Mondaq All Regions: Finance and Banking
Kemp Strang Lawyers
This case shows the importance of clearly identifying parties to a contract and the capacity in which each party signs.
WeirFoulds LLP
On Monday, October 10, 2017 the Ministry of Municipal Affairs posted on Ontario's Regulatory Registry a summary of proposed regulatory changes under the Municipal Act...
WeirFoulds LLP
Further to our update of September 14, 2017, the changes to the Municipal Act regarding prudent investment have not yet been proclaimed in force.
Fasken Martineau
Subject to the necessary approvals, the Instrument will come into force on December 12, 2017.
Borden Ladner Gervais LLP
These settlements provided for $185 million in penalties, plus consumer restitution.
Cayman Islands Government
A two-person team from the Ministry of Financial Services has just returned from having face-to-face discussions with US officials on US tax and financial services reform...
In particular, in the RK Law No. 57-III dated June 13, 2005 "On Currency Regulation and Currency Control...
GVZH Advocates
The lending market in Malta has traditionally been a conservative one. This factor contributed significantly towards the stability of Maltese credit institutions and debt security issuers during...
Fred-Young & Evans
In order to execute large projects or for businesses to expand, there is usually a need to apply for loan facility from Banks ("the Bank").
Baker & McKenzie
The UK Senior Managers and Certification Scheme is to be extended in 2018 from deposit-takers and larger investment firms to most FCA-regulated firms.
Baker & McKenzie
The FCA has announced that there has been a 75% increase in the number of enforcement cases over the last year.
Speaking on 20 September 2017, Jonathan Davidson—Director of Supervision for Retail and Authorisations at the Financial Conduct Authority ("FCA")—addressed the issue of culture...
Pinsent Masons LLP
The European Banking Authority (EBA) has called for consistency in European financial regulation to support UK-based financial services firms that want to retain access to the single market...
Cadwalader, Wickersham & Taft LLP
The agencies also reminded banks that a streamlined FFIEC Form 051 Call Report has been available for "eligible small institutions" since the March 31, 2017 report date.
Cadwalader, Wickersham & Taft LLP
In an Order, the CFTC claimed that a trader employed by Arab Global Commodities DMCC ("AGC")...
Cadwalader, Wickersham & Taft LLP
The Board of the International Organization of Securities Commissions ("IOSCO") issued a statement on research conducted by the IOSCO Task Force on OTC Derivatives Regulation ("Task Force")...
Morrison & Foerster LLP
The U.S. Department of the Treasury ("Treasury Department" or "Treasury") issued its second report (of four reports), titled "A Financial System that Creates Economic Opportunities, Capital Markets" (the "Report").
Morrison & Foerster LLP
The U.S. Department of the Treasury issued its second report (of four reports), titled "A Financial System that Creates Economic Opportunities, Capital Markets."
Carlton Fields
Ad Valorem Taxes: land lease holders are considered equitable owners of land for tax purposes if land lease renews automatically and is perpetual; ...
Foley & Lardner
The CFPB faulted Meridian for allegedly failing to provide a RESPA disclosure explaining the affiliation with the underwriter...
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Kemp Strang Lawyers
The decision provided guidance about the importance of bankers' duties to guarantors under the Code of Banking Practice.
Clayton Utz
In this draft bill, a CCIV is a corporate entity that would receive the same tax outcomes as a managed investment trust.
Worrells Solvency & Forensic Accountants
This article covers the options that can improve cash flow and, when insufficient, where to get additional funding.
Kemp Strang Lawyers
This case should provide comfort to parents or other parties who consider assisting individuals to purchase a property.
A new law commencing on 1 November 2018 prohibits arrangements where introducers are provided with a delivery rate to which introducers can add a margin to determine the borrower rate...
Corrs Chambers Westgarth
Notwithstanding the arrangement for deferral of payment, the creditor suffered a loss in the amount of unpaid invoices.
Marque Lawyers
Under the ban on excessive surcharges, businesses can only pass on the actual cost of processing a credit card payment.
Norton Rose Fulbright Australia
It is highly likely that green bonds could provide an important source of funding in the low-carbon future of Australia.
Holding Redlich
This newsletter includes links to recent information relating to superannuation, funds management & financial services.
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