Mondaq USA: Government, Public Sector > Money Laundering
Proskauer Rose LLP
The FCA published its Policy Statement on the FCA's disclosure rules following application of PRIIPs Regulation (PS17/6).
Orrick
On March 9, 2017, the European Parliament published a report on the Fifth Money Laundering Directive (MLD5),
Shearman & Sterling LLP
On February 20, 2017, the ESAs published a joint Opinion on the risks of money laundering and terrorist financing affecting the EU's financial sector.
Shearman & Sterling LLP
On February 10, 2017, the Joint Committee of the European Supervisory Authorities launched a consultation on proposed RTS on the criteria for when a central contact point is appropriate...
Cadwalader, Wickersham & Taft LLP
The Board of Governors of the Federal Reserve System ("FRB") imposed a $41 million fine on Deutsche Bank AG and its U.S. operations for anti-money laundering ("AML") and Bank Secrecy Act...
Akin Gump Strauss Hauer & Feld LLP
Read the latest edition of Red Notice, a monthly update on global investigations and prosecutions that cross multiple jurisdictions. Red Notice focuses on developments related to anticorruption...
Sheppard Mullin Richter & Hampton
Also in the past week, Robert Mueller, Special Counsel, was appointed by the U.S. Department of Justice to conduct an independent investigation regarding Russia's cyberattack.
Frost Brown Todd
On February 27, 2017, The Financial Crimes Enforcement Network ("FinCEN") fined Merchants Bank of California ("Merchants") $7 million for what it called "egregious" violations of the Bank Secrecy Act ("BSA").
Cadwalader, Wickersham & Taft LLP
FinCEN and the United States Attorney's Office for the Southern District of New York announced the settlement of charges that FinCEN previously filed against Thomas Haider...
WilmerHale
Over the past year, regulators continued to actively examine compliance, introduce new and heightened requirements, recalibrate global priorities, and aggressively pursue enforcement.
Cadwalader, Wickersham & Taft LLP
The NFA advised futures commission merchants and independent brokers that they should revise their anti-money laundering programs to reflect the most current information on jurisdictions identified by the Financial Action Task Force ("FATF").
Cadwalader, Wickersham & Taft LLP
FinCEN notified U.S. financial institutions that the Financial Action Task Force ("FATF") updated the list of jurisdictions with strategic deficiencies in combating anti-money laundering and countering the financing of terrorism ("AML/CFT").
Cadwalader, Wickersham & Taft LLP
FDIC Chair Martin Gruenberg addressed some of the key challenges faced by financial institutions in carrying out compliance programs related to money laundering and terrorist financing.
WilmerHale
WilmerHale's Securities Enforcement and Litigation Group has released commentary discussing the Securities and Exchange Commission's enforcement record in 2016 and considering potential changes as a result of the new administration and change in leadership at the SEC.
Akin Gump Strauss Hauer & Feld LLP
The Assessment outlines relatively detailed examples of compliance failures.
Orrick
Jonathan Lopez, a litigation partner in Orrick's Washington, D.C. office who previously served as inaugural Deputy Chief of the Department of Justice's Money Laundering & Bank Integrity Unit...
Arnold & Porter Kaye Scholer LLP
Financial institutions in Latin America and the Caribbean should consider the potential opportunities that have arisen as a result of the recent US elections.
Orrick
In 2016, three of FinCEN's six enforcement actions were brought against companies in the gaming industry.
Arnold & Porter Kaye Scholer LLP
Recent agency guidance, rulemakings, and enforcement actions—all issued prior to the change in administrations—demonstrate the financial regulatory agencies' commitment to enforcing the Bank Secrecy Act...
Orrick
On February 15, 2017, Transparency International ("TI") published the above report, recommending that national authorities engage to a greater level in making public disclosure of their countries' "AML"...
Most Popular Recent Articles
Akin Gump Strauss Hauer & Feld LLP
Read the latest edition of Red Notice, a monthly update on global investigations and prosecutions that cross multiple jurisdictions. Red Notice focuses on developments related to anticorruption...
Proskauer Rose LLP
The FCA published its Policy Statement on the FCA's disclosure rules following application of PRIIPs Regulation (PS17/6).
Sheppard Mullin Richter & Hampton
Also in the past week, Robert Mueller, Special Counsel, was appointed by the U.S. Department of Justice to conduct an independent investigation regarding Russia's cyberattack.
WilmerHale
Over the past year, regulators continued to actively examine compliance, introduce new and heightened requirements, recalibrate global priorities, and aggressively pursue enforcement.
Cadwalader, Wickersham & Taft LLP
The Board of Governors of the Federal Reserve System ("FRB") imposed a $41 million fine on Deutsche Bank AG and its U.S. operations for anti-money laundering ("AML") and Bank Secrecy Act...
Frost Brown Todd
On February 27, 2017, The Financial Crimes Enforcement Network ("FinCEN") fined Merchants Bank of California ("Merchants") $7 million for what it called "egregious" violations of the Bank Secrecy Act ("BSA").
Cadwalader, Wickersham & Taft LLP
FinCEN and the United States Attorney's Office for the Southern District of New York announced the settlement of charges that FinCEN previously filed against Thomas Haider...
Arnold & Porter Kaye Scholer LLP
Recent agency guidance, rulemakings, and enforcement actions—all issued prior to the change in administrations—demonstrate the financial regulatory agencies' commitment to enforcing the Bank Secrecy Act...
Cadwalader, Wickersham & Taft LLP
"Silicon Valley is coming. There are hundreds of startups with a lot of brains and money working on various alternatives to traditional banking."
Cadwalader, Wickersham & Taft LLP
Marijuana might be legal in some places, but as IRS audits increasingly show, just doing business with the legal marijuana industry brings significant compliance challenges, especially for the financial services world.
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