Mondaq USA: Finance and Banking
Cadwalader, Wickersham & Taft LLP
The Federal Reserve Board, the Office of the Comptroller of the Currency, the FDIC, the Consumer Financial Protection Bureau, the National Credit Union Administration and the Conference of State Bank Supervisors encouraged financial institutions to work with consumers impacted by the federal government shutdown.
Cadwalader, Wickersham & Taft LLP
A broker-dealer agreed to settle FINRA charges for failing to supervise sales of variable annuities.
Cadwalader, Wickersham & Taft LLP
FDIC Chair Jelena McWilliams underscored principles of certainty, consistency, diligence and communication in regulatory supervision.
Mayer Brown
Mayer Brown has been working on subscription credit facilities and other fund financings for two decades. During this time,
Kramer Levin Naftalis & Frankel LLP
This article offers an overview of the different features of qualified opportunity funds and like-kind exchanges, and although both options may be used to alleviate your immediate tax burden,
Proskauer Rose LLP
New York State has taken measures this year to modernize its approach to regulation for blockchain-based companies.
Morrison & Foerster LLP
On January 4, 2019, the Pennsylvania Department of Revenue issued Corporation Tax Bulletin 2019-01 taking the position that receipts from hedging transactions, including those of a securities dealer, ...
Mintz
On December 31, 2018, the Department of Treasury and Internal Revenue Service released long-awaited proposed regulations (the "Proposed Regulations") ...
Foley Hoag LLP
This past Boxing Day, the SEC delivered another reminder that it remains intensely focused on public companies' disclosure of non-GAAP financial measures.
Thompson Coburn LLP
The Fair Debt Collection Practices Act (FDCPA) (15 USC 1692 et seq.), which became effective in March 1978, was designed to eliminate abusive, deceptive, and unfair debt collection practices.
Cadwalader, Wickersham & Taft LLP
The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, effective dates, compliance dates and expiration dates.
Holland & Knight
Commercial mortgage-backed securities ("CMBS") loans and balance-sheet loans are not created equal. While there are many similarities between the two types of loans, the differences are material
Mayer Brown
As the third week of the US government shutdown comes to a close with no apparent end in sight, we note that the effects are being felt even in the asset-backed securities market.
Duff and Phelps
This is the second general notice sent to program enrollees, with the first sent in July 2018.
Mayer Brown
Possibly hinting toward a revival of fair lending enforcement following a recent lull.
Cadwalader, Wickersham & Taft LLP
According to the notice, each Reserve Bank has a nine-member board of directors.
Cadwalader, Wickersham & Taft LLP
Proposed revisions to FDIC requirements for stress testing supervised institutions were published in the Federal Register.
Cadwalader, Wickersham & Taft LLP
FINRA reminded members not to report auction purchases of U.S. Treasury securities to the Trade Reporting and Compliance Engine.
Cadwalader, Wickersham & Taft LLP
Comments on the securitization and bilateral loan consultations must be submitted by February 5, 2019.
Mayer Brown
The recently published MoneyTree Report provides an overview of venture capital investment trends.
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Arnold & Porter
If there was ever a regulatory grace period for virtual currencies and blockchain technology, it is officially over.
BakerHostetler
In news that no Blockchain Monitor reader wants to hear, technical analysts are sounding the alarm bell on bitcoin
Troutman Sanders LLP
On November 14, the Bureau of Consumer Financial Protection filed an amicus brief with the United States Supreme Court ...
Archer & Greiner P.C.
The concept of collecting a debt may seem simple-a person owes you money, so you contact that person to collect. This concept may seem so uncomplicated that it could be done without the assistance of legal counsel.
Mayer Brown
RegTech may be particularly helpful as FINRA members begin to engage in electronic structured products trading platforms.
Fenwick & West LLP
Released on November 30, 2018, the foreign tax credit proposed regulations provide a comprehensive new framework for calculating the foreign tax credit in light of several changes made by the Tax Cuts
Mayer Brown
California enacts a first-of-its-kind legislation imposing disclosure requirements on commercial purpose loans similar ...
McDermott Will & Emery
Sponsors and fiduciaries of health and welfare plans should be aware of a recently filed class-action lawsuit against alleged fiduciaries of a health plan.
Reed Smith
Federal crop insurance will soon be available for hemp. The federal Agriculture Improvement Act (H.R. 2) (the Act) ...
Archer & Greiner P.C.
With a new year upon us, it's a good time to take a closer look at some of the things that we take for granted for most of the rest of the year. One example is form letters.
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