Mondaq All Regions: Finance and Banking
K&L Gates
Treasury has pointed out that these powers do not equate to ongoing regulation and supervision by APRA of non-bank lenders.
Borden Ladner Gervais LLP
The Canadian Department of Finance ("Department") has released a paper entitled Potential Policy Measures to Support a Strong and Growing Economy: Positioning Canada's Financial Sector for the Future ("Paper"). The Paper launches the second stage of the renewal of Canada's federal financial institutions statutes.
Borden Ladner Gervais LLP
The Canadian government is now seeking to fully implement a bail-in regime in Canada through three proposed regulations
McCarthy Tétrault LLP
Andrew Bailey, the Chief Executive of the UKs FCA, gave a speech to Bloomberg London entitled 'The Future of LIBOR' in which he questioned the sustainability of LIBOR as an interest rate reference rate.
Fasken Martineau (French)
Le 30 juin 2017, le Bureau du surintendant des institutions financičres (BSIF) a publié le Préavis sur les restrictions d'utilisation des termes « banque », « banquier » et « opérations bancaires...
Fasken Martineau
Last month, provincial securities regulators approved Policy No. 8 (Policy) of The Mutual Fund Dealers Association of Canada (MFDA).
Pinsent Masons LLP
Asset purchases by the European Central Bank (ECB) may have overstepped the bank's powers, Germany's Constitutional Court has said.
GANADO Advocates
The Alternative Investment Fund Managers Directive was introduced in 2013. The aim of the Directive is to regulate the provision of fund management services by fund managers to alternative investment funds.
GANADO Advocates
One of the latest trend-setting methods of alternative financing is crowdfunding, which encompasses the cooperation of individuals within an online network who pool in their resources...
Roca Junyent Abogados
In our days, large industrial and infrastructure projects may have adverse impact on the environment, as well as on people in general, and, in particular, among other things...
K&L Gates
The rapid rise of distributed ledger technology and the spate of recent initial coin offerings ("ICOs") have focused attention on whether, and in what circumstances, virtual currencies and digital tokens may be securities whose offer ...
K&L Gates
In a letter to the AIMA made available to AIMA members on Monday, August 7, the FCA responded to a request from AIMA seeking interpretation and guidance on MiFID II requirements...
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Market Oversight ("DMO") granted time-limited no-action relief to market participants from certain exemption and notice-filing requirements related to the aggregation of positions.
Cadwalader, Wickersham & Taft LLP
The SEC Division of Economic and Risk Analysis ("DERA") issued a report on how Dodd-Frank and other financial regulations have impacted (i) access to capital and (ii) market liquidity.
Arnold & Porter Kaye Scholer LLP
On Aug. 1, 2017, the Office of the Comptroller of the Currency issued an advance notice of proposed rulemaking that represents the first concrete step toward reform of the regulations that implement the "Volcker Rule," ...
Kramer Levin Naftalis & Frankel LLP
The U.S. Senate voted unanimously to confirm the nomination of J. Christopher Giancarlo as CFTC chairman, as well as Brian D. Quintenz and Rostin Behnam were unanimously confirmed as Commissioners.
Kramer Levin Naftalis & Frankel LLP
Liquid alternative strategies continued to attract investor capital in the second quarter of 2017, according to the latest Wilshire Liquid Alternatives Industry Monitor.
Kramer Levin Naftalis & Frankel LLP
Despite a stable stock market and CBOE Volatility Index that reached a record intraday low in July, investor demand for volatility funds remains strong, according to Morningstar data that shows ...
Kramer Levin Naftalis & Frankel LLP
$2,500 minimum initial investment; $50 minimum subsequent investment
Galante & Martins
La Ley 19.484 publicada en el Diario Oficial el 5 de enero de 2017 establece una serie de condiciones cuyo cumplimiento tiene por objetivo alcanzar los estándares internacionales...
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Deloitte Cyprus
With Article 50 negotiations under way, Clea Evagorou evaluates the planning priorities for financial services firms for the next two years.
Kemp Strang Lawyers
The decision provided guidance about the importance of bankers' duties to guarantors under the Code of Banking Practice.
K&L Gates
Both parties said that they would like to encourage entrepreneurship, foster ethical and responsible investments, and highlight opportunities for Islamic-compliant FinTech services and Islamic finance activities for the region and beyond.
Vinod Kothari & Co.
This article shall deal with material FAQs on Section 14 of the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002.
Nishith Desai Associates
SEBI restricts the use of the ODI route, disallowing ODI issuance on derivatives unless held for hedging purposes...
Akin Gump Strauss Hauer & Feld LLP
The service was used in conjunction with crimes ranging from identity theft and fraud to drug trafficking.
Singhania & Partners LLP, Solicitors and Advocates
Legitimacy of invocation of bank guarantees has always been a bone of contention between the parties who have entered into commercial arrangements.
Krishnomics Legal
Real Estate Sector in India has been going through a rough weather for the last few years due to lack of funds and sluggish demand.
Moroğlu Arseven
Turkey has introduced new restrictions for leverage procedures, as well as for buying and selling securities and similar capital market instruments.
Trilegal
The RBI Circular requires all the Banks to credit the amount involved in the unauthorised e-banking transaction to the customer's account within 10 working days of notification by the customer.
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