Mondaq UK: Finance and Banking
Dentons
This Client Alert assesses the most recent updates on the Servicing Directive and the merits of the discussion outlined in the "progress report".1
Morrison & Foerster LLP
In this alert, we provide an update on EU regulatory issues that are relevant to all managers of alternative investment funds, both for European and non-European funds.
Orrick
A number of key UK, EU and international financial services trade associations published a letter (dated April 5) to HM Treasury on the equivalence of European Economic Area (EEA)
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On March 6, 2019, the Commodity Futures Trading Commission's (CFTC or Commission) Division of Enforcement (Division) published an advisory on self-reporting and cooperation for violations of the Commodity Exchange Act.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
The Commodity Futures Trading Commission (CFTC) is considering how smart contract applications on the blockchain implicate its jurisdiction and enforcement authority.
Mayer Brown
There has been a strong surge in recent years of large institutional investors such as state retirement plans and sovereign wealth funds making use of separately managed accounts ...
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On April 25, 2019, the Commodity Futures Trading Commission (CFTC or Commission) published for public comment proposed amendments to the rules governing swap data repositories (SDRs)
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
Financial institutions and their employees may be subject to the following federal pay-to-play rules: SEC Rule 206(4)-5 for investment advisers; CFTC Rule 23.451
Mayer Brown
The England and Wales Court of Appeal has handed down a judgment which clarifies the circumstances in which a Quistclose trust,
Mayer Brown
Recently, the English High Court delivered its decision in Atlantica Holdings, Inc & Anor v Sovereign Wealth Fund & Ors [2019] EWHC 319 (QB)
Squire Patton Boggs LLP
In Radia v Jeffries International Limited, UKEAT/0123/18 the Employment Appeal Tribunal ("EAT") held that an employer, Jeffries International Limited ("Jeffries"),
Squire Patton Boggs LLP
A recent speech by the Director of Enforcement and Market Oversight at the Financial Conduct Authority ("FCA") has highlighted the progress of the partly contested process for disciplinary action.
Dentons
On April 11, 2019, the European Central Bank, operating in its role at the head of the Banking Union's Single Supervisory Mechanism announced its public consultation on proposed changes to the ECB Regulation on supervisory fees
Hogan Lovells
The FCA's final report on its Mortgages Market Study confirms that the UK mortgages market is working well in many ways.
Hogan Lovells
One of the key areas for improvement identified by the FCA in its Mortgages Market Study final report is to make it easier for so-called 'mortgage prisoners' to switch to new deals.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
After the 2018 fourth quarter roller coaster ride, when borrowers were essentially shut out of the leveraged loan market, the start to the new year has been tentative.
Proskauer Rose LLP
The European Banking Authority ("EBA") published an opinion on deposit protection resulting from the United Kingdom's ("UK") withdrawal from the European Union ("EU")
Mayer Brown
On April 12, 2019, the International Finance Corporation (IFC), the private arm of the World Bank Group, launched the IFC's "Operating Principles for Impact Management".
Dentons
In our December 2017 article What now for LIBOR in finance documents?, we considered the initial reaction of regulators, industry bodies and market participants to the prospect that LIBOR might no longer exist after 2021.
Duff and Phelps
Finally, the FCA also announced a proposed supervisory review of firms' remuneration practices.
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Dentons
This Client Alert assesses the most recent updates on the Servicing Directive and the merits of the discussion outlined in the "progress report".1
Dentons
Delivering on the announcement in the Autumn Budget, HMRC issued its consultation "Protecting your taxes in insolvency" on 26 February 2019.
Matheson
On 24 January 2019, the Irish funds industry representative association, Irish Funds, made a submission to the Central Bank of Ireland ("Central Bank") ...
Dentons
In our December 2017 article What now for LIBOR in finance documents?, we considered the initial reaction of regulators, industry bodies and market participants to the prospect that LIBOR might no longer exist after 2021.
BCL Solicitors LLP
An increasing number of people are finding themselves on the receiving end of summary forfeiture proceedings in the magistrates' court ...
4 New Square Chambers
Ben Hubble QC and Miles Harris of 4 New Square look at the potential impact of reforms suggested by the Kingman Review and the Competition & Market Authority's Update Paper on the audit sector.
Shearman & Sterling LLP
The EU proposals to amend technical aspects of the European Market Infrastructure Regulation (EMIR), known colloquially as ‘EMIR 2.1' or ‘EMIR Refit', have been politically agreed.
BCL Solicitors LLP
The so-called "Troika Laundromat" fraud, uncovered after one of the largest banking information leaks ever, highlights the ever-growing importance for those within the regulated sector to implement robust CDD policies...
Morrison & Foerster LLP
In this alert, we provide an update on EU regulatory issues that are relevant to all managers of alternative investment funds, both for European and non-European funds.
Dentons
In recent years, the traditionally limited pool of lenders into JOLCOs has widened, from consisting mainly of Japanese banks and the Tokyo branches of non-Japanese banks, to include overseas lenders from...
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