Mondaq USA: Criminal Law > Corporate Crime
Cadwalader, Wickersham & Taft LLP
A Connecticut-based multinational corporation agreed to pay $13.9 million to settle SEC charges for violating the anti-bribery, books and records, and internal controls provisions of the Foreign Corrupt Practices Act.
Cadwalader, Wickersham & Taft LLP
The SEC charged a hedge funder adviser, his investment advisory firm and a Delaware-based company in a scheme to manipulate a stock price.
Cadwalader, Wickersham & Taft LLP
The SEC filed charges against a New Jersey-based broker for allegedly misusing his access to customers' brokerage accounts to enrich himself and two of his family members at the expense of his customers.
Cadwalader, Wickersham & Taft LLP
U.S.-based investment management firm Legg Mason Inc. ("Legg Mason") agreed to disgorge over $34 million in profits and prejudgment interest to settle SEC charges that it violated the Foreign Corrupt Practices Act ("FCPA").
Day Pitney LLP
Defendant Khalid Elbeblawy's change of heart at the time of his guilty plea cost him dearly, as noted by the Eleventh Circuit in United States v. Elbeblawy.
Cadwalader, Wickersham & Taft LLP
The SEC charged a cannabis investment fund and its founder with securities fraud for allegedly using misleading marketing materials and deceptive sales pitches to lure investors.
Cadwalader, Wickersham & Taft LLP
A Paris-based pharmaceutical company ("Sanofi") agreed to pay more than $25 million to settle SEC claims that the company falsely recorded improper payments and lacked sufficient internal accounting controls to detect and prevent violations of the Foreign Corrupt Practices Act ("FCPA").
Cadwalader, Wickersham & Taft LLP
The SEC and the DOJ charged a professional football player and a former analyst at an investment bank with fraud and insider trading.
Arnold & Porter
On August 24, 2018, the US Court of Appeals for the Second Circuit stripped the government of a powerful tool used to prosecute foreign nationals under the Foreign Corrupt Practices Act of 1977 (FCPA).
Cadwalader, Wickersham & Taft LLP
On August 24, 2018, the U.S. Court of Appeals for the Second Circuit ("Second Circuit"), in U.S. v. Hoskins, affirmed a lower Court's ruling that the Foreign Corrupt Practices Act ("FCPA") does not apply to non-resident foreign nationals unless they were either physically present in the United States or acting as agents of a U.S. entity when they committed their crimes.
Pryor Cashman LLP
Last week, a Bitcoin dealer was arrested on 31 criminal charges, all of which appear to stem from operating a Bitcoin exchange without a license.
Arnold & Porter
On July 12, 2018, the US District Court for the Eastern District of New York dismissed civil claims brought by the Securities and Exchange Commission (SEC) against two former hedge-fund executives ...
Ropes & Gray LLP
On August 24, 2018, the United States Court of Appeals for the Second Circuit ruled that a non-resident foreign national cannot be charged with conspiracy to violate the Foreign Corrupt Practices Act ...
WilmerHale
On August 24, 2018, the United States Court of Appeals for the Second Circuit issued a significant ruling regarding the reach of the FCPA over foreign companies and individuals in United States v. Hoskins, No. 16-CR-1010.
Ropes & Gray LLP
Amanda Raad, co-chair of Ropes & Gray's anti-corruption & international risk practice, discusses the new data-driven behavioral sciences approach to risk management.
Cadwalader, Wickersham & Taft LLP
The DOJ charged two former executives of a publicly traded transportation company with engaging in a multiyear accounting and securities fraud scheme.
Shearman & Sterling LLP
On June 11, 2018, Judge Paul A. Engelmayer of the United States District Court for the Southern District of New York dismissed with prejudice a putative securities fraud class action ...
Cadwalader, Wickersham & Taft LLP
A bank agreed to pay $100 million to settle charges related to U.S. Dollar LIBOR ("USD LIBOR") manipulation. The matter was investigated by a working group ...
Jones Day
Human trafficking is a global problem that is receiving the attention of legislators and law enforcement.
Arnold & Porter
Enforcement of the US Foreign Corrupt Practices Act (FCPA) was much more active in the first half of this year than in the first half of 2017, the Trump Administration's first year in office.
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Proskauer Rose LLP
On June 4, we posted a summary of SEC Enforcement Co-Director Steven Peikin observations during his recent keynote address at the New York City Bar Association's 7th Annual White Collar Crime Institute
Arnold & Porter
Enforcement of the US Foreign Corrupt Practices Act (FCPA) was much more active in the first half of this year than in the first half of 2017, the Trump Administration's first year in office.
Cadwalader, Wickersham & Taft LLP
A Paris-based pharmaceutical company ("Sanofi") agreed to pay more than $25 million to settle SEC claims that the company falsely recorded improper payments and lacked sufficient internal accounting controls to detect and prevent violations of the Foreign Corrupt Practices Act ("FCPA").
Arnold & Porter
On August 24, 2018, the US Court of Appeals for the Second Circuit stripped the government of a powerful tool used to prosecute foreign nationals under the Foreign Corrupt Practices Act of 1977 (FCPA).
WilmerHale
On August 24, 2018, the United States Court of Appeals for the Second Circuit issued a significant ruling regarding the reach of the FCPA over foreign companies and individuals in United States v. Hoskins, No. 16-CR-1010.
Cadwalader, Wickersham & Taft LLP
The SEC charged a cannabis investment fund and its founder with securities fraud for allegedly using misleading marketing materials and deceptive sales pitches to lure investors.
Ropes & Gray LLP
On August 24, 2018, the United States Court of Appeals for the Second Circuit ruled that a non-resident foreign national cannot be charged with conspiracy to violate the Foreign Corrupt Practices Act ...
Jones Day
Human trafficking is a global problem that is receiving the attention of legislators and law enforcement.
Cadwalader, Wickersham & Taft LLP
The SEC and the DOJ charged a professional football player and a former analyst at an investment bank with fraud and insider trading.
Cadwalader, Wickersham & Taft LLP
On August 24, 2018, the U.S. Court of Appeals for the Second Circuit ("Second Circuit"), in U.S. v. Hoskins, affirmed a lower Court's ruling that the Foreign Corrupt Practices Act ("FCPA") does not apply to non-resident foreign nationals unless they were either physically present in the United States or acting as agents of a U.S. entity when they committed their crimes.
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