 January 2018, Key Information Documents (KIDs) will be required when a ‘Packaged Retail and Insurance-Based Investment Product' (PRIIP) is offered to retail investors.
Arthur Cox
The Central Bank has introduced new minimum competency standards, which will come into force on 3 January 2018...
Dillon Eustace
On 14 July 2017, the Department of Finance in Ireland published a MiFID II Feedback Statement on its 2016 public consultation on national discretions under Directive 2014/65/EU and Regulation No 600/2014.
Mason Hayes & Curran
The long-awaited implementation of ‘Alternative A' gives force of law in Ireland to a regime which is similar to the insolvency regime in the USA, known as Chapter 11 "reorganisation" bankruptcy.
Ronan Daly Jermyn
Ms. Geraghty was in a romantic relationship with the Third Named Defendant in the proceedings,
Dentons
In particular, in the RK Law No. 57-III dated June 13, 2005 "On Currency Regulation and Currency Control...
ELVINGER HOSS PRUSSEN
Elvinger Hoss Prussen, in cooperation with the Luxembourg Stock Exchange and the Association of the Luxembourg Fund Industry, has produced a compendium of Luxembourg investment funds law and regulations.
ELVINGER HOSS PRUSSEN
This compilation is dedicated to alternative investment funds (AIFs) established under Luxembourg law and other investment vehicles which are neither UCITS nor AIFs.
Chevalier & Sciales
The CSSF issued on 12 October 2017 a press release whereby it reminds that under the new EMIR reporting requirements, the Legal Entity Identifier (LEI) will be mandatory as of 1 November 2017 to identify the counterparty in a derivative transaction
GVZH Advocates
The lending market in Malta has traditionally been a conservative one. This factor contributed significantly towards the stability of Maltese credit institutions and debt security issuers during...
Finance Malta
The MFSA has issued a Feedback Statement to the MFSA Consultation Document on Investment-based Crowdfunding.
Eryürekli Attorney Partnership
This Article seeks to set forth the operation of custody system in Turkey by putting the lens on categories of custody service, licensing requirements, segregation of accounts principle, books and records and local securities depository institutions in accordance with applicable legislation in Turkey.
Pinsent Masons LLP
Linda Woodall, Director of Life Insurance and Financial Advice, delivered a speech on the launch of the FCA's Ageing Population Occasional Paper [16.10.17]. She provided an overview of the Occasional Paper and the FCA's findings.
Pinsent Masons LLP
New asset management firms seeking entry to the market will be able to benefit from additional resources and assistance before, during and after the authorisation process, the FCA has announced.
Baker & McKenzie
The UK Senior Managers and Certification Scheme is to be extended in 2018 from deposit-takers and larger investment firms to most FCA-regulated firms.
Baker & McKenzie
The FCA has announced that there has been a 75% increase in the number of enforcement cases over the last year.
WilmerHale
Speaking on 20 September 2017, Jonathan Davidson—Director of Supervision for Retail and Authorisations at the Financial Conduct Authority ("FCA")—addressed the issue of culture...
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PLMJ
Primeira alteração à Lei n.º 78/2017, de 17 de agosto, que cria um sistema de informação cadastral simplificado e revoga a Lei n.º 152/2015, de 14 de setembro
Deloitte Cyprus
Our Licensing and Supervision of Payment Institutions brochure provides your organisation with an overview of the process and specifies the information and supporting documentation...
Deloitte Cyprus
Legal persons interested in setting up an EMI need to follow a licensing process as defined by the Central Bank of Cyprus.
Eryürekli Attorney Partnership
The Decree allows Turkish residents freely to purchase and sell securities and other financial products traded on financial markets abroad as stipulated under Article 15 of the Decree.
The Sovereign Group
It's been three months, and three rounds, since Brexit negotiations formally began on 19 June, and the two sides don't seem to have moved very far from where they started.
GuernseyFinance
Guernsey's Private Investment Fund regime was launched in November last year and has so far proved to be a popular route to launch a private fund.
PeliFilip
Starting with 2014, after the entry into force of new prudential rules imposed by the Basel III international standards, as well as by Directive 2013/36/EU and Regulation no. 575/2013, ...
Pinsent Masons LLP
FCA Indicates That It Will Act Proportionately In Taking Enforcement Action Against Firms Not Fully MiFID II Compliant by 3 January 2018
GuernseyFinance
This has undoubtedly driven some US managers and investment fund specialists to examine their options for diversification – both of investments and investors
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