Mondaq UK: Finance and Banking
Deloitte
The European Commission has proposed a legislative package that is intended to increase substantially the powers of the three European Supervisory Authorities and to replace the funding...
Baker & McKenzie
The UK Senior Managers and Certification Scheme is to be extended in 2018 from deposit-takers and larger investment firms to most FCA-regulated firms.
Baker & McKenzie
The FCA has announced that there has been a 75% increase in the number of enforcement cases over the last year.
WilmerHale
Speaking on 20 September 2017, Jonathan Davidson—Director of Supervision for Retail and Authorisations at the Financial Conduct Authority ("FCA")—addressed the issue of culture...
Pinsent Masons LLP
The European Banking Authority (EBA) has called for consistency in European financial regulation to support UK-based financial services firms that want to retain access to the single market...
Travers Smith LLP
On 29 September 2017, the European Banking Authority made recommendations to the European Commission for a new European law addressing the prudential regulation of MiFID investment firms.
Dentons
There might be a temptation for banks to think that the senior managers and certification regimes (SMCR) are old news, and they can just get on with the business of compliance.
Gowling WLG
Finance has long played an important part in driving vehicles out of the showroom and onto the tarmac.
Deloitte
Bank returns on equity (RoE) have been tightly squeezed over the past decade. The cause?
Deloitte
The Deloitte Alternative Lender Deal Tracker now covers 58 leading Alternative Lenders, with whom we track primary mid-market deals across Europe.
Pinsent Masons LLP
In the first edition of our regular update for the banking industry we look at topics including ECB concerns around the use of the cloud by fintech institutions, cyber incident reporting and regulatory co-operation post-Brexit.
Gowling WLG
The PRIIPs Regulation (EU/2014/1286), together with the regulatory technical standards in Commission Delegated Regulation (EU/2017/653) will apply from 1 January 2018.
ICSA
An exclusive extract from ICSA's new book, A Practical Guide to the UK Listing Regime, 4th edition, by Herbert Smith Freehills.
Deloitte
Over the last 18 months, the level of regulatory focus on the adequacy of the design, implementation and operating effectiveness of Risk Management Frameworks within the Building Society sector...
Pinsent Masons LLP
FCA Indicates That It Will Act Proportionately In Taking Enforcement Action Against Firms Not Fully MiFID II Compliant by 3 January 2018
Gowling WLG
2021 has recently been ear-marked as the date when LIBOR (also known as the London Interbank Offered Rate) will be wound down. As work starts on finding a suitable replacement rate...
Pinsent Masons LLP
The chief executive of the UK's Financial Conduct Authority (FCA), Andrew Bailey, has called for close cooperation between regulatory bodies to ensure continuity of service for financial institutions...
Pinsent Masons LLP
The European Central Bank (ECB) imposed new individualised cyber incident reporting requirements on 121 banks earlier this summer, Out-Law.com can reveal.
Pinsent Masons LLP
Small, specialist research firms are concerned that new market rules will see larger providers driving down prices, the Financial Times has reported.
Deloitte
On 14 September, the Financial Conduct Authority (FCA) announced its final decision to make a Market Investigation Reference (MIR) to the Competition and Markets Authority (CMA)...
Latest Video
Most Popular Recent Articles
GuernseyFinance
Guernsey's Private Investment Fund regime was launched in November last year and has so far proved to be a popular route to launch a private fund.
GuernseyFinance
This has undoubtedly driven some US managers and investment fund specialists to examine their options for diversification – both of investments and investors
Jones Day
The UK Financial Conduct Authority has released a statement on initial coin offerings.
GuernseyFinance
Many companies that operate in Guernsey's financial sector hold their most valuable assets in digital form.
GuernseyFinance
The group was handed its prize during a gala ceremony at London's Grange Tower Bridge Hotel.
TMF Group
Getting an attractive yield on your investment while playing it safe sounds like a great combination, but this is not true when you are investing in collateralised loan obligations (CLOs).
Pinsent Masons LLP
Service providers that help other businesses to pool information from different payment accounts on behalf of customers will not be subject to regulation under new UK payment services laws ...
Pinsent Masons LLP
FCA Indicates That It Will Act Proportionately In Taking Enforcement Action Against Firms Not Fully MiFID II Compliant by 3 January 2018
GuernseyFinance
From our headquarters in Guernsey we offer access to a fully regulated marketplace, which is within the European time zone but outside of the EU.
GuernseyFinance
Guernsey has been ranked as the number one European specialist finance centre in The Banker's annual ranking of the top international finance centres (IFCs).
Article Search Using Filters
Related Topics
Mondaq Advice Centre (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter
Partners
In association with