Mondaq USA: Finance and Banking > Capital Adequacy/BASEL
Orrick
On August 6, the EBA published feedback following a review of the use, usefulness and implementation of its single rulebook Q&A.
Shearman & Sterling LLP
Non-EU banking groups ("non-EU groups") with large EU operations will be required to establish an EU intermediate parent undertaking ("IPU") according to the final changes to the Capital Requirements
Cleary Gottlieb Steen & Hamilton LLP
On June 21, 2019, the SEC adopted final rules that set forth: (1) capital and margin requirements for security‑based swap dealers and major SBS participants for which there is not a Prudential Regulator; ...
WilmerHale
On June 21, 2019, the SEC adopted a package of rules and rule amendments that set forth the capital, margin and segregation requirements for security-based swap dealers and major security-based swap participants.
Arnold & Porter
This article describes current trends and developments during 2018 in the sovereign bond financing market.
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency, Federal Reserve System and FDIC adopted amendments designed to simplify certain aspects of the capital rule for a banking organization.
Orrick
On June 27, the European Commission published a report (COM(2019) 292 final) on the group supervision and capital management provisions under the Solvency II Directive (2009/138/EC).
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") approved the capital plans for all 18 of the largest U.S. banking firms under its yearly Comprehensive Capital Analysis and Review
Cadwalader, Wickersham & Taft LLP
The Basel Committee (the "Committee") agreed to advance several ongoing policy and supervisory initiatives concerning, among other things
Cadwalader, Wickersham & Taft LLP
On 7 June 2019, Regulation (EU) 2019/876 ("CRR II")[1] was published in the Official Journal of the EU.
Cadwalader, Wickersham & Taft LLP
ISDA, SIFMA, the Global Financial Markets Association and SIFMA AMG (collectively, the "associations") urged U.S. regulators to provide guidance on implementing Basel Committee on Banking Supervision
Cadwalader, Wickersham & Taft LLP
A broker-dealer settled FINRA charges related to reporting, recordkeeping and supervisory failures on inaccurate net capital and customer reserve calculations.
Orrick
On May 7, the Basel Committee on Banking Supervision (BCBS) published its sixteenth progress report on BCBS members' implementation of Basel III. The report can be found here.
Cadwalader, Wickersham & Taft LLP
The SEC proposed amendments and interpretive guidance to rules governing security-based swap activity in a cross-border context.
Cadwalader, Wickersham & Taft LLP
The Congressional Research Service ("CRS") reviewed recent proposals by the Federal Reserve Board ("FRB")
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board, the FDIC and the Office of the Comptroller of the Currency's proposal to amend a capital requirement for U.S. banking organizations engaged primarily in custodial activities was published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
FINRA updated the "Interpretations of Financial and Operational Rules" concerning net capital requirements for brokers or dealers.
Mayer Brown
This Legal Update discusses the origins of the London interbank offered rate (LIBOR) as a "cost of funds" rate.
Jones Day
It also demonstrates how difficult it can be for applicants to comply with New York's strict requirements.
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") amended the "capital plan rule" to limit the scope of potential objections to a firm's capital plan on the basis of "qualitative deficiencies in the firm's capital planning process."
Most Popular Recent Articles
Arnold & Porter
This article describes current trends and developments during 2018 in the sovereign bond financing market.
Orrick
On August 6, the EBA published feedback following a review of the use, usefulness and implementation of its single rulebook Q&A.
WilmerHale
On June 21, 2019, the SEC adopted a package of rules and rule amendments that set forth the capital, margin and segregation requirements for security-based swap dealers and major security-based swap participants.
Cleary Gottlieb Steen & Hamilton LLP
On June 21, 2019, the SEC adopted final rules that set forth: (1) capital and margin requirements for security‑based swap dealers and major SBS participants for which there is not a Prudential Regulator; ...
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency, Federal Reserve System and FDIC adopted amendments designed to simplify certain aspects of the capital rule for a banking organization.
Skadden, Arps, Slate, Meagher & Flom (UK) LLP
The SEC's recent actions suggest that the SEC is attempting to avoid that result.
Mayer Brown
This Legal Update discusses the origins of the London interbank offered rate (LIBOR) as a "cost of funds" rate.
Akin Gump Strauss Hauer & Feld LLP
The revised UT Code came into effect on 1 January 2019, with a 12-month transition period for compliance by funds currently registered with the SFC.
Orrick
On June 27, the European Commission published a report (COM(2019) 292 final) on the group supervision and capital management provisions under the Solvency II Directive (2009/138/EC).
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board ("FRB") approved the capital plans for all 18 of the largest U.S. banking firms under its yearly Comprehensive Capital Analysis and Review
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