Mondaq USA: Finance and Banking > Securitization & Structured Finance
Davis & Gilbert
No one had suffered any losses, or at least it seemed no one could remember having done so
Cadwalader, Wickersham & Taft LLP
On 30 November 2018, the European Banking Authority, the European Securities and Markets Authority ("ESMA") and the European Insurance and Occupational Pensions Authority published a joint statement regarding:
Morrison & Foerster LLP
On November 21, 2018, the federal banking agencies issued a proposal to simplify the regulatory capital requirements for qualifying community banking organizations, generally those with less than $10 billion in assets.
Mayer Brown
With Governor Brown's approval on September 21, 2018, California's SB 901
Cadwalader, Wickersham & Taft LLP
On November 8, 2018, the U.S. Bankruptcy Court for the Southern District of New York dismissed an involuntary petition filed against Taberna Preferred Funding IV, Ltd.
Shearman & Sterling LLP
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and corporates.
Milbank, Tweed, Hadley & McCloy LLP
Milbank Structured Finance partners Sean Solis and Deborah Festa, special counsel Jon Burke, and associate Claire Bridcut will be participating in panels on November 29 as part of the Opal Group's CLO Summit.
Cadwalader, Wickersham & Taft LLP
On November 8, 2018, Judge Vyskocil of the U.S. Bankruptcy Court for the Southern District of New York issued a decision dismissing the involuntary petition that had been filed against Taberna...
Mayer Brown
On November 5, 2018, the US Commodity Futures Trading Commission ("CFTC") finalized an amendment to the de minimis exception within the swap dealer ("SD") definition ("SD Threshold Amendment").
Arnold & Porter
Following historical trends, the first mid-term Congressional election in the Trump Administration has concluded with a new Democratic majority in the House of Representatives.
Cadwalader, Wickersham & Taft LLP
An SEC-issued "Commission Statement" that provides relief from aspects of the security-based swap dealer ("SBSD") business conduct rules was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
The MSRB proposal to amend municipal fund securities reporting requirements under Form G-45 was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
Several trade associations requested that the SEC extend the comment period for its proposed rules on capital, margin and segregation requirements for security-based swaps.
Cadwalader, Wickersham & Taft LLP
Several industry associations commented on the SEC mutual fund disclosure framework.
Cadwalader, Wickersham & Taft LLP
In September 2017, the Bureau of Consumer Financial Protection (the "Bureau") brought an enforcement action against the National Collegiate Student Loan Trusts for alleged violations of consumer financial protection laws in connection with student loan debt collection practices.
Davis & Gilbert
Bright, shiny objects are hard to resist. Like the glowing orb cast by the anglerfish subprime lending is back with the potential for profits shining like a beacon.
Cadwalader, Wickersham & Taft LLP
As part of the legislative trialogue in connection with the EMIR review, the Council of the European Union has updated a proposal that, among other things, relates to systemically significant foreign CCPs and...
Cadwalader, Wickersham & Taft LLP
An investment bank agreed to settle Chicago Mercantile Exchange Business Conduct Committee ("BCC") charges of executing a non-bona fide "Exchange for Physical" transaction in the Eurodollar futures market.
Seyfarth Shaw LLP
Seyfarth Synopsis: On October 19, 2018, the U.S. Department of the Treasury released long-anticipated proposed regulations (the "Proposed Regulations") relating to investments in Qualified Opportunity
Duane Morris LLP
The government has recovered a total of nearly $62 billion in fines and penalties from these cases.
Most Popular Recent Articles
Arnold & Porter
Following historical trends, the first mid-term Congressional election in the Trump Administration has concluded with a new Democratic majority in the House of Representatives.
Cadwalader, Wickersham & Taft LLP
The MSRB proposal to amend municipal fund securities reporting requirements under Form G-45 was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
On November 8, 2018, Judge Vyskocil of the U.S. Bankruptcy Court for the Southern District of New York issued a decision dismissing the involuntary petition that had been filed against Taberna...
Shearman & Sterling LLP
In this week's newsletter, we provide a snapshot of the principal U.S., European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and corporates.
Mayer Brown
With Governor Brown's approval on September 21, 2018, California's SB 901
Cadwalader, Wickersham & Taft LLP
In September 2017, the Bureau of Consumer Financial Protection (the "Bureau") brought an enforcement action against the National Collegiate Student Loan Trusts for alleged violations of consumer financial protection laws in connection with student loan debt collection practices.
Cadwalader, Wickersham & Taft LLP
On 30 November 2018, the European Banking Authority, the European Securities and Markets Authority ("ESMA") and the European Insurance and Occupational Pensions Authority published a joint statement regarding:
Cadwalader, Wickersham & Taft LLP
On November 8, 2018, the U.S. Bankruptcy Court for the Southern District of New York dismissed an involuntary petition filed against Taberna Preferred Funding IV, Ltd.
Morrison & Foerster LLP
On November 21, 2018, the federal banking agencies issued a proposal to simplify the regulatory capital requirements for qualifying community banking organizations, generally those with less than $10 billion in assets.
Cadwalader, Wickersham & Taft LLP
An SEC-issued "Commission Statement" that provides relief from aspects of the security-based swap dealer ("SBSD") business conduct rules was published in the Federal Register.
Article Search Using Filters
Related Topics
Mondaq Advice Center (MACs)
Popular Authors
Popular Contributors
Up-coming Events Search
Tools
Font Size:
Translation
Channels
Mondaq on Twitter
Partners
In association with