Mondaq USA: Finance and Banking > Commodities/Derivatives/Stock Exchanges
Morrison & Foerster LLP
On 4th May 2017, the European Commission announced its proposals to amend the current European Market Infrastructure Regulation (Reg. No. 648/2012) ("EMIR").
Kramer Levin Naftalis & Frankel LLP
Le 16 mars 2017, la Commission européenne a adopté un règlement délégué répondant aux problématiques opérationnelles, notamment des sociétés de gestion et des fonds...
Kramer Levin Naftalis & Frankel LLP
Le 4 mai 2017 la Commission européenne a publié un projet de règlement modifiant plusieurs articles du Règlement EMIR à la suite des nombreux avant-projets et consultations qui avaient été...
Kramer Levin Naftalis & Frankel LLP
D'abord, l'AMF souhaite renforcer la proportionnalité des obligations prévues par le texte.
GuernseyFinance
Guernsey-based fund services provider Vistra Fund Services has again celebrated success at the HFM Week European Hedge Fund Awards.
GuernseyFinance
Deal sizes are returning to their pre-2008 levels owing to the ‘dry powder' accumulated by private equity firms.
GuernseyFinance
The funds industry must ensure it is not subsumed by the evolution of the base erosion and profit shifting (BEPS) initiative.
Clyde & Co
In this interview, Brown Brothers Harriman Sr. Vice President of Corporate Banking, Lewis Hart, speaks with John Keough, a Partner at Clyde & Co, to review how special liens can work...
Proskauer Rose LLP
The CFTC first proposed some form of these amendments to its Whistleblower Rules last year.
Cadwalader, Wickersham & Taft LLP
FINRA proposed amending FINRA Rule 7730 ("Trade Reporting and Compliance Engine") ("TRACE") to begin offering an "End-of-Day TRACE Transaction File," which would allow market participants...
WilmerHale
On May 22, 2017, the Commodity Futures Trading Commission (CFTC or Commission) amended its whistleblower rules to enhance protections for whistleblowers against retaliation and assert its own authority...
Cadwalader, Wickersham & Taft LLP
CFTC Chief of Staff Mike Gill discussed CFTC Acting Chair J. Christopher Giancarlo's commitment to reviewing rules that might hinder market growth and liquidity, and to do away with those that are...
Cadwalader, Wickersham & Taft LLP
The CFTC launched "LabCFTC," an initiative designed to "promot[e] responsible FinTech innovation to improve the quality, resiliency, and competitiveness of the markets the CFTC oversees."
Cadwalader, Wickersham & Taft LLP
The CFTC Division of Clearing and Risk granted an extension of no-action relief to the Shanghai Clearing House ("SHCH") (see previous coverage of the original relief) from registration...
Cadwalader, Wickersham & Taft LLP
The National Futures Association ("NFA") expressed its willingness to review and approve swap dealers' ("SDs") internal models for calculating market and credit risk exposures in order to determine...
Cadwalader, Wickersham & Taft LLP
SIFMA, ISDA and the FIA raised issues with a CFTC proposal to establish capital and liquidity requirements for swap dealers and major swap participants.
Reed Smith
On May 17, 2017, Commodity Futures Trading Commission ("CFTC") Acting Chairman J. Christopher Giancarlo announced an "important step forward" in bringing the CFTC's regulations into the "digital world of the 21st century."
Cadwalader, Wickersham & Taft LLP
SEC Commissioner Michael Piwowar described the present state and future course of the U.S. initial public offering ("IPO") market.
Cadwalader, Wickersham & Taft LLP
At the ISDA 32nd Annual General Meeting, CFTC Acting Chair J. Christopher Giancarlo examined the changing nature of the global swaps market.
Kramer Levin Naftalis & Frankel LLP
CFTC is seeking input from industry, other stakeholders and interested parties, and the broader public on simplifying and modernizing its rules.
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Reed Smith
On May 17, 2017, Commodity Futures Trading Commission ("CFTC") Acting Chairman J. Christopher Giancarlo announced an "important step forward" in bringing the CFTC's regulations into the "digital world of the 21st century."
Cadwalader, Wickersham & Taft LLP
On 4 May 2017, the European Commission (the "Commission") adopted a proposal for a Regulation amending Regulation (EU) No 648/2012 ("EMIR") as regards the clearing obligation...
Arnold & Porter Kaye Scholer LLP
In order to finance their budgets, raise funds for infrastructure projects, or otherwise raise needed resources beyond tax revenues, governments throughout the world turn to the local...
Jones Day
One of the regulatory pillars of the EMIR is the requirement for parties to collateralize the marked-to-market exposure in over-the-counter derivatives transactions that are not cleared by a central clearing system.
Morrison & Foerster LLP
On 4th May 2017, the European Commission announced its proposals to amend the current European Market Infrastructure Regulation (Reg. No. 648/2012) ("EMIR").
Orrick
Beginning on December 15, 2017, amendments approved by the Securities and Exchange Commission ("SEC") last year to FINRA Rule 4210[1] will require U.S. registered broker-dealers...
GuernseyFinance
The total value of private equity business in the international finance centre of Guernsey has surpassed £100 billion for the first time.
Kramer Levin Naftalis & Frankel LLP
While the Securities and Exchange Commission (SEC) has garnered significant attention for its increased efforts and focus on regulating and enforcing enhanced cybersecurity measures...
GuernseyFinance
European venture capital firm BioMedPartners has launched its third Guernsey-domiciled fund, BioMedInvest III.
Morgan Lewis
Welcome to the second issue of ETF Roundup, our guide to the latest legal and regulatory developments affecting the exchange-traded fund (ETF) industry.
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