Mondaq USA: Corporate/Commercial Law > Compliance
Mayer Brown
At the Practising Law Institute's Annual Institute on Securities Regulation, a number of updates were provided by the Staff regarding ongoing initiatives within the Office of Small Business.
Bowditch & Dewey
With the influx of craft breweries, wineries, distillers and wholesale distributors popping up everywhere, there are several issues that have come to light regarding regulatory compliance.
Morrison & Foerster LLP
To be clear, the bondage here is the bond requirement under Federal construction contracts, and the doctrine does not appear in the catechism but in the Court of Claims' old decision...
Foley & Lardner
In a final rule published on January 19, 2017, HHS and several federal departments and agencies made revisions to the Common Rule ...
Day Pitney LLP
Assistant Attorney General Brian A. Benczkowski made a splash at the NYU School of Law Program on Corporate Compliance and Enforcement Conference by unveiling the new policy by the U.S. DOJ for selecting corporate monitors.
Seyfarth Shaw LLP
Seyfarth Synopsis: On November 6, 2018, the California Office of Administrative Law approved Cal/OSHA's emergency regulation for the electronic submission of CY 2017 Form 300A...
Arnold & Porter
On November 5, 2018, the members of the Federal Financial Institutions Examination Council (FFIEC), which is comprised of the federal bank regulatory agencies ...
Bowditch & Dewey
On July 31, 2018, after being shut down for about a week, the Alcohol and Tobacco Tax and Trade Bureau ("TTB") launched an upgrade of its technology to v.5.0 of Permits Online.
Duane Morris LLP
If you are a university researcher interested in launching a startup based on an invention developed in your lab, below is a list of some key guidelines to keep in mind as you start your company:
Mayer Brown
Funds permitted to rely on the no-action relief include both registered investment companies and business development companies.
Smith Gambrell & Russell LLP
Trademark Owners are being inundated with trademark solicitations and scams from a variety of sources. The trickery often begins with an abusive and misleading email.
Shearman & Sterling LLP
On October 31, 2018, the U.S. Securities and Exchange Commission (SEC) adopted a final rule
Cadwalader, Wickersham & Taft LLP
In its second annual report, the SEC Enforcement Division (the "Division") highlighted significant enforcement actions filed in FY 2018, discussed key initiatives and described ongoing agency priorities.
Sheppard Mullin Richter & Hampton
In an effort to continue to raise awareness of human trafficking and provide available services to victims, beginning October 14, 2018
Ropes & Gray LLP
In Veg Corp. v. U.S., No. 2:17-cv-02893, the district court refused to analyze compliance with IRS document requests in a vacuum, and, instead, considered the parties' understanding of the document requests.
Fisher Phillips LLP
Within the last few months, employers have begun to be assessed fines by the IRS in Letters 226J for not complying with employer shared responsibility payments (ESRPs) dating back to 2015.
Cadwalader, Wickersham & Taft LLP
The SEC Office of Compliance Inspections and Examinations ("OCIE") alerted investment advisers to the most recurrent compliance issues related to the Cash Solicitation Rule (the "rule").
Jones Day
Although sustainable corporate development has been embraced by virtually every public company, it is increasingly the case that a company's sustainability disclosures may expose...
Morrison & Foerster LLP
As of October 1, 2018, Delaware entities can begin applying for the state's new voluntary Certificate of Adoption of Transparency and Sustainability Standards through the Secretary of State, passed in June 2018.
Arnold & Porter
On September 23, 2018, the governor of California signed into law an amended version of the California Consumer Privacy Act of 2018 (CCPA), which was originally enacted in late June 2018.
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Akin Gump Strauss Hauer & Feld LLP
On September 30, Governor Jerry Brown (D) signed a new California law requiring female presence on boards of public companies headquartered in California.
Ruchelman PLLC
A participating F.F.I. files Form 8966, F.A.T.C.A. Report, annually with the I.R.S. The
Scott & Scott LLP
Software audits are significant legal and financial risks for all companies.
Proskauer Rose LLP
Former SDNY U.S. Attorney Preet Bharara and SEC Commissioner Jackson recently announced, via NY Times op-ed, the creation of the Bharara Task Force on Insider Trading.
Mayer Brown
The cybersecurity regulation ("CyberRegs") adopted by the New York State Department of Financial Services ("NYDFS")
Morrison & Foerster LLP
A brief overview of the JOBS Act 2018 Update
Smith Gambrell & Russell LLP
Trademark Owners are being inundated with trademark solicitations and scams from a variety of sources. The trickery often begins with an abusive and misleading email.
Moodys Gartner Tax Law LLP
US citizenship or permanent resident status allows access to the largest economy in the world.
Cadwalader, Wickersham & Taft LLP
SEC Commissioner Hester Peirce offered recommendations to regulators on implementing G20 swaps reforms. Ms Peirce said that the G20 reforms were not foolproof and encouraged regulators to exercise "healthy skepticism"...
Morrison & Foerster LLP
On October 12, 2018, the staff of the SEC's Division of Investment Management issued a no-action letter to the Independent Directors Council ("IDC") agreeing that the staff will not recommend...
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