Mondaq USA: Corporate/Commercial Law > Compliance
Cadwalader, Wickersham & Taft LLP
The MSRB released a list of the "Strategic Goals" it intends to pursue for the foreseeable future.
Sullivan & Worcester LLP
Most in-house counsel of public companies are very familiar with the reporting obligations required by the trifecta – Form 8-Ks, Form 10-Qs and Form 10-Ks – but they oftentimes rely on outside counsel...
Pryor Cashman LLP
Most commercial leases place the onus of complying with ADA regulations squarely on the tenant.
Perkins Coie LLP
The staff of the Division of Investment Management (IM) recently issued a flurry of interpretive guidance regarding when advisers are deemed to have custody of their clients' funds and securities.
Proskauer Rose LLP
For private fund managers, the valuation of privately-held securities has been subject to heightened regulatory scrutiny.
Ropes & Gray LLP
Kim Nemirow, Ropes & Gray government enforcement partner, analyzes new compliance strategies global life sciences companies are facing in an evolving market.
McDermott Will & Emery
On May 31, 2017, the US Department of Justice announced a Settlement Agreement under which eClinicalWorks, a vendor of electronic health record software, agreed to pay $155 million and...
Ropes & Gray LLP
Kim Nemirow, Ropes & Gray government enforcement partner, analyzes new compliance strategies global life sciences companies are facing in an evolving market.
Akin Gump Strauss Hauer & Feld LLP
This week we highlight a report by PricewaterhouseCoopers which explores the challenges that boards face when key risks are overlooked.
Troutman Sanders LLP
On May 23, state attorneys general from 47 states and the District of Columbia announced a settlement agreement with Target Corporation to resolve the states' investigation into the company's 2013 data breach.
Ropes & Gray LLP
The DOJ enacted the Pilot Program in early 2016. It was part of a long running effort by the DOJ to provide more transparency and consistency into how it addresses, investigates and resolves cases.
TMF Group
Whether you're acquiring a new entity or considering a carve-out of your own, you need to make sure the carved-out company can operate as a stand-alone entity.
Ogletree, Deakins, Nash, Smoak & Stewart
Doing business with the United States federal government can be very lucrative, but it comes with a price. That price arrives in the form of reporting obligations, recordkeeping, outreach, and much more.
Parker Poe
As the 2017 proxy season draws to a close for most companies, it is obvious that shareholder activism remains alive and well, though the actual number of public activist campaigns appears to have...
Wilson Elser Moskowitz Edelman & Dicker LLP
This article discusses the risks associated with use of an MSO and advises structuring such arrangements to comply with the Anti-Kickback Statute's personal services/management safe harbor.
Parker Poe
Since then, sustainability reporting has continued to increase in quantity and quality, and SASB has maintained its position as a well-known, respected standard-setter.
Parker Poe
Shareholders may choose to vote on executive compensation every year, every two years or every three years, or they may choose to abstain.
Parker Poe
It's long been axiomatic that an effective compliance program cannot exist without a strong ethics and compliance culture, which in turn requires the proper "tone from the top."
Stoll Keenon Ogden PLLC
When a typical business evaluates whether its facilities are in compliance with the Americans with Disabilities Act of 1990 (ADA), it usually considers whether it has provided appropriate physical...
Orrick
Since then, the Portland City Council has voted to subpoena documents concerning the program, and lawmakers in Philadelphia and Austin have said they are cooperating with DOJ investigation.
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Troutman Sanders LLP
On May 23, state attorneys general from 47 states and the District of Columbia announced a settlement agreement with Target Corporation to resolve the states' investigation into the company's 2013 data breach.
Ropes & Gray LLP
The DOJ enacted the Pilot Program in early 2016. It was part of a long running effort by the DOJ to provide more transparency and consistency into how it addresses, investigates and resolves cases.
Ogletree, Deakins, Nash, Smoak & Stewart
Doing business with the United States federal government can be very lucrative, but it comes with a price. That price arrives in the form of reporting obligations, recordkeeping, outreach, and much more.
Parker Poe
As the 2017 proxy season draws to a close for most companies, it is obvious that shareholder activism remains alive and well, though the actual number of public activist campaigns appears to have...
McDermott Will & Emery
On May 31, 2017, the US Department of Justice announced a Settlement Agreement under which eClinicalWorks, a vendor of electronic health record software, agreed to pay $155 million and...
TMF Group
Whether you're acquiring a new entity or considering a carve-out of your own, you need to make sure the carved-out company can operate as a stand-alone entity.
Ropes & Gray LLP
Kim Nemirow, Ropes & Gray government enforcement partner, analyzes new compliance strategies global life sciences companies are facing in an evolving market.
Akin Gump Strauss Hauer & Feld LLP
This week we highlight a report by PricewaterhouseCoopers which explores the challenges that boards face when key risks are overlooked.
Stoll Keenon Ogden PLLC
When a typical business evaluates whether its facilities are in compliance with the Americans with Disabilities Act of 1990 (ADA), it usually considers whether it has provided appropriate physical...
Ropes & Gray LLP
Kim Nemirow, Ropes & Gray government enforcement partner, analyzes new compliance strategies global life sciences companies are facing in an evolving market.
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