Mondaq USA: Corporate/Commercial Law > Compliance
Duff and Phelps
Unclaimed Property Reporting – three words that have kept many state tax and compliance specialists at U.S. corporations awake at night.
Morgan Lewis
Deputy Attorney General Rod Rosenstein delivered remarks on May 21 at the Mayflower Hotel in Washington, DC, as part of Compliance Week's 2018 Annual Conference for Risk Professionals.
Ogletree, Deakins, Nash, Smoak & Stewart
U.S. Immigration and Customs Enforcement (ICE) announced that it opened 3,510 worksite investigations in the past seven months, more than doubling the number of investigations opened during fiscal year 2017.
Kramer Levin Naftalis & Frankel LLP
On May 5, 2018, New York City's amended Earned Safe and Sick Time Act became effective, commencing the countdown for employers to comply with the law's new requirements.
Arnold & Porter
n May 11, the SEC's Division of Corporation Finance issued 45 proxy C+DIs to replace previous proxy interpretations set forth in its Telephone Interpretations Manual and March 1999 Supplement.
Cooley LLP
Earlier this month, Tennessee House Bill 2220 was enacted, which provides, "A pharmaceutical manufacturer or its representatives may engage in the truthful promotion of off-label uses."
Cooley LLP
The report was requested by the Senate Committee of Finance due to concern that there was a lack of public information regarding HHS-OIG's use of Agreements in enforcement.
Ropes & Gray LLP
Over the past year, a growing number of governmental investigations and settlements call into question the practice of pharmaceutical companies donating to independent charities...
Stoll Keenon Ogden PLLC
The European Union's (EU) General Data Protection Regulation (aka GDPR) takes effect on May 25, 2018. GDPR has been characterized as "the most stringent data protection law in the world,"
Foley & Lardner
Over the last month, regulators with the Trump administration sent a loud message to companies subject to U.S. jurisdiction: Enforcement of laws governing international activities is alive and...
Dentons
The EU General Data Protection Regulation (GDPR)1 overhauls the legal framework related to the handling and processing of personal data by companies.
Cooley LLP
Patients are provided at the time of the Product sample request with an option to participate in a user satisfaction survey.
Dickinson Wright PLLC
The European Union's (EU) General Data Protection Regulation (GDPR) goes into effect on May 25, and so do the significant fines against businesses that are not in compliance.
Winthrop & Weinstine
The far-reaching European General Data Protection Regulation takes effect on May 25, 2018.
Proskauer Rose LLP
A recent settled SEC order, In re Arlington Capital Management, Inc. and Joseph F. LoPresti, highlights the potential benefits of voluntarily taking steps to remediate conduct or practices ...
Cadwalader, Wickersham & Taft LLP
On April 18, the SEC approved the publication of three releases proposing new regulatory requirements that are intended to expand and clarify the duties that broker-dealers and investment advisers...
Kramer Levin Naftalis & Frankel LLP
The SEC's Office of Compliance Inspections and Examinations published a risk alert outlining the most common compliance issues relating to advisory fees and expenses its staff encountered during their examinations.
Kramer Levin Naftalis & Frankel LLP
The issues detailed in the alert were those most frequently identified by OCIE in deficiency letters sent to SEC-registered investment advisers as part of its examination program.
Dentons
Effective May 25, 2018, the EU's General Data Protection Regulation (GDPR) places substantial responsibility on companies who handle and process the personal data of European Union residents.
Winthrop & Weinstine
You've seen the updated privacy policies flood your inbox, the cookie banner warnings on websites, and heard about data privacy law in the news
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Schnader Harrison Segal & Lewis LLP
Last November, Deputy Attorney General Rod Rosenstein announced a new enforcement policy. Under the new policy, businesses subject to the FCPA may avoid criminal liability by self-reporting wrongdoing, ...
Foley Hoag LLP
It's Friday and time for another overview of developments in the field of business and human rights that we've been monitoring.
Cadwalader, Wickersham & Taft LLP
On April 18, the SEC approved the publication of three releases proposing new regulatory requirements that are intended to expand and clarify the duties that broker-dealers and investment advisers...
Proskauer Rose LLP
On April 12, 2018, the SEC's Office of Compliance Inspections and Examinations issued a risk alert listing the most common compliance issues concerning fees and expenses charged by SEC-registered investment advisers
Cooley LLP
Earlier this month, Tennessee House Bill 2220 was enacted, which provides, "A pharmaceutical manufacturer or its representatives may engage in the truthful promotion of off-label uses."
Stroock & Stroock & Lavan LLP
On April 12, 2018, the Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission (SEC) issued a Risk Alert highlighting the most frequent advisory fee...
Dickinson Wright PLLC
The European Union's (EU) General Data Protection Regulation (GDPR) goes into effect on May 25, and so do the significant fines against businesses that are not in compliance.
Duff and Phelps
Big data's becoming a big issue for hedge funds and other managers, and it could cause some major problems for compliance.
Womble Bond Dickinson
Your heart raced when the caller on the phone identified himself as an FBI agent. But the conversation was matter-of-fact.
Kramer Levin Naftalis & Frankel LLP
Legal commentary on the news and events that matter most to alternative asset managers and funds.
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