Mondaq USA: Corporate/Commercial Law > Compliance
Newmeyer & Dillion
It is paramount that a contractor diligently maintains its license prior to and during the performance of any contract work.
Holland & Knight
Due diligence is a critical part of assessing any acquisition. But where the target company is involved in providing healthcare items or services, the U.S. DOJ has given buyers yet another reason to...
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker provides a list of upcoming effective dates, reporting deadlines, compliance deadlines, expiration dates, comment deadlines and meeting dates.
Foley Hoag LLP
On May 9, we released a public summary of our report "Good Practice for Managing the Social Impacts of Oil Pipelines in the United States."
Shearman & Sterling LLP
The number and magnitude of recent corruption investigations, particularly in Latin America, have raised questions about the implications for those doing business with entities ensnared in these investigations.
Morrison & Foerster LLP
On May 8, 2017, the NYSE MKT issued a proposed rule change to harmonize its periodic reporting requirements with those of the NYSE.
Smith Gambrell & Russell LLP
This memorandum provides a brief explanation and overview of tax-exempt financing for nonprofit hospitals and other healthcare organizations under Georgia law and the Internal Revenue Code of 1986.
Foley & Lardner
Entry of a consent order may settle CFPB allegations, but it is not necessarily the end of the story.
Seyfarth Shaw LLP
Recognizing that compliance is one of the most crucial functions within the modern-day company, The ABA Compliance Officer's Deskbook is a user-friendly, practical, and real-world focused...
Foley & Lardner
Since mid-2000s investigation of Siemens, and the resulting $800 million penalty for violations of the Foreign Corrupt Practices Act, the FCPA has been an enforcement priority of the U.S. Government.
Ruchelman PLLC
The I.P.U. acknowledges that exceptions are provided for small corporations and transactions of de minimis value.
Shearman & Sterling LLP
On 17 November 2016 the SEC issued a new compliance and disclosure interpretation ("C&DI") on Regulation D.
Cadwalader, Wickersham & Taft LLP
The most important Park doctrine case in over forty years may be heading to the Supreme Court – but not if the federal government has its way.
Shearman & Sterling LLP
On 31 January 2017, SEC Acting Chairman Michael S. Piwowar issued a statement directing the SEC's staff to consider whether the 2014 guidance on the conflict minerals rule is still appropriate...
Shearman & Sterling LLP
On 22 March 2017, the SEC adopted a rule amendment to shorten by one business day the standard settlement cycle for most broker-dealer securities transactions following the trade date.
Foley Hoag LLP
It is clear that Michael Piwowar, Acting Chairman of the Securities Exchange Commission ("SEC") is not a fan of the conflict minerals rule.
Andrews Kurth LLP
The SEC's Division of Corporation Finance (CorpFin) recently issued a statement1 announcing that...
Orrick
The SEC released two orders instituting cease-and-desist proceedings which are the first post-MCDC cases finding securities law violations based on misstatements in official statements regarding compliance...
Parker Poe
Whistleblower tips and awards for securities law violations have increased dramatically over the past year, according to the staff of the SEC Enforcement Division's Office of the Whistleblower.
Proskauer Rose LLP
We are reaching out to our investment firm clients to advise them of an email "spear phishing" scam that has targeted investment firms recently, attempting to lure their personnel into inadvertently revealing their email account credentials to criminal fraudsters, and making wire transfers to the criminal's account instead of the intended account.
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Shearman & Sterling LLP
On 31 January 2017, SEC Acting Chairman Michael S. Piwowar issued a statement directing the SEC's staff to consider whether the 2014 guidance on the conflict minerals rule is still appropriate...
Foley & Lardner
Since mid-2000s investigation of Siemens, and the resulting $800 million penalty for violations of the Foreign Corrupt Practices Act, the FCPA has been an enforcement priority of the U.S. Government.
Butler Snow LLP
The arcane rules surrounding partnership audits rarely, if ever, come up, and most people don't even know that they exist.
Cadwalader, Wickersham & Taft LLP
The most important Park doctrine case in over forty years may be heading to the Supreme Court – but not if the federal government has its way.
Seyfarth Shaw LLP
Recognizing that compliance is one of the most crucial functions within the modern-day company, The ABA Compliance Officer's Deskbook is a user-friendly, practical, and real-world focused...
Smith Gambrell & Russell LLP
This memorandum provides a brief explanation and overview of tax-exempt financing for nonprofit hospitals and other healthcare organizations under Georgia law and the Internal Revenue Code of 1986.
Foley & Lardner
Entry of a consent order may settle CFPB allegations, but it is not necessarily the end of the story.
Foley Hoag LLP
It is clear that Michael Piwowar, Acting Chairman of the Securities Exchange Commission ("SEC") is not a fan of the conflict minerals rule.
Shearman & Sterling LLP
The number and magnitude of recent corruption investigations, particularly in Latin America, have raised questions about the implications for those doing business with entities ensnared in these investigations.
Andrews Kurth LLP
The SEC's Division of Corporation Finance (CorpFin) recently issued a statement1 announcing that...
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