Mondaq USA: Finance and Banking > Commodities/Derivatives/Stock Exchanges
Cadwalader, Wickersham & Taft LLP
The CFTC staff granted Brexit-related no-action relief intended to preserve the status quo following Brexit.
Mayer Brown
On March 20, 2019, the SEC approved a NYSE rule modifying the price requirements that companies must meet to avail themselves of certain exceptions from the NYSE shareholder approval requirements.
Cadwalader, Wickersham & Taft LLP
CFTC Chair J. Christopher Giancarlo identified elements of successful regulatory and supervisory cooperation between the United States and Europe:
Cadwalader, Wickersham & Taft LLP
The CFTC determination that Australia's margin requirements for uncleared swaps are comparable in outcome to the CFTC rules was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
The CFTC rule change requiring the notification to counterparties of their right to elect to segregate initial margin in transactions with swap dealers was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
The CFTC rule change regarding the standards for an SRO's financial surveillance examination program for futures commission merchants ("FCMs") was published in the Federal Register.
Cahill Gordon & Reindel LLP
Nasdaq's new rule comes about a year after Spotify used a direct listing to go public on the NYSE.
Cadwalader, Wickersham & Taft LLP
IOSCO issued a report on behavioral insights that could be used to improve retail investor protection.
Cadwalader, Wickersham & Taft LLP
The CFTC interim final rule granting uncleared swaps "legacy status" in the event of a "no-deal" Brexit was published in the Federal Register ...
Cadwalader, Wickersham & Taft LLP
The CFTC final rule relating to the swap dealer de minimis threshold for swaps entered into by insured depository institutions ("IDIs") in connection with loans to customers
Day Pitney LLP
The U.S. Securities and Exchange Commission (SEC) got good news from the U.S. Supreme Court in Lorenzo v. SEC. The focus of the case was the scope of SEC Rule 10b-5, which broadly prohibits
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") granted no-action relief to swap dealers ("SDs") acting as a prime broker from providing certain disclosures under CFTC Rule 23.431(a)-(b).
Cadwalader, Wickersham & Taft LLP
The CFTC amended its rule governing the standards for a self-regulatory organization's ("SRO") financial surveillance examination program of futures commission merchants ("FCMs").
Cadwalader, Wickersham & Taft LLP
The CFTC approved amendments to rules requiring notification to counterparties of their right to elect to segregate initial margin in transactions with swap dealers.
Jones Day
The Commodity Futures Trading Commission ("CFTC") extends no-action and exemptive relief from the European Union to the United Kingdom.
Proskauer Rose LLP
Following up on their recent introduction of the Token Taxonomy Act, Representatives Darren Soto (D-FL) and Warren Davidson (R-OH) have teamed up again to introduce a new slate of bipartisan bills related to virtual currency.
Cadwalader, Wickersham & Taft LLP
National Futures Association ("NFA") reminded swap dealers of their obligation to report swap valuation disputes exceeding $20 million in value.
Cadwalader, Wickersham & Taft LLP
At a meeting of the CFTC Technology Advisory Committee, members heard presentations from subcommittees on crypto regulation, virtual currencies and distributed ledger technology adoption.
Gibson, Dunn & Crutcher
Since 2014, the domestic energy landscape has changed at a Usain Bolt type of pace. Whether it be the wave of E&P company restructurings, the continuing lack of public capital available
Reed Smith
The Commodity Futures Trading Commission ("CFTC") held a public meeting of the Technology Advisory Committee ("TAC") on March 27, 2019.
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Ruchelman PLLC
On August 8, 2018, the I.R.S. issued much-awaited proposed regulations under new Code §199A, which was added by the 2017 Tax Cuts and Jobs Act. The provision was initially discussed in detail in our February 2018 edition.
Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Hogan Lovells
The FSB's Official Sector Steering Group has welcomed this outcome.
Proskauer Rose LLP
The passthrough deduction provides a maximum effective rate of 29.6%.
Orrick
Alfandary v. Nikko Asset Management Co., Ltd., US District Court for the Southern District of New York, October 4, 2018
Proskauer Rose LLP
Following up on their recent introduction of the Token Taxonomy Act, Representatives Darren Soto (D-FL) and Warren Davidson (R-OH) have teamed up again to introduce a new slate of bipartisan bills related to virtual currency.
Day Pitney LLP
The U.S. Securities and Exchange Commission (SEC) got good news from the U.S. Supreme Court in Lorenzo v. SEC. The focus of the case was the scope of SEC Rule 10b-5, which broadly prohibits
Cadwalader, Wickersham & Taft LLP
ISDA, SIFMA, the American Bankers Association, the Bank Policy Institute and the FIA (collectively, the "Associations") commented on a proposal of U.S. banking regulators ...
Masuda, Funai, Eifert & Mitchell, Ltd.
The new list relates to List 1 items, adding over thirty new items exempted from the tariff.
Orrick
Please click on the area of law you are interested in (for example, "Intellectual Property – Trademark," and you will be brought to all of the case summaries relating to it.
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