Mondaq USA: Corporate/Commercial Law > Compliance
Womble Carlyle
Healthcare attorney Jill Girardeau recently gave IT professionals an in-depth look at navigating the increasingly complicated waters of HIPAA compliance.
Duane Morris LLP
New legal requirements are not limited to changes in law that take effect on the first of the year.
Foley Hoag LLP
In reviewing your current operating locations, do you know the extent to which domestic law is protective of human rights?
Cadwalader, Wickersham & Taft LLP
FINRA released a podcast summary of FINRA news, notices and compliance resources from July 2017. The podcast highlighted:
Shearman & Sterling LLP
On May 9, 2017, the Financial Industry Regulatory Authority, Inc. issued an interpretive letter regarding its IPO allocation rule 5131(b) and its exception 5131.02(b).
Cadwalader, Wickersham & Taft LLP
OCIE National Examination Program staff reported an overall improvement in awareness of cyber-related risks and the implementation of certain cybersecurity practices since the OCIE's Cybersecurity 1 Initiative.
Kramer Levin Naftalis & Frankel LLP
A report issued by the Department of Treasury on June 12, (the Treasury Report), identified problems with the design of the final rule and makes recommendations for revisions to the final rule...
Arnold & Porter Kaye Scholer LLP
As discussed below, the Proposal prescribes which of its three parts would be applicable to a particular type of institution: holding companies, FRB-regulated banks, or both.
Gibbs Giden Locher Turner Senet & Wittbrodt LLP
Proposed California Assembly Bill 1209, if passed in its present form, will require companies to have information regarding gender pay differentials published on the Internet.
WilmerHale
Form 8-K requires public companies to make prompt disclosures about a large number of specified events. Although Form 8-K does not mandate current reporting of all material events, it goes a long way toward requiring public companies to keep the markets informed of material developments on a day-to-day basis.
Proskauer Rose LLP
On July 12, 2017, newly appointed SEC Chairman Jay Clayton delivered a speech at the non-partisan Economic Club of New York wherein he set forth several high-level guiding principles for the agency.
Duff and Phelps
The SEC's Office of Compliance Inspections and Examinations released a risk alert on the five compliance topics most frequently identified in deficiency letters sent to SEC-
Morrison & Foerster LLP
In a speech earlier today, Securities and Exchange Commission Chair Clayton discussed the Commission's guiding principles.
Foley & Lardner
The U.S. Securities and Exchange Commission (SEC) recently announced that, beginning on July 10, 2017, the Division of Corporation Finance (the Division) will permit all companies to submit ...
Andrews Kurth LLP
While building a public company, start-up or family business, day-to-day operations and growth objectives tend to consume most of management's time and effort.
Cadwalader, Wickersham & Taft LLP
The SEC Division of Corporation Finance (the "Division") will expand a JOBS Act provision to include all companies in order to allow them to submit confidential draft registration statements.
Ropes & Gray LLP
Beginning in 2018, most public companies will be required to include CEO pay ratio disclosure in their proxy statements.
Ropes & Gray LLP
When I think about developing a value-based program for pharmaceuticals it's necessary first, I think, to look at what they need practically to do to make that work.
Sheppard Mullin Richter & Hampton
Two recent judgements against Dish Network LLC ("Dish") for violations of the Telephone Consumer Protection Act (TCPA) and similar state and federal laws demonstrate the significant liability...
Duff and Phelps
In this edition: 2017 tax reform, important new requirements for Luxembourg finance company tax rulings and ATO hubs practical compliance guide
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Arnold & Porter Kaye Scholer LLP
As discussed below, the Proposal prescribes which of its three parts would be applicable to a particular type of institution: holding companies, FRB-regulated banks, or both.
Gibbs Giden Locher Turner Senet & Wittbrodt LLP
Proposed California Assembly Bill 1209, if passed in its present form, will require companies to have information regarding gender pay differentials published on the Internet.
Duff and Phelps
In this edition: 2017 tax reform, important new requirements for Luxembourg finance company tax rulings and ATO hubs practical compliance guide
Duane Morris LLP
New legal requirements are not limited to changes in law that take effect on the first of the year.
Womble Carlyle
Healthcare attorney Jill Girardeau recently gave IT professionals an in-depth look at navigating the increasingly complicated waters of HIPAA compliance.
Proskauer Rose LLP
On July 12, 2017, newly appointed SEC Chairman Jay Clayton delivered a speech at the non-partisan Economic Club of New York wherein he set forth several high-level guiding principles for the agency.
Morrison & Foerster LLP
In a speech earlier today, Securities and Exchange Commission Chair Clayton discussed the Commission's guiding principles.
Duff and Phelps
The SEC's Office of Compliance Inspections and Examinations released a risk alert on the five compliance topics most frequently identified in deficiency letters sent to SEC-
Sheppard Mullin Richter & Hampton
The rule does not require "certification" of any kind, either by DoD or any other firm professing to provide compliance, assessment, or certification services for DoD or Federal contractors.
WilmerHale
Form 8-K requires public companies to make prompt disclosures about a large number of specified events. Although Form 8-K does not mandate current reporting of all material events, it goes a long way toward requiring public companies to keep the markets informed of material developments on a day-to-day basis.
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