Mondaq USA: Corporate/Commercial Law > Compliance
Ropes & Gray LLP
Ryan Rohlfsen, a Ropes & Gray government enforcement partner, highlights findings from a new report on legal and regulatory risk management, based on a global survey of 300 in-house professionals.
McDermott Will & Emery
Earlier this year, DOJ and OIG independently issued guides focused on evaluating compliance program effectiveness.
Reed Smith
The Pact app is premised on paying members that complete health-related weekly "pacts" with funds generated by users that fail to do so.
Seyfarth Shaw LLP
The new ISO standard brings significant change that will require considerable time and thought to implement.
Morgan Lewis
As the cleanup begins in Florida, companies face challenges in meeting existing environmental obligations and addressing the environmental impacts of the storm.
Akin Gump Strauss Hauer & Feld LLP
The rule generally provides companies with flexibility in making these determinations.
Morrison & Foerster LLP
The staff of the SEC's Division of Corporation Finance (the "Staff") separately published interpretive guidance (the "Staff Guidance) relating to the use of sampling and other reasonable methodologies.
Cadwalader, Wickersham & Taft LLP
The MSRB issued a Compliance Advisory to aid municipal securities dealers, brokers and dealers (collectively, "dealers")...
Stroock & Stroock & Lavan LLP
On September 14, 2017, the OCIE issued a Risk Alert highlighting compliance issues relating to Rule 206(4)-1 under the Investment Advisers Act of 1940, as amended, which the OCIE staff most frequently identified ...
Hughes Hubbard & Reed LLP
Every general counsel over the course of his or her career will face the need to conduct an internal investigation into events at the company.
Cadwalader, Wickersham & Taft LLP
The SEC released interpretive guidance on compliance with the pay ratio disclosure rule, which mandates that companies begin filing reports in early 2018 (for fiscal year 2017).
Fenwick & West LLP
Having recently affirmed that there will be no postponement of the 2018 effective date for CEO pay ratio disclosure...
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines, compliance deadlines, reporting deadlines and effective dates.
Proskauer Rose LLP
The SEC staff recently published an alert highlighting the most common deficiencies seen in investment advisers' marketing materials.
WilmerHale
An anonymous compliance hotline within your investment adviser suddenly receives complaints about a market-beating portfolio manager.
Bowditch & Dewey
Blind trusts are typically associated with politicians who seek to avoid conflicts of interest while occupying public office.
Proskauer Rose LLP
On September 14, 2017, the staff of the SEC's OCIE issued a National Examination Program Risk Alert on the most frequent advertising rule compliance issues identified in OCIE examinations...
Ropes & Gray LLP
Ropes & Gray is pleased to share "Risky Business," a comprehensive report on trends and best practices in risk management. Based on a survey by FT Remark, a research service from...
Proskauer Rose LLP
As we previously reported, the OFCCP announced in August that it would hold three "compliance assistance" town hall meetings.
Womble Carlyle
For two years, the pay ratio rule has loomed in the distance with uncertainty regarding its fate.
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Proskauer Rose LLP
On September 14, 2017, the staff of the SEC's OCIE issued a National Examination Program Risk Alert on the most frequent advertising rule compliance issues identified in OCIE examinations...
Stroock & Stroock & Lavan LLP
On September 14, 2017, the OCIE issued a Risk Alert highlighting compliance issues relating to Rule 206(4)-1 under the Investment Advisers Act of 1940, as amended, which the OCIE staff most frequently identified ...
Seyfarth Shaw LLP
The new ISO standard brings significant change that will require considerable time and thought to implement.
Proskauer Rose LLP
As we previously reported, the OFCCP announced in August that it would hold three "compliance assistance" town hall meetings.
Fenwick & West LLP
Having recently affirmed that there will be no postponement of the 2018 effective date for CEO pay ratio disclosure...
Ropes & Gray LLP
Ropes & Gray is pleased to share "Risky Business," a comprehensive report on trends and best practices in risk management. Based on a survey by FT Remark, a research service from...
Morgan Lewis
As the cleanup begins, companies face challenges in meeting existing environmental obligations and addressing the environmental impacts of the storm
Womble Carlyle
For two years, the pay ratio rule has loomed in the distance with uncertainty regarding its fate.
Morrison & Foerster LLP
The staff of the SEC's Division of Corporation Finance (the "Staff") separately published interpretive guidance (the "Staff Guidance) relating to the use of sampling and other reasonable methodologies.
Reed Smith
The Pact app is premised on paying members that complete health-related weekly "pacts" with funds generated by users that fail to do so.
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