Mondaq UK: Finance and Banking
Shearman & Sterling LLP
On June 29, 2018, the European Banking Authority published an amended draft Implementing Technical Standards specifying the benchmarking portfolios, templates and definitions ...
Shearman & Sterling LLP
On July 3, 2018, the European Union (Withdrawal) Act 2018 (Commencement and Transitional Provisions) Regulations 2018 were made.
Shearman & Sterling LLP
On July 3, 2018, following its announcement in its 2018 Work Programme of its intention to withdraw 15 pending EU legislative proposals, the European Commission announced the formal withdrawal ...
Shearman & Sterling LLP
On June 22, 2018, following the publication by the European Banking Authority of an Opinion and draft Guidelines on Regulatory Technical Standards under the revised Payment Services Directive ...
Jersey Finance Limited
The Jersey Financial Services Commission (JFSC) has issued a guidance note containing information about our approach to ICO activity.
Dentons
Where a bank holds security for a loan, it can clearly enforce that security if the borrower is unable to repay its mortgage by selling the secured property and applying the sale proceeds to discharge...
Shearman & Sterling LLP
On June 28, 2018, following a consultation in October 2017 which closed on January 4, 2018, the U.K. Prudential Regulation Authority published a Policy Statement on changes to its large exposures framework.
Duff and Phelps
In this edition of Regulatory Focus, the experts in Duff & Phelps' UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued...
Shearman & Sterling LLP
On July 4, 2018, the U.K. Financial Conduct Authority published Policy Statements confirming the rule changes it will apply to extend the application of the Senior Managers & Certification Regimes ...
Travers Smith LLP
On 4 July 2018, the FCA published the following package of documents relating to the extension of the Senior Managers and Certification Regime (SMCR) to insurers and all FCA firms.
Cadwalader, Wickersham & Taft LLP
UK Financial Conduct Authority ("FCA") Chief Executive Andrew Bailey urged regulators and market participants to accelerate efforts to transition away from reliance on LIBOR.
Dentons
All FCA-regulated firms have been put on notice by the new FCA chairman, Charles Randell, that they need to make it clearer to consumers what personal data they are collecting about them and how it will be used.
Deloitte
The Bank of England (BoE) and the Financial Conduct Authority (FCA) have released a Discussion Paper (DP) on operational resilience, introducing enhanced expectations for Boards and senior management.
Wright Hassall LLP
The number of people entering into equity release schemes has been on the rise in recent years as a result of their apparent ability to help with a multitude of financial issues.
Deloitte
In 2010, Metro Bank was the first high street bank to be launched in the UK for over 100 years.
Deloitte
Agile is bringing a new shape to the world of delivery management, successfully adopted from software development and advocating a less rigid delivery mechanism
Deloitte
The last few weeks have seen a flurry of activity on the resolvability front.
Shearman & Sterling LLP
On July 3, 2018, the U.K. Prudential Regulation Authority published a consultation paper entitled "UK leverage ratio: Applying the framework to systemic ring-fenced bodies and reflecting the systemic risk buffer."
Shearman & Sterling LLP
On July 3, 2018, the Bank of England published a Financial Stability Report, dated June 2018, and a record of the Financial Policy Committee Meeting held on June 19, 2018.
Shearman & Sterling LLP
On June 28, 2018, the U.S. Office of the Comptroller of the Currency announced updates to a number of supervision booklets, including the "Bank Supervision Process," "Community Bank Supervision," ...
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Shearman & Sterling LLP
On June 12, 2018, the U.K. Payment Systems Regulator published a discussion paper seeking feedback on the use of data in the payments industry.
Wright Hassall LLP
Since our first article about the 2019 Loan Charge, we have received a number of enquiries and common issues have appeared.
GuernseyFinance
Pursuit of diversity in financial services needs to go "well beyond the boardroom", according to one of Britain's leading diversity campaigners.
Pinsent Masons LLP
The House of Commons Treasury Committee has published its Women in Finance Report [13.06.18]. The Report covers a range of topics including current levels of diversity; benefits of and barriers...
TMF Group
In a global environment, Chief Financial Officers are mainly concerned about maximising revenues and reducing costs. But compliance is an ever-present element that will influence your choice of growth strategy – and the outcome.
Brahams Dutt Badrick French LLP
In 2017, the FCA announced an increase in the number of financial services firms who must record communications made by their employees.
Shearman & Sterling LLP
On June 7, 2018, the Council of the European Union and the European Parliament announced their agreement on new EU criminal sanctions for money laundering. The proposed Countering Money Laundering ...
Shearman & Sterling LLP
On June 15, 2018, following its consultation in February 2018, the PRA published a Policy Statement and final new Supervisory Statement on Algorithmic Trading.
Shearman & Sterling LLP
On June 19, 2018, the Fifth Money Laundering Directive was published in the Official Journal of the European Union and will enter into force on July 9, 2018.
TMF Group
In May, the Council of the European Union adopted the new Anti-Money Laundering Directive 5 (AML5), which among other things covers definitions and regulations for virtual currencies.
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