Mondaq All Regions: Corporate/Commercial Law > Securities
Clyde & Co
In this month's briefing we highlight investments in Government securities by Tanzanian residents and the restrictions imposed under Tanzanian law on East African Community
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On March 20, 2019, the Securities and Exchange Commission (SEC) adopted rule changes, as mandated by the Fixing America's Surface Transportation Act (FAST Act),
Pearl Cohen Zedek Latzer Baratz
The U.S. Securities and Exchange Commission (SEC) has published a framework for analyzing whether digital assets are "investment contracts" securities.
BakerHostetler
On April 30, 2019, the U.S. Court of Appeals for the D.C. Circuit held that an investment adviser (IA) cannot willfully make a negligent disclosure in its Forms ADV.
Cadwalader, Wickersham & Taft LLP
SEC Chair Jay Clayton defended the SEC's FY 2020 Budget Request of $1.746 billion before the U.S. Senate Committee on Appropriations, Subcommittee on Financial Services and General Government.
Cadwalader, Wickersham & Taft LLP
The MSRB reported a continuing decrease in the number of MSRB-registered municipal securities dealers ("dealers") and, conversely, less concentration of customer trades in the big dealers.
Cadwalader, Wickersham & Taft LLP
The SEC proposed amendments to the definitions of "accelerated filer" and "large accelerated filer" under Exchange Act Rule 12b-2.
Withers LLP
Join our host Joe Morales as he discusses recent legal developments including details regarding a U.S. Supreme Court case.
Mayer Brown
In April, the Securities and Exchange Commission (the "SEC") announced that it is soliciting comments on a proposed rule change submitted by The Nasdaq Stock Market LLC
Dentons
The end of 2018 was inaugurated with large-scale amendments to Russian securities market legislation aimed at improving the legal framework of the securities issuance procedure.
Day Pitney LLP
In a sign of its own deepened recognition of the risk of identity theft and other compromise of personal information, the Securities and Exchange Commission
Mayer Brown
As part of the Disclosure Effectiveness initiative, the Securities and Exchange Commission proposed amendments to address the financial disclosure requirements in connection with acquisitions
Mayer Brown
The Securities and Exchange Commission has scheduled an open meeting for May 9, 2019 at 9 am, which will be webcast.
Foley Hoag LLP
Yesterday, the SEC announced that it would hold a public meeting on Thursday, May 9, 2019 to consider whether to propose amendments to the "accelerated filer"
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On March 20, 2019, the Securities and Exchange Commission (SEC) approved an amendment to the New York Stock Exchange (NYSE) ...
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
The U.S. Supreme Court held yesterday in Lorenzo v. SEC, No. 17-1077 (2019), that dissemination of false or misleading statements with an intent to defraud ...
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
The U.S. Supreme Court held today in Lorenzo v. SEC, No. 17-1077 (2019), that dissemination of false or misleading statements with an intent to defraud can fall within the scope of Rules 10b-5(a) and (c) of the SEC...
Orrick
On December 20, 2018, Representatives Warren Davidson (R-Ohio) and Darren Soto (D-Fla) offered some early holiday hope to digital token issuers by introducing the "Token Taxonomy Act" (the TTA).
Orrick
Recently, the Staffs of the SEC and FINRA announced their annual examination and regulatory priorities: the SEC's Office of Compliance, Inspections and Examinations issued its 2019 Examination Priorities ...
Dechert
Dechert attorneys have contributed to the third edition of Practitioner's Guide to Global Investigations, a practical guide for in-house counsel on navigating the complex waters of global investigations.
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IndusLaw
The RBI, on September 1, 2018, released a user manual to clearly set out the procedure for filing a single master form, which it introduced on June 7, 2018, to integrate the existing reporting norms for foreign investment in India.
McCarthy Tétrault LLP
Late last week, the NYAG filed a law suit in the Supreme Court of the State of New York against Exxon alleging that Exxon violated, among other things, the securities fraud provisions of a 1921 New York statute...
Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
STA Law Firm
The Indian economy has been marked by many critical structural initiatives which intend to build the strength and substantial growth over the past two decades.
Stikeman Elliott LLP
Les ACVM et l'OCRCVM veulent que soit envisagée avec beaucoup de soin la réglementation des plateformes de cryptoactifs, selon une démarche qui conjugue les impératifs réglementaires
Jeffer Mangels Butler & Mitchell LLP
The SEC warns public companies that lax cybersecurity practices could violate rules governing internal accounting controls, and offer nine scams as cautionary tales.
Ropes & Gray LLP
The following summarizes recent legal developments of note affecting the registered fund/investment ...
Khaitan & Co
Based on the report of the Committee on Corporate Governance under the Chairmanship of Mr. Uday Kotak, SEBI notified the amendments to the SEBI LODR Regulations on 9 May 2018.
Wynn Williams Lawyers
Understand the full range of capital raising options available and choose the option which optimises cash and value.
Mayer Brown
Recently, the English High Court delivered its decision in Atlantica Holdings, Inc & Anor v Sovereign Wealth Fund & Ors [2019] EWHC 319 (QB)
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