Mondaq USA: Finance and Banking > Securitization & Structured Finance
Cadwalader, Wickersham & Taft LLP
The European Banking Authority ("EBA") published final draft regulatory technical standards on risk retention ("Draft Risk Retention RTS").
Cadwalader, Wickersham & Taft LLP
On 31 July 2018, the European Banking Authority ("EBA") published its final draft Regulatory Technical Standards on the risk retention requirements (the "draft Risk Retention RTS")...
Cadwalader, Wickersham & Taft LLP
FINRA proposed amending its security futures risk disclosure statement to reflect that Securities Investor Protection Corporation's protection for customer cash ...
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
On July 24, 2018, the Securities and Exchange Commission proposed rule amendments that would simplify the financial disclosure requirements applicable to registered debt offerings for guarantors ...
Mayer Brown
Material conflicts of interest arising from financial incentives are treated differently under the Regulation, as those conflicts must be mitigated or eliminated, whereas other material conflicts of interest may be resolved with disclosure only.
Cadwalader, Wickersham & Taft LLP
The SEC provided guidance on ICA Rule 30e-3 (the "Rule") to certain registered investment companies.
Cadwalader, Wickersham & Taft LLP
The SEC granted a proposal to extend BATS BYX-Exchange, Inc. ("BYX") limited exemptive relief from Regulation NMS Rule 612(c) (the Sub-Penny Rule) related to the operation of BYX's Retail Price Improvement Program.
Milbank, Tweed, Hadley & McCloy LLP
Milbank partner Deborah Festa and associate Andrew Keller wrote an article titled "US Risk Retention Rules: What Constitutes an Open-Market CLO?," which was published in the July 18, 2018 ...
Davis & Gilbert
There's a caution flag out for subprime auto loan securitizations. The Class C tranche of Honor Finance's HATS 2016-1 – the deal that jump-started the debate as to how low deep subprime issuances could go ...
Cadwalader, Wickersham & Taft LLP
In two recently published articles, Cadwalader attorneys described trends in the tax structure of commercial real estate collateralized loan obligations ("CRE-CLOs").
Cadwalader, Wickersham & Taft LLP
Commercial real estate collateralized loan obligations, or "CRE-CLOs," are growing in popularity as a way to securitize mortgage loans.
Cadwalader, Wickersham & Taft LLP
Commercial real estate collateralized loan obligations, or "CRE-CLOs," are growing in popularity as a way to securitize mortgage loans.
Mayer Brown
In his most recent testimony before Congress, SEC Chair Jay Clayton focused on Main Street investors. Addressing standards of conduct for broker-dealers and investment advisers, Chair Clayton noted that the rulemaking package issued in April this year would enhance retail investor protection and understanding while preserving retail investor access.
Mayer Brown
REVERSEinquiries is Mayer Brown's new structured and market-linked productsIn this issue, we discuss:
Mayer Brown
On June 25, 2018, the Securities and Exchange Commission, or the SEC, announced that a broker-dealer settled charges relating to recommended resales of structured notes and certificates of deposit to retail investors between January 2009 and June 2013.
Mayer Brown
On June 7, 2018, SEC Commissioner Kara Stein spoke at a conference and once again focused on complex products.
Mayer Brown
On June 21, 2018, in a 2-1 decision, the U.S. Court of Appeals for the Fifth Circuit issued its mandate formally vacating the U.S. Department of Labor's ("DOL") conflict of interest rule and its related exemptions (the "Fiduciary Rule").
Kramer Levin Naftalis & Frankel LLP
Fund managers considering opportunities in permanent capital vehicles have a variety of alternatives to choose from.
Stroock & Stroock & Lavan LLP
On May 30, 2018, the Board of Governors of the Federal Reserve System, together with the Commodity Futures Trading Commission, the Federal Deposit Insurance Corporation ...
Davis & Gilbert
Seven securitizations totaling $4.3 billion closed in Q1 2018, up 34% versus a year ago and representing the second-highest issuance in any quarter (after Q4 2017).
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Stroock & Stroock & Lavan LLP
On May 30, 2018, the Board of Governors of the Federal Reserve System, together with the Commodity Futures Trading Commission, the Federal Deposit Insurance Corporation ...
Cadwalader, Wickersham & Taft LLP
Commercial real estate collateralized loan obligations, or "CRE-CLOs," are growing in popularity as a way to securitize mortgage loans.
Mayer Brown
On June 21, 2018, in a 2-1 decision, the U.S. Court of Appeals for the Fifth Circuit issued its mandate formally vacating the U.S. Department of Labor's ("DOL") conflict of interest rule and its related exemptions (the "Fiduciary Rule").
Cadwalader, Wickersham & Taft LLP
On 31 July 2018, the European Banking Authority ("EBA") published its final draft Regulatory Technical Standards on the risk retention requirements (the "draft Risk Retention RTS")...
Davis & Gilbert
Seven securitizations totaling $4.3 billion closed in Q1 2018, up 34% versus a year ago and representing the second-highest issuance in any quarter (after Q4 2017).
Cadwalader, Wickersham & Taft LLP
Commercial real estate collateralized loan obligations, or "CRE-CLOs," are growing in popularity as a way to securitize mortgage loans.
Cadwalader, Wickersham & Taft LLP
In two recently published articles, Cadwalader attorneys described trends in the tax structure of commercial real estate collateralized loan obligations ("CRE-CLOs").
Mayer Brown
In his most recent testimony before Congress, SEC Chair Jay Clayton focused on Main Street investors. Addressing standards of conduct for broker-dealers and investment advisers, Chair Clayton noted that the rulemaking package issued in April this year would enhance retail investor protection and understanding while preserving retail investor access.
Kramer Levin Naftalis & Frankel LLP
Fund managers considering opportunities in permanent capital vehicles have a variety of alternatives to choose from.
Davis & Gilbert
There's a caution flag out for subprime auto loan securitizations. The Class C tranche of Honor Finance's HATS 2016-1 – the deal that jump-started the debate as to how low deep subprime issuances could go ...
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