Mondaq UK: Finance and Banking
Pinsent Masons LLP
The European Commission has proposed "more robust supervision" rules for central counterparties (CCPs) in a move that has raised concerns over the future of London's euro clearing market.
Pinsent Masons LLP
ESMA published [02.06.17] its Final Report on Guidelines on MiFID II Product Governance Requirements following its 5 October 2016 Consultation Paper.
GuernseyFinance
Never have the demands been so onerous, and the personal risk so great, as it is right now.
Duff and Phelps
A synopsis of the Financial Conduct Authority's (FCA) latest news and publications issued in December 2016.
Deloitte Cyprus
With Article 50 negotiations under way, Clea Evagorou evaluates the planning priorities for financial services firms for the next two years.
Reed Smith (Worldwide)
The FCAs Project Innovate is a leading driver of its initiative on DLT.
Deloitte
The PRA recently published a Policy Statement confirming amendments and optimisations to the current Senior Managers Regime (SMR) which applies to banks, building societies...
Pinsent Masons LLP
Proudman revealed in his speech the extent of the impact on banks.
TLT Solicitors
Welcome to TLT's Busy lenders' monthly round-up. Each month we summarise the latest news and developments in retail mortgage lending and regulation.
TLT Solicitors
FCA to conduct strategic review of banking business models
Pinsent Masons LLP
More Financial Conduct Authority (FCA) investigations into potential wrongdoing by firms and individuals will not necessarily lead to more enforcement action, the regulator has said.
Pinsent Masons LLP
Banks could be forced to contribute to the setting of a major benchmark interest rate where necessary to ensure the rate is "representative", the UK's Financial Conduct Authority (FCA) has said.
Deloitte
On 26 May, the Financial Conduct Authority (FCA) published a policy statement on implementing information prompts in the annuity market. The FCA had consulted on this topic in November 2016...
TLT Solicitors
The Financial Conduct Authority (FCA) recently announced a review of the motor finance market to establish whether firms should perform tougher checks on drivers before letting them sign up for deals.
TLT Solicitors
Welcome to TLT's Busy lenders' monthly round-up. Each month we summarise the latest news and developments in retail mortgage lending and regulation.
Field Fisher
A global code of conduct for the wholesale FX market was launched last week.
TLT Solicitors
The High Court has held that expert evidence as to the suitability of swap products sold to London Executive Aviation Ltd (LEA) by Royal Bank of Scotland (the Bank) and the risks associated with...
TLT Solicitors
The SMCR has already been introduced for banks and similar institutions, as well as branches of foreign banks operating in the UK.
Pinsent Masons LLP
Regulators should have access to any 'keys' necessary to decrypt data that financial firms store in the cloud, the European Securities and Markets Authority (ESMA) has said.
Pinsent Masons LLP
Businesses could face unnecessary costs, and confusion could reign among consumers over the level of protection available to them, if the Financial Conduct Authority (FCA) does not change...
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GuernseyFinance
Originally designed for use in the captive insurance sector, the protected cell company has established itself as a go-to-solution for a wide range of fund structuring in the 20 years since...
Pinsent Masons LLP
Regulators should have access to any 'keys' necessary to decrypt data that financial firms store in the cloud, the European Securities and Markets Authority (ESMA) has said.
TLT Solicitors
The High Court recently considered the scope for argument that a bank owed a duty to advise its customer, this time in the context of the sale of four interest rate derivative products.
Pinsent Masons LLP
Businesses could face unnecessary costs, and confusion could reign among consumers over the level of protection available to them, if the Financial Conduct Authority (FCA) does not change...
Deloitte
Financial regulators are playing a large part in pushing this forward, with 2016 and 2017 seeing a flurry of new rules and heightened expectations for how FS firms manage their cyber resilience.
Deloitte
"People often ask me what makes me so interested in fintech – one could always argue that it has been around for years.
WilmerHale
An expectation that regulated financial services firms be ‘cyber-resilient' should not cause any surprise. Cyber-crime and data breaches represent major risks for business generally.
TMF Group
Meeting the global challenge of local accounting and tax compliance.
Pinsent Masons LLP
A new code of conduct for wholesale foreign exchange (FX) market participants has been developed, with the backing of global financial watchdogs and the world's highest profile central banks.
Pinsent Masons LLP
Not every over-the-counter (OTC) traded financial instrument will be subject to tougher transparency and transaction reporting requirements, the ESMA has confirmed.
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