Mondaq USA: Finance and Banking > Commodities/Derivatives/Stock Exchanges
GuernseyFinance
A Guernsey Private Investment Fund established to invest in the oil and gas sector has been launched by a Scandinavian fund manager.
GuernseyFinance
The launch of a new Private Investment Fund in Guernsey from a South African manager is the latest of what is hoped could become a pipeline of fund launches from the country.
GuernseyFinance
Guernsey's world-leading capabilities, evidence of fund growth and the determination to never stand still were all key as the island retained its title of ‘Best Centre for Fund Administration' at the 2018 Investment Week Fund Services Awards.
Cadwalader, Wickersham & Taft LLP
The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") was signed into law eight years ago.
Cadwalader, Wickersham & Taft LLP
CFTC Commissioner Rostin Behnam affirmed that he will work to rebuild trust between consumers and the financial industry ...
Sheppard Mullin Richter & Hampton
The Commodity Futures Trading Commission ("CFTC") obtained an important court win and boost to its regulatory authority over Cryptocurrencies this month
Akin Gump Strauss Hauer & Feld LLP
Despite the new administration, the Securities and Exchange Commission (SEC) and the CFTC have both continued to make novel interpretations and to bring enforcement actions that break new ground.
Morgan Lewis
The Commodity Futures Trading Commission (CFTC) announced on September 28 that it has created an Insider Trading & Information Protection Task Force.
Cadwalader, Wickersham & Taft LLP
In a new paper, ISDA and several foreign banking and securities dealers associations analyzed the potential adverse effects of a "no deal" Brexit scenario on OTC derivatives business under EU law;
Cadwalader, Wickersham & Taft LLP
Based on the information and suggestions that the CFTC received as part of its Project KISS, the CFTC proposed simplifying regulatory obligations for CPOs and CTAs by codifying staff advisories and no-action...
Shearman & Sterling LLP
On September 26, 2018, the U.S. District Court for the District of Massachusetts issued an order confirming that the Commodity Futures Trading Commission ...
BakerHostetler
A Swiss asset manager and commodities trader recently announced the launch of a blockchain-based
Akin Gump Strauss Hauer & Feld LLP
Foreign Investor Forms W-8: An update of Forms W-8 on file for non-U.S. investors is generally recommended by December 31, 2018 to ensure that a date of birth (DOB)...
Cadwalader, Wickersham & Taft LLP
The CFTC and the Australian Securities and Investments Commission ("ASIC") agreed on an arrangement to share information on FinTech market trends and developments.
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") provided guidance to commodity pool operators ("CPOs") and commodity trading advisors ("CTAs") on avoiding financial ratio errors on NFA Forms PQR and PR.
Cadwalader, Wickersham & Taft LLP
In the latest issue of The Risk Desk, CFTC Commissioners Dan Berkovitz and Rostin Behnam shared their perspectives on a number of recent proposals, including amending the rules governing SEFs and the registration...
Mayer Brown
NY Commercial Division: Role Of Market Practice And The "Cross-Check Principle" In Determining "Loss" Under The ISDA Master Agreement
Cadwalader, Wickersham & Taft LLP
In a comment letter submitted to the Financial Stability Board ("FSB"), ISDA and the Global Financial Markets Association ("GFMA") ...
Shearman & Sterling LLP
On October 4, 2018, the Global Foreign Exchange Committee published an update on the ongoing work of its four priority working groups:
Shearman & Sterling LLP
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers...
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
Shearman & Sterling LLP
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers...
Shearman & Sterling LLP
On September 13, 2018, the U.S. Commodity Futures Trading Commission and the Monetary Authority of Singapore signed a cooperation arrangement on FinTech innovation ...
Foley & Lardner
Clients frequently ask if they can provide incentive compensation to their employees and executives in a manner ...
Hughes Hubbard & Reed LLP
Christopher Kiplok, counsel to the trustee in the liquidation of Lehman Brothers, was interviewed by NPR's Marketplace regarding the 10th anniversary of the collapse of Lehman Brothers.
Akin Gump Strauss Hauer & Feld LLP
The CFTC has filed a new "insider trading" enforcement action involving the energy markets—the agency's third energy market insider trading case since 2015.
Cadwalader, Wickersham & Taft LLP
The U.S. District Court for the District of Nebraska (the "Court") granted a motion for the class certification of a claim against a broker-dealer for mishandling customer orders.
Akin Gump Strauss Hauer & Feld LLP
Despite the new administration, the Securities and Exchange Commission (SEC) and the CFTC have both continued to make novel interpretations and to bring enforcement actions that break new ground.
Mayer Brown
NY Commercial Division: Role Of Market Practice And The "Cross-Check Principle" In Determining "Loss" Under The ISDA Master Agreement
Cadwalader, Wickersham & Taft LLP
This is the second cooperation agreement that the CFTC entered into with a non-U.S. authority.
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